Emperor Capital Group Limited 英皇證劵集團有限公司

SFC suspends Ko Cho Ting, of Emperor Securities, for 2 years
SFC, 3-Aug-2016
Emperor unclothed
Bloomberg, 30-May-2016
Kudos to Phil Kuntz and Fox Hu for their analysis of Emperor Capital's unidirectional recommendations.
Emperor Capital (0717) to issue 380m shares @$0.66 to China Huarong Asset Management (2799)
Company announcement, 18-May-2016
This increases Huarong's stake from 4.00% to 9.95%
Albert Yeung Sau Shing v Google Inc.
HK Court of First Instance, 29-Oct-2014
Albert Yeung Sau Shing v Google Inc.
HK Court of First Instance, 5-Aug-2014
Emperor Securities Ltd v K&L Gates
HK Court of First Instance, 8-Feb-2012
Emperor Securities Ltd (owned by Emperor Capital, 0717) sues two clients and a law firm for return of HK$40m
Company announcement, 12-Jul-2011
The law firm is K&L Gates, and this may or may not relate to the charges against its former partner Navin Kumar Aggarwal for theft and forgery.
SFC suspends Mr Ho Kai Yin for keeping secret securities account
SFC, 17-Jan-2011
The paid advert opposing the blackout rule
With links to the signatories in Webb-site Who's Who. (29-Dec-2008)
SFC fines Emperor Securities Ltd HK$130k
SFC, 30-Aug-2007
SFC prosecutes Ms Wong Man Suen for cold calling
SFC, 29-Mar-2007
SFC fines Ms Liza Yan Yuk Hing HK$30k
SFC, 1-Mar-2007
SFC suspends Ms Ip Pui Lan of Tanrich Futures Ltd for 4 months
SFC, 22-Nov-2006
SFC reprimands Ms Vanessa Fan Man Seung
SFC, 15-Nov-2001
SFC reprimands Ms Clarea Au Suet Ming
SFC, 19-Jul-2001
SFC suspends Mr Poon Pong Wah for 30 months
SFC, 12-Jul-2001

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