Oaktree Capital (Hong Kong) Limited 橡樹資本(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Shuk Yan 區淑炘 | BIZ311 | Rep | 2020-06-11 | |||
| 2 | Baker, Skardon Francis | M | ANS307 | Rep | 2006-08-02 | 2007-02-01 | |
| Rep | 2007-05-21 | 2010-07-20 | |||||
| 3 | Beath, Byron Ashley | M | BGX957 | Rep | 2016-02-01 | 2019-08-02 | |
| 4 | Beltz, Scott Thomas | M | ANS231 | RO | 2007-01-19 | 2014-07-17 | |
| Rep | 2014-07-17 | 2014-09-08 | |||||
| 5 | Blehaut, Gabriel Rong Yun 高榮雲 | M | BNM173 | Rep | 2018-10-03 | ||
| 6 | Byun, Heesuk | BQS080 | Rep | 2021-03-15 | 2022-11-11 | ||
| 7 | Carroll III, Francis Joseph | M | BQB535 | Rep | 2020-10-05 | 2023-10-03 | |
| 8 | Chan, Raymond Pha Giong 陳柏香 | M | AFP268 | Rep | 2016-11-01 | 2019-05-28 | |
| RO | 2019-05-28 | 2022-11-08 | |||||
| 9 | Chang, Edward I-To 張一多 | AFZ404 | Rep | 2010-05-24 | |||
| 10 | Chao, Hanting 巢瀚婷 | AQW591 | Rep | 2011-07-05 | 2019-06-05 | ||
| RO | 2019-06-05 | 2024-11-28 | |||||
| 11 | Cheng, Cheng (SFC:BRI470) 成成 | BRI470 | Rep | 2021-07-19 | 2025-06-30 | ||
| 12 | Chew, Yen Li | AMI415 | Rep | 2009-05-26 | 2013-11-15 | ||
| 13 | Choi, Steven Seungwook | M | BOK418 | Rep | 2019-06-24 | 2021-12-16 | |
| 14 | Coughlin, Benjamin John | M | BID245 | Rep | 2016-09-06 | 2019-08-02 | |
| 15 | de Jong, Jelmar Cornelis Johannes | M | ACN343 | Rep | 2008-06-26 | 2012-06-12 | |
| RO | 2012-06-12 | 2015-08-24 | |||||
| 16 | Doherty, Manning Lea | AFA132 | Rep | 2006-08-07 | 2011-10-28 | ||
| 17 | Duan, Xinyu 段欣宇 | BBS609 | Rep | 2015-07-06 | 2017-07-14 | ||
| 18 | Ford, Benjamin James (SFC:BCX224) | M | BCX224 | RO | 2014-05-27 | 2016-04-27 | |
| 19 | Freeman, Tracy Taray | F | BCZ930 | Rep | 2014-03-17 | 2014-09-19 | |
| RO | 2015-11-04 | 2020-01-06 | |||||
| 20 | Fung, Gary King Bun 馮竟鑌 | M | AWK826 | Rep | 2010-12-08 | 2011-06-30 | |
| 21 | Gao, Meng (SFC:AWK830) 高猛 | AWK830 | Rep | 2010-12-08 | 2011-03-31 | ||
| 22 | Henderson, Loyd Tarver | ASP036 | Rep | 2009-03-20 | 2009-07-31 | ||
| 23 | Ho, Samantha Beverly 何詩慧 | F | ASP037 | Rep | 2009-03-25 | ||
| 24 | Huang, Lin (SFC:ASE666) 黃琳 | ASE666 | Rep | 2021-02-16 | 2021-05-15 | ||
| Rep | 2021-05-17 | 2021-08-16 | |||||
| 25 | Jie, Wenting 接文婷 | BNI344 | Rep | 2018-08-17 | 2021-12-23 | ||
| 26 | Kaplan, Stephen A | M | AMV288 | RO | 2006-07-12 | 2016-10-21 | |
| 27 | Kerins, William Francis | M | AJI695 | RO | 2006-07-12 | 2012-09-28 | |
| Rep | 2012-09-28 | 2016-06-17 | |||||
| 28 | Kim, Jin Soo (SFC:BOU749) 金辰洙 | BOU749 | Rep | 2019-10-08 | |||
| 29 | Kim, Lee Seul | BAZ737 | Rep | 2017-06-02 | 2020-10-30 | ||
| 30 | Kook, Soonwoong | AMJ994 | Rep | 2018-08-06 | |||
| 31 | Lam, Teresa Tak Nam 林德藍 | F | APP828 | Rep | 2007-10-22 | 2011-01-30 | |
| 32 | Law, Lok 羅樂 | BPT105 | Rep | 2020-07-02 | 2023-07-05 | ||
| 33 | Li, Zhengyi (SFC:APJ994) 李正逸 | APJ994 | Rep | 2014-08-01 | 2016-04-18 | ||
| RO | 2016-04-18 | ||||||
| 34 | Lim, James Tai Keun | M | ANY115 | Rep | 2020-06-24 | 2022-01-20 | |
| 35 | Ma, Yiyi (SFC:ASD060) 馬憶儀 | ASD060 | Rep | 2015-05-05 | 2017-06-23 | ||
| 36 | Mathes, Michel | AZJ137 | Rep | 2019-09-12 | 2022-07-31 | ||
| 37 | Matsunaga, Yuki 松永裕樹 | F | BBW706 | Rep | 2013-09-18 | 2018-12-21 | |
| 38 | Meng, Yuanyuan 孟圓圓 | AYJ251 | Rep | 2018-03-26 | |||
| 39 | Oo, Alvina Xiaohui 余曉慧 | APH870 | Rep | 2011-06-03 | 2014-06-05 | ||
| 40 | Park, Ken Sangwoo | M | BBT311 | Rep | 2013-08-26 | 2018-06-08 | |
| 41 | Parks, Robert Ralph | 78 | M | ADM267 | Rep | 2010-10-04 | 2011-05-02 |
| 42 | Peng, Yu Yu 彭煜宇 | ATV436 | Rep | 2012-01-31 | 2014-10-10 | ||
| 43 | Saito, Rahul | ATC816 | Rep | 2009-06-09 | 2012-03-09 | ||
| 44 | Shang, Qian (SFC:BGC151) 尚前 | BGC151 | Rep | 2017-05-02 | 2021-06-06 | ||
| 45 | Shen, Yangwen 申扬文 | BOM502 | Rep | 2019-07-24 | 2022-05-05 | ||
| 46 | Shen, Yi (SFC:AZR706) 沈翌 | AZR706 | Rep | 2012-06-18 | 2015-03-27 | ||
| 47 | Solomons, Jarrad Brendon (SFC:BIH718) | M | BIH718 | Rep | 2016-09-30 | 2019-08-02 | |
| 48 | Suratkal, Kishore Sheena | F | AFE831 | Rep | 2006-09-15 | 2010-03-16 | |
| 49 | Takao, Kentaro | AVW704 | Rep | 2012-07-31 | 2015-04-07 | ||
| 50 | Tan, Ruijia 談蕊嘉 | BGE479 | Rep | 2018-05-21 | 2021-10-15 | ||
| 51 | Tian, Hanlin (SFC:BDZ941) 田翰林 | BDZ941 | Rep | 2017-02-01 | 2024-11-22 | ||
| 52 | Urquidi, Pedro (SFC:ADU888) | M | ADU888 | Rep | 2019-04-01 | 2019-05-21 | |
| RO | 2019-05-21 | 2024-12-11 | |||||
| 53 | Wang, Huiying (SFC:BBR332) 王薈瑩 | BBR332 | Rep | 2015-11-02 | 2022-10-21 | ||
| 54 | Wardrop-Szilagyi, Allan Clement Simpson | 46 | M | BPX565 | Rep | 2020-08-14 | 2024-01-10 |
| 55 | Wong, Yau Nang 王祐能 | AMB339 | Rep | 2014-07-04 | 2014-08-06 | ||
| RO | 2014-08-06 | 2020-10-16 | |||||
| 56 | Wu, Benjamin (SFC:BEA682) 烏嘉駿 | M | BEA682 | Rep | 2017-10-26 | ||
| 57 | Wu, Qin (SFC:BBH665) 武芹 | BBH665 | Rep | 2018-12-21 | 2021-03-31 | ||
| 58 | Wu, William Chen-Xi 吳晨曦 | M | BKW322 | Rep | 2017-09-27 | 2019-08-02 | |
| Rep | 2020-12-28 | 2021-12-08 | |||||
| 59 | Yau, Jane Hang Huen 邱恆萱 | F | AZC902 | Rep | 2012-03-08 | 2016-05-24 | |
| 60 | Yip, Jennifer Wan Man 葉韻文 | F | AIZ025 | Rep | 2020-11-11 | ||
| 61 | Zhang, Ruihang 張瑞航 | BPC718 | Rep | 2019-11-19 | 2021-03-31 | ||
| 62 | Zhang, Yi (SFC:BDU217) 張軼 | BDU217 | Rep | 2014-07-15 | 2015-06-05 | ||
| RO | 2015-06-05 | 2019-08-16 | |||||
| 63 | Zhou, Meng (SFC:AUO120) 周萌 | AUO120 | Rep | 2011-10-25 | 2015-02-27 | ||
| 64 | Zhou, Yajun (SFC:BNE951) 周雅君 | BNE951 | Rep | 2021-08-13 | 2023-08-08 | ||
| 65 | Zhu, Dennis Demiao 朱德淼 | 58 | M | AOS222 | Rep | 2007-05-14 | 2011-06-08 |
| 66 | Zhu, Shengchu 朱聖初 | AUI034 | Rep | 2014-03-14 | 2014-09-05 | ||
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy