Southwest Securities (HK) Brokerage Ltd v Michael Ng Kwok Wing & others
HK Court of First Instance, 11-Jun-2020
SFC fines Southwest Securities (HK) Brokerage HK$5m for breaches of anti-money laundering requirements
SFC, 18-May-2020
This is a subsidiary of Southwest Securities (0812).
Celebrate (8212): controlling shareholder Michael Ng Kwok Wing "brutally attacked"
Company announcement, 18-Dec-2019
SFC bans Cham Nga Yin, ex-Southwest Securities, for life
SFC, 9-Aug-2018
Bubbles and troubles in Hong Kong
Pour yourself a coffee and digest this long article as we investigate several ongoing abusive "open offers" and placings as well as show you who's been making out in multi-billion-dollar bubbles. We call on regulators and rule-makers to take action. (24-Sep-2015)
Raking muck, Part 6
Concluding our hexalogy, we look at a recent deal by COMG (0254). Existing shareholders were diluted to 2.54% in an acquisition valued at HK$1242m for a business which would need capital of HK$3.6m. We estimate that the vendor has already cashed in about $1812m by selling convertible bonds and shares. We also look at what comes next for COMG, and some unfinished business for the authorities. (11-Mar-2012)
Raking muck, Part 2
Continuing our series, we look at a set of over-priced acquisitions and questionable transactions by China Post e-Commerce and others, building a matrix which demonstrates the close connections between the persons involved. We call on the SFC to investigate. (27-Feb-2012)
Raking muck, Part 1
In the first of a multi-part series, we delve into a transaction by the HK offshoot of Xinhua, the PRC's official news agency, and the people behind it. (21-Feb-2012)
SFC suspends Ms Ip Pui Lan of Tanrich Futures Ltd for 4 months
SFC, 22-Nov-2006

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