CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2017 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Ka Chun (SFC:ABG469) 陳家俊 | ABG469 | Rep | 2011-06-24 | 2011-07-26 | ||
| RO | 2011-07-26 | ||||||
| 2 | Chan, Man Lok (SFC:BGI559) 陳文樂 | BGI559 | Rep | 2016-09-14 | |||
| 3 | Fowler, Luke (SFC:AQM674) | M | AQM674 | Rep | 2011-08-02 | ||
| 4 | Gu, Danxia 顧丹夏 | BIE951 | Rep | 2017-08-11 | |||
| 5 | He, Peng (SFC:AVI431) 何鵬 | AVI431 | Rep | 2014-09-11 | 2017-09-29 | ||
| 6 | Jung, Christopher Lam 曾俊文 | M | ADX061 | Rep | 2012-11-28 | 2013-10-24 | |
| RO | 2013-10-24 | 2013-12-23 | |||||
| 7 | Ko, Margaret Yuyin | F | AGB871 | Rep | 2011-07-15 | 2012-07-20 | |
| 8 | Kong, Wei (SFC:AKI414) 孔蔚 | AKI414 | RO | 2013-12-23 | |||
| 9 | Kwok, Pui Ying 郭佩瑛 | ABV967 | RO | 2013-09-30 | 2014-04-22 | ||
| Rep | 2014-04-22 | 2016-07-06 | |||||
| 10 | Li, Haoyi (SFC:ASF604) 李豪翼 | ASF604 | Rep | 2016-05-05 | 2017-03-30 | ||
| 11 | Li, Yanlin (SFC:ANI899) 李豔琳 | ANI899 | Rep | 2014-08-28 | |||
| 12 | Lin, Shanshan (SFC:ASJ891) 林姍姍 | ASJ891 | Rep | 2014-06-26 | 2019-05-21 | ||
| 13 | Lin, Yu Hong 林妤虹 | ATS207 | Rep | 2016-05-05 | |||
| 14 | Liu, Bin (SFC:AWD208) 劉斌 | AWD208 | Rep | 2014-06-18 | |||
| 15 | Lu, Ning (SFC:ARP152) 陸宁 | ARP152 | Rep | 2014-05-28 | 2020-05-18 | ||
| 16 | Lu, Yilin (SFC:AOG682) 呂禕麟 | 36 | M | AOG682 | RO | 2011-05-25 | 2013-10-23 |
| 17 | Ma, Junrui 馬隽睿 | ARR894 | Rep | 2014-06-12 | 2015-08-31 | ||
| 18 | Trinh, Eddie Khang Thach 鄭凱天 | 39 | M | AXE228 | Rep | 2015-02-16 | |
| 19 | Wan, Li (SFC:AHD514) 萬里 | AHD514 | RO | 2011-05-25 | 2012-02-17 | ||
| Rep | 2014-09-11 | 2020-03-19 | |||||
| 20 | Wong, Chi Man (SFC:AER067) 黃智雯 | AER067 | Rep | 2014-05-28 | |||
| 21 | Woo, Jimmy Cheung Yee 吳祥貽 | M | ADI032 | RO | 2011-05-25 | 2011-06-28 | |
| 22 | Yan, Yiran (SFC:BGD658) 嚴一然 | BGD658 | Rep | 2017-03-08 | 2019-05-10 | ||
| 23 | Yao, Jack Hsin-Chou 姚信州 | M | APQ725 | Rep | 2012-11-28 | 2019-11-21 | |
| 24 | Zhang, Tianli (SFC:BGB980) 張天力 | BGB980 | Rep | 2016-05-05 | 2023-09-14 | ||
| 25 | Zhang, Yi (SFC:BDJ166) 張易 | BDJ166 | Rep | 2016-05-05 | 2020-07-31 | ||
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