CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Au, Yiu Fai 區耀輝 AFJ091 Rep 2014-07-09 2016-03-04
2 Cao, Xia (SFC:BDE572) 曹霞 BDE572 Rep 2014-03-27 2014-11-08
3 Chan, Chi Hang (SFC:ALH858) 陳志恆 39 M ALH858 Rep 2008-12-12 2011-05-04
4 Chan, Eva Yee Wah (SFC:AGM562) 陳綺華 F AGM562 Rep 2008-09-24 2014-01-01
5 Chan, Henry Wing Hang (SFC:ANR826) 陳穎恆 M ANR826 Rep 2014-06-13 2016-08-12
6 Chen, Yongqiang (SFC:AXG311) 陳永強 AXG311 Rep 2012-07-10 2013-06-24
7 Cheung, David Ching Leung 張正樑 47 M AFY173 Rep 2009-05-18 2010-07-31
8 Chow, Angela Mei Kei 鄒美琦 F AZY510 Rep 2012-07-26 2013-01-15
9 Fong, Oscar Hok Kar 方學嘉 M BCA488 Rep 2013-10-10 2015-06-04
10 Fung, Wing Tsan 馮永贃 ADQ913 Rep 2010-03-29 2010-08-01
11 He, Yun (SFC:BDG862) 賀昀 BDG862 Rep 2014-04-07 2014-11-08
12 Huang, Kai (SFC:AOB359) 黃凱 AOB359 Rep 2011-01-07 2013-08-01
13 Kwan, Louis Man Fai 關文輝 47 M ADG156 RO 2008-08-01 2011-04-08
Rep 2013-07-19 2013-09-18
RO 2013-09-18 2015-02-11
14 Lai, Chi Kin (SFC:AIR705) 賴子健 AIR705 Rep 2010-07-29 2011-06-05
15 Lam, Kin Sang 林健生 AOX351 Rep 2011-07-15 2017-06-02
16 Lau, Hang Cheong 劉恒昌 ANW753 Rep 2008-11-12 2010-05-27
RO 2010-05-27 2014-01-05
17 Law, Man Sing (SFC:AMU896) 羅文星 AMU896 Rep 2014-03-28 2015-09-09
18 Lee, Siu Keung (SFC:AFG628) 李兆強 AFG628 Rep 2013-07-19 2014-05-23
19 Lee, Yuen Wa 李婉華 BCP880 Rep 2013-12-31 2014-10-29
20 Leung, Koon Yin 梁冠賢 AFU797 Rep 2011-06-21 2017-11-30
21 Leung, Kwok Ming (SFC:AIZ701) 梁國明 AIZ701 RO 2014-10-17 2018-06-29
22 Li, Lu (SFC:AWW550) 李璐 AWW550 Rep 2011-03-01 2013-11-29
23 Lindsay, Craig Blaser 林善祺 60 M AEE208 RO 2008-08-01 2014-06-28
24 Liu, Guangming (SFC:BDD671) 劉廣明 BDD671 Rep 2014-03-19 2016-04-29
25 Ma, Weizhong 馬衛中 ANM343 Rep 2014-01-02 2015-07-20
26 Mao, Shuguang 毛曙光 46 M AMY549 Rep 2011-06-10 2012-02-11
27 Ng, Samson Siu Fung 吳肇鋒 M AXL878 Rep 2012-03-02 2015-09-07
28 Ng, Shiu Cheong 吳兆昌 ACB652 Rep 2010-07-07 2011-09-24
29 Ngai, Thomas Kwok Kan 危國根 M ACP700 Rep 2013-11-04 2017-06-30
30 Ni, Jian (SFC:ASG429) 倪健 ASG429 Rep 2009-01-14 2011-12-16
31 Poon, Shu Hang 潘樹恆 AXI218 Rep 2011-05-27 2013-07-24
32 Qian, Mingwei 錢明威 ANZ962 Rep 2013-05-15 2014-05-01
33 Sheng, Ming (SFC:BDC162) 盛明 BDC162 Rep 2014-03-10 2015-04-01
34 Sit, Kiu Yip 薛僑業 AXY477 Rep 2011-08-25 2013-08-17
35 Su, Hui (SFC:AUZ018) 蘇慧 AUZ018 Rep 2010-03-29 2011-04-15
36 Sun, Qijia 孫奇佳 AVC987 Rep 2010-04-28 2012-01-15
37 Tsang, Tak Fu 曾得富 AOI861 Rep 2010-04-23 2014-04-04
38 Wang, James Junyan 王俊彥 44 M ADA695 RO 2008-08-01 2014-01-01
39 Wang, Samuel (SFC:BEC292) 汪定國 M BEC292 RO 2014-12-09 2015-06-09
40 Wang, Zhihua (SFC:ARI402) 王志華 ARI402 Rep 2008-08-08 2008-10-20
RO 2008-10-20 2010-07-31
41 Wei, Wei (SFC:ANI829) 魏薇 ANI829 Rep 2014-02-10 2015-04-18
42 Weng, Yong 翁涌 BEC295 RO 2014-12-10 2015-05-01
43 Wong, Leah Kuen 王麗娟 AVC092 Rep 2010-04-23 2013-01-01
44 Wong, Stephen (SFC:AJO207) 黃錦豪 M AJO207 Rep 2008-09-11 2011-11-17
45 Wu, Tingting (SFC:AYQ131) 吳婷婷 AYQ131 Rep 2012-06-12 2015-03-05
46 Xue, Yan (SFC:ATX492) 薛岩 ATX492 Rep 2009-10-07 2016-05-31
47 Yan, Danny Kai Chi 甄啟智 AEL746 Rep 2011-11-14 2013-12-30
RO 2013-12-30 2018-04-20
48 Yeung, Hong Sun 楊航生 AIY790 RO 2014-10-17 2018-04-17
49 Yu, Siu Chung 余肇聰 AOX543 Rep 2012-02-02 2013-04-22
50 Zhang, Dongmei (SFC:ASI046) 張冬梅 ASI046 Rep 2009-01-22 2016-04-29

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