KCG SECURITIES ASIA LIMITED 寶通證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2012 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Henry Chi Sheung 陳志尚 |
|
M |
ADC128 |
Rep |
2012-03-16 |
2013-03-01 |
| 2 |
Chen, Xiaobing (SFC:ARH690) 陳小冰 |
|
|
ARH690 |
Rep |
2008-08-04 |
2014-08-01 |
| 3 |
Ho, Ngar Yan 何雅茵 |
|
|
AEY921 |
RO |
2011-02-25 |
2015-02-07 |
| 4 |
Hong, Yang (SFC:AVK557) 洪洋 |
|
|
AVK557 |
Rep |
2010-09-28 |
2013-06-06 |
| 5 |
Kwan, Wai Sheung 關惠嫦 |
|
|
AAX022 |
Rep |
|
2017-08-31 |
| 6 |
Lam, James Wai Kit 林惠傑 |
|
M |
ACQ914 |
RO |
2008-10-29 |
2012-05-01 |
| 7 |
Lau, Hing Bun 劉慶斌 |
|
|
AGW616 |
RO |
2012-02-10 |
2016-07-05 |
| 8 |
Lee, Ka Ki (SFC:AEH405) 李家驥 |
|
|
AEH405 |
Rep |
2007-04-30 |
2012-05-31 |
| 9 |
Lei, Yonglang 雷永朗 |
58 |
M |
ACU960 |
RO |
2009-06-23 |
2013-12-31 |
| 10 |
Pang, Keng Chan 彭鏡塵 |
|
M |
ADH991 |
RO |
|
|
| 11 |
Peng, Wenjuan 彭文娟 |
|
|
AZD306 |
Rep |
2012-03-27 |
2012-06-15 |
| 12 |
Wong, Lok Yi (SFC:APP041) 黃樂怡 |
|
|
APP041 |
Rep |
2007-12-21 |
2012-07-12 |
| 13 |
Xie, Huahui 謝華輝 |
|
|
AQS413 |
Rep |
2008-04-14 |
2015-01-31 |
| 14 |
Xiong, Xiangdong (SFC:ANI717) 熊向東 |
|
|
ANI717 |
RO |
2010-03-11 |
2019-05-29 |
| 15 |
Xu, Ning (SFC:ASL818) 許寧 |
|
|
ASL818 |
Rep |
2009-07-20 |
2014-05-24 |
| 16 |
Yu, Zhi (SFC:AIB283) 于志 |
|
|
AIB283 |
Rep |
2007-03-06 |
2012-10-18 |
| 17 |
Yuen, Shing Kuen 袁承權 |
|
M |
AAG766 |
RO |
|
2013-09-01 |
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