EMPEROR FUTURES LIMITED 英皇期貨有限公司

SFC fines Emperor Securities Ltd & Emperor Futures Ltd HK$5.4m for breaches of anti-money laundering requirements | Statement of Disciplinary Action
SFC, 16-Mar-2022
SFC suspends Mr Cheung Man Chit, ex-Emperor, for 2 years | Statement of Disciplinary Action
SFC, 30-Aug-2021
After Emperor Securities/ Futures, he moved on to Freeman Securities/ Commodities in 2017 and left them on 7-Jun-2021.
SFC suspends Mr Ho Kai Yin for keeping secret securities account
SFC, 17-Jan-2011
SFC prosecutes Ms Wong Man Suen for cold calling
SFC, 29-Mar-2007
SFC fines Ms Liza Yan Yuk Hing HK$30k
SFC, 1-Mar-2007
SFC suspends Ms Ip Pui Lan of Tanrich Futures Ltd for 4 months
SFC, 22-Nov-2006
SFC suspends Mr Poon Pong Wah for 30 months
SFC, 12-Jul-2001

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