Ng, Andrew Wai Yan 吳惠恩
HKICPA fines Jimmy Siu, Yip Kai Yin and Elite Partners CPA Ltd HK$500k jointly
HKICPA, 15-Jun-2022
For bad work on the 2017 audit of L & A (now Legendary Group, 8195). This is the 7th fine for Elite since 2015, the 6th for Mr Yip since 2013, and the 3rd for Mr Siu since 2020.
HKICPA, 15-Jun-2022
For bad work on the 2017 audit of L & A (now Legendary Group, 8195). This is the 7th fine for Elite since 2015, the 6th for Mr Yip since 2013, and the 3rd for Mr Siu since 2020.
HKICPA fines Zenith CPA Ltd, Cheng Po Yuen & Keung Yee Man
| Re Leung Sze Chit
HKICPA, 2-Feb-2021
For bad work on the 2011 audit of China Health (0673). At para 45, the decision wrongly states (on HKICPA advice) that in a previous case (Leung Sze Chit, 2013) the respondent "was not reprimanded", and decides not to reprimand Ms Keung, who submitted that she was too inexperienced when she was appointed as the Engagement Quality Control Reviewer. In fact, Mr Leung was reprimanded. The committee also decries the delay in commencing proceedings (the case was referred by the AIB/FRC) and calls on the HKICPA to consider a minimum post-qualification experience requirement for ECQRs.
HKICPA, 2-Feb-2021
For bad work on the 2011 audit of China Health (0673). At para 45, the decision wrongly states (on HKICPA advice) that in a previous case (Leung Sze Chit, 2013) the respondent "was not reprimanded", and decides not to reprimand Ms Keung, who submitted that she was too inexperienced when she was appointed as the Engagement Quality Control Reviewer. In fact, Mr Leung was reprimanded. The committee also decries the delay in commencing proceedings (the case was referred by the AIB/FRC) and calls on the HKICPA to consider a minimum post-qualification experience requirement for ECQRs.
HKICPA bans Mr Lo Yip Tong for 1 year
HKICPA, 9-Oct-2020
He failed to comply with a practice review and in a classic dog-ate-my-homework excuse, claimed that his office was in disarray after typhoon devastation. We note that he is an INED of Golik (1118).
HKICPA, 9-Oct-2020
He failed to comply with a practice review and in a classic dog-ate-my-homework excuse, claimed that his office was in disarray after typhoon devastation. We note that he is an INED of Golik (1118).
HKICPA bans Richard Yin Yingneng for 2 years
HKICPA, 2-May-2019
Amazingly, it was only 18 months after the SFC's announcement of the Court's findings that the HKICPA "became aware" of the wrong-doing by its members, including Kenny Lee Yiu Sun. There appears to be some sort of communications failure between the 2 regulators.
HKICPA, 2-May-2019
Amazingly, it was only 18 months after the SFC's announcement of the Court's findings that the HKICPA "became aware" of the wrong-doing by its members, including Kenny Lee Yiu Sun. There appears to be some sort of communications failure between the 2 regulators.
Anthony Lam Kwan and Charles H.C. Cheung & CPA Ltd fined HK$35k
HKICPA, 18-Apr-2018
For bad work auditing the renovation of the external walls of Grandview Tower, Kennedy Road.
HKICPA, 18-Apr-2018
For bad work auditing the renovation of the external walls of Grandview Tower, Kennedy Road.
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