Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Baek, Kwonwoo | AXX434 | Rep | 2011-08-22 | 2012-10-17 | ||
| 2 | Bernstein, Steven A | M | AUQ299 | RO | 2010-02-12 | 2011-11-30 | |
| 3 | Chan, Jenny Wai-yee | F | AXZ591 | Rep | 2011-09-05 | 2012-07-04 | |
| 4 | Cheng, Yan Ting 鄭恩婷 | AUC961 | Rep | 2012-09-12 | 2013-05-31 | ||
| 5 | Chow, Jerry Man Kit 周文傑 | M | BAP381 | Rep | 2012-12-17 | 2013-05-03 | |
| 6 | Chu, Wan Chi 朱韻芝 | BDQ950 | Rep | 2014-06-30 | 2017-06-09 | ||
| 7 | Chung, Michael (SFC:AUC505) | M | AUC505 | Rep | 2012-04-30 | ||
| 8 | Cook Iii, Thomas Crawford | M | ASI335 | RO | 2010-02-12 | 2010-09-07 | |
| 9 | Desai, Keemesh (SFC:AUL786) | AUL786 | Rep | 2014-08-04 | 2016-08-08 | ||
| 10 | Farbstein, Noah Michael | M | AFE276 | Rep | 2014-10-06 | 2015-09-25 | |
| 11 | Green, Robin Adam | M | ACQ540 | RO | 2012-06-11 | 2017-08-31 | |
| 12 | He, Jia (SFC:AOJ239) 賀佳 | AOJ239 | Rep | 2014-03-13 | 2015-07-24 | ||
| 13 | Holder, Daniel William (SFC:AQM604) | M | AQM604 | Rep | 2012-10-03 | 2013-01-29 | |
| RO | 2013-01-29 | 2013-08-31 | |||||
| 14 | Holmes, Charles Broadfoot | M | AUG616 | RO | 2010-02-12 | 2015-03-15 | |
| 15 | Huang, Bo-Kai 黃柏愷 | AKY607 | Rep | 2010-10-13 | 2012-01-18 | ||
| RO | 2012-01-18 | 2014-06-30 | |||||
| 16 | Huang, Cliff Stevens 黃子明 | M | AIM307 | Rep | 2013-05-30 | 2013-08-12 | |
| RO | 2013-08-12 | ||||||
| 17 | Kaneko, Satsuki | ANT209 | Rep | 2010-08-27 | 2011-02-07 | ||
| 18 | Kang, Minja | AGJ645 | Rep | 2010-09-24 | 2011-05-18 | ||
| 19 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2014-01-17 | 2018-01-26 | ||
| 20 | Lai, Voon San 賴汶山 | ACQ503 | Rep | 2012-10-03 | 2013-05-31 | ||
| 21 | Lau, Caroline Man Har 劉曼霞 | F | AVK663 | Rep | 2010-08-05 | 2013-02-18 | |
| 22 | Lau, Lik Alaric 劉力 | AHK681 | Rep | 2012-05-17 | 2012-11-01 | ||
| 23 | Liao, Ya Tzu 廖雅姿 | ALN825 | Rep | 2010-10-15 | 2011-10-21 | ||
| 24 | Lim, Jie Ru Gillian | F | BBA912 | Rep | 2013-03-25 | 2014-03-07 | |
| 25 | Millet, Matthieu Louis Fumiyochi | M | ARH193 | Rep | 2010-03-11 | 2011-08-25 | |
| 26 | Moeller, Corinna Georgina | F | BAX763 | Rep | 2013-02-27 | 2013-09-25 | |
| 27 | Newman, Neil Lionel | M | ABF170 | Rep | 2012-09-19 | 2013-02-18 | |
| 28 | Ruddick, Matthew | M | AKI367 | Rep | 2013-03-11 | 2013-12-31 | |
| 29 | Shah, Dhawal Arvind | AYM782 | Rep | 2011-11-24 | 2016-06-30 | ||
| 30 | So, Mei Lun 蘇美倫 | ADK736 | Rep | 2012-12-10 | 2013-09-16 | ||
| RO | 2013-09-16 | 2014-01-24 | |||||
| 31 | Wang, Shuyi (SFC:AVQ913) 王舒誼 | AVQ913 | Rep | 2010-08-31 | 2011-04-19 | ||
| 32 | Wong, Pak Chun 王柏俊 | AQZ536 | Rep | 2011-02-23 | 2012-08-23 | ||
| 33 | Wool, Kyle Michael | M | AWV269 | Rep | 2011-03-11 | 2013-05-07 | |
| 34 | Yang, Wu-Kuang 楊武光 | AOV395 | Rep | 2011-10-27 | 2012-03-30 | ||
| 35 | Ye, Calvin | M | AZL767 | Rep | 2012-05-17 | 2014-01-15 | |
| 36 | Yip, Chung Leung 葉仲量 | AWF608 | Rep | 2010-11-08 | 2012-04-26 | ||
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