CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2017 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Ka Chun (SFC:ABG469) 陳家俊 |
|
|
ABG469 |
RO |
2011-07-26 |
|
| 2 |
Chan, Man Lok (SFC:BGI559) 陳文樂 |
|
|
BGI559 |
Rep |
2016-09-14 |
|
| 3 |
Fowler, Luke (SFC:AQM674) |
|
M |
AQM674 |
Rep |
2011-08-02 |
|
| 4 |
He, Peng (SFC:AVI431) 何鵬 |
|
|
AVI431 |
Rep |
2014-09-11 |
2017-09-29 |
| 5 |
Kong, Wei (SFC:AKI414) 孔蔚 |
|
|
AKI414 |
RO |
2013-12-23 |
|
| 6 |
Li, Yanlin (SFC:ANI899) 李豔琳 |
|
|
ANI899 |
Rep |
2014-08-28 |
|
| 7 |
Lin, Shanshan (SFC:ASJ891) 林姍姍 |
|
|
ASJ891 |
Rep |
2014-06-26 |
2019-05-21 |
| 8 |
Lin, Yu Hong 林妤虹 |
|
|
ATS207 |
Rep |
2016-05-05 |
|
| 9 |
Liu, Bin (SFC:AWD208) 劉斌 |
|
|
AWD208 |
Rep |
2014-06-18 |
|
| 10 |
Lu, Ning (SFC:ARP152) 陸宁 |
|
|
ARP152 |
Rep |
2014-05-28 |
2020-05-18 |
| 11 |
Trinh, Eddie Khang Thach 鄭凱天 |
39 |
M |
AXE228 |
Rep |
2015-02-16 |
|
| 12 |
Wan, Li (SFC:AHD514) 萬里 |
|
|
AHD514 |
Rep |
2014-09-11 |
2020-03-19 |
| 13 |
Wong, Chi Man (SFC:AER067) 黃智雯 |
|
|
AER067 |
Rep |
2014-05-28 |
|
| 14 |
Yan, Yiran (SFC:BGD658) 嚴一然 |
|
|
BGD658 |
Rep |
2017-03-08 |
2019-05-10 |
| 15 |
Yao, Jack Hsin-Chou 姚信州 |
|
M |
APQ725 |
Rep |
2012-11-28 |
2019-11-21 |
| 16 |
Zhang, Tianli (SFC:BGB980) 張天力 |
|
|
BGB980 |
Rep |
2016-05-05 |
2023-09-14 |
| 17 |
Zhang, Yi (SFC:BDJ166) 張易 |
|
|
BDJ166 |
Rep |
2016-05-05 |
2020-07-31 |
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