Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 Aden Financial Group Limited Jiang, Guihong (SFC:BOL346) 蔣桂紅 +Rep 2024-10-09
2 AIA Company (Trustee) Limited Chan, Cheuk Kit (SFC:BVH214) 陳卓傑 +Rep 2024-10-02
3   Chan, Fung Yi (SFC:BVH207) 陳鳳儀 +Rep 2024-10-02
4   Chan, Sau Ying (SFC:BVH208) 陳秀英 +Rep 2024-10-02
5   Cheung, Ka Wang 張家泓 +RO 2024-10-02
6   Chiu, Man Yee (SFC:BVH199) 趙敏兒 +Rep 2024-10-02
7   Choi, Siu Yin (SFC:BVH200) 蔡小燕 +Rep 2024-10-02
8   Fung, Kai Hang 馮啟衡 +Rep 2024-10-02
9   Ho, Bo Sim 何寶嬋 +Rep 2024-10-02
10   Ho, Lai Chun Angel 何麗珍 +Rep 2024-10-02
11   Kwong, Ka Chun (SFC:BVH209) 鄺家俊 +Rep 2024-10-02
12   Lam, Lok Wai 林樂慧 +Rep 2024-10-02
13   Lau, Elaine Kar Yee 劉家怡 +RO 2024-10-02
14   Leung, Mei Mui (SFC:BVH211) 梁美妹 +Rep 2024-10-02
15   Liu, Cho Yee Joey 廖祖儀 +Rep 2024-10-02
16   Low, Kok Keong 劉國強 +RO 2024-10-02
17   Ng, Ka Man Nelson 吳嘉文 +Rep 2024-10-02
18   Tai, Wing Che 戴泳芝 +Rep 2024-10-02
19   Tseung, Wing Yiu 蔣永耀 +Rep 2024-10-02
20   Wong, Ming Ho (SFC:BVH202) 黃明皓 +Rep 2024-10-02
21 Akron Corporate Finance Limited Chan, Frank Clifford Shui Ting Chu 陳瑞庭 -RO 2023-02-06 2024-09-27
22 Alliance Asset Management Limited (HK) Sum, Stephen Nai Bun 岑乃彬 +RO 2024-10-07
23 AllianceBernstein Hong Kong Limited Hogbin, Christopher Edward George -Rep 2024-09-26 2024-09-26
24 ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED Lin, Xiao Xiao 林瀟瀟 -RO 2024-06-20 2024-09-27
25 Altive Limited Chan, Ting Hin Jerry 陳霆軒 -Rep 2022-09-08 2024-09-30
26 ALTRUIST FINANCIAL GROUP LIMITED Chow, Aimee Nga Yee 周雅怡 -Rep 2024-10-07 2024-11-11
27 Alvarez & Marsal Corporate Finance Limited Middleton, Edward Simon 杜艾迪 -Rep 2021-11-08 2024-09-27
28 AM Squared Limited Li, Marco Man Fung 李文鋒 +Rep 2024-09-27
29 AMINA (Hong Kong) Limited Shi, Mengqing 石孟卿 +Rep 2024-10-08
30 Amundi Hong Kong Limited Jia, Weimian 賈維勉 +Rep 2024-10-09
31 Annum Asset Management (Hong Kong) Limited Ting, Wing Yee (SFC:ATN769) 丁詠儀 -Rep 2023-05-08 2024-10-01
32 Ant Global Partners (HK) Limited Yang, Bo (SFC:AQO328) 楊波 -RO 2016-08-23 2024-09-30
33 AOP Capital Limited Ho, Beatrice Lap Sze 何立思 +Rep 2024-10-09
34 APG Investments Asia Limited Dai, Ying (SFC:BTJ789) 戴鷹 -Rep 2023-01-16 2024-10-02
35   Mikuriya, Kunihiko -Rep 2021-10-04 2024-09-30
36 Ares Management Asia (Hong Kong) Limited Guo, Shiliang (SFC:BTD464) 郭士梁 +Rep 2024-10-09
37 Ark Group Holdings (Hong Kong) Limited Chan, Tan Ho 陳丹浩 -Rep 2023-05-22 2024-09-30
38   Lyu, Shuting 呂姝婷 +Rep 2024-10-07
39   Ma, Dahao 馬達豪 +Rep 2024-10-09
40   Shang, Erkang 尚尔康 +Rep 2024-09-27
41   Tian, Ruiguo 田瑞国 -Rep 2024-07-23 2024-09-27
42   Yao, Ziyang (SFC:BVK842) 姚子揚 +Rep 2024-09-27
43   Yu, Liang (SFC:BVF874) 余亮 -Rep 2024-07-29 2024-09-27
44 Arrowpoint Investment Partners (Hong Kong) Limited Seo, Sangmin +Rep 2024-10-02
45 Asante Capital Group HK Limited McLean, Erik Alexander 麥克雷 +Rep 2024-10-09
46 ASCENT FINANCIAL PARTNERS LIMITED Kong, Xiaoqin 孔小琴 -RO 2023-07-04 2024-09-30
47 ASSET MANAGEMENT GROUP LIMITED Chau, Wing Po 周穎寶 +Rep 2024-10-09
48   Cheung, Man Ho (SFC:BEE035) 張文浩 +Rep 2024-10-09
49   Ng, Tsun Hing Anthony 伍晉興 +Rep 2024-10-03
50 Atlantic Asset Management Limited Wei, Qingye 魏青曄 -Rep 2023-08-31 2024-09-30
51 Azurewing Limited (HK) Cheung, Hung Fat 張洪發 -Rep 2024-10-09 2024-11-07
52 Bach Option Limited Scott, Andrew (SFC:BBT921) -Rep 2020-12-22 2024-09-27
53 Balyasny Asset Management (Hong Kong) Limited Liu, Chang (SFC:BMD839) 劉暢 -Rep 2021-07-09 2024-10-07
54   Wang, Jue (SFC:BSR933) 王珏 -Rep 2023-07-24 2024-09-27
55   Zhu, Feiyang 朱斐阳 +Rep 2024-10-02
56 BANDS Financial Limited Lee, David (SFC:BTS959) 李大衛 -Rep 2023-06-05 2024-09-27
57 BANK CONSORTIUM TRUST COMPANY LIMITED But, Lai Mui +Rep 2024-10-02
58   Chan, Chi Yin (SFC:BVH482) 陳志賢 +Rep 2024-10-02
59   Chan, Clara Ka Lai (SFC:BPL361) 陳嘉勵 +Rep 2024-10-02
60   Chan, Hiu Tung (SFC:BVH478) 陳曉東 +Rep 2024-10-02
61   Chan, Siu Pan 陳紹彬 +Rep 2024-10-02
62   Chan, Yi (SFC:BVH474) 陳怡 +Rep 2024-10-02
63   Chung, Ho Yee Linda 鍾可怡 +Rep 2024-10-02
64   Ho, Man Wai (SFC:BVH471) 何敏慧 +Rep 2024-10-02
65   Kwok, Ka Ting 郭嘉婷 +Rep 2024-10-02
66   Lee, Bob Tak Luen 李德麟 +RO 2024-10-02
67   Lee, Mei Yi (SFC:AGH969) 李微儀 +RO 2024-10-02
68   Leung, Chi Chung (SFC:AAW117) 梁子忠 +Rep 2024-10-02
69   Leung, Lik Sang 梁力生 +RO 2024-10-02
70   Leung, Yiu Ting (SFC:BVH475) 梁耀庭 +Rep 2024-10-02
71   Lo, Wing Yin (SFC:ARD522) 盧頴賢 +Rep 2024-10-02
72   Lum, Helen 林凱倫 +Rep 2024-10-02
73   Tang, Wai Kei (SFC:BVH469) 鄧偉基 +Rep 2024-10-02
74   Wong, Ka Tat (SFC:BVH470) 黃家達 +Rep 2024-10-02
75   Wong, Man Yee (SFC:AQE402) 黃晚儀 +RO 2024-10-02
76   Wong, Wai Ho (SFC:BVH480) 黃偉豪 +Rep 2024-10-02
77   Yung, Hoi Yu Liza 容愷愉 +Rep 2024-10-02
78 BANK OF COMMUNICATIONS TRUSTEE LIMITED Fok, Kin Man (SFC:BVH895) 霍建民 +Rep 2024-10-02
79   Kwok, Ka Man Carmen 郭嘉雯 +Rep 2024-10-02
80   Kwong, Yat Wai 鄺溢偉 +Rep 2024-10-02
81   Lam, Wing Ki (SFC:BRW407) 林穎琦 +Rep 2024-10-02
82   Lau, Felicity Ching Man 劉靜雯 +RO 2024-10-02
83   Lau, King Tung Alex 劉景通 +Rep 2024-10-02
84   Lee, Siu Ling Pango 李少玲 +RO 2024-10-02
85   Leung, Bo Yee 梁寶儀 +Rep 2024-10-02
86   Lo, Ka Ching 羅家澄 +Rep 2024-10-02
87   Lo, Ting Chun 盧庭津 +Rep 2024-10-02
88   Ng, Siu Po Emily 吳少寶 +Rep 2024-10-02
89   Pu, Yuechuan 蒲粵川 +RO 2024-10-02
90   Tsang, Sui Wing 曾瑞榮 +Rep 2024-10-02
91   Wong, Alvin Tuk Yu 王篤余 +Rep 2024-10-02
92   Young, Chun Ling 楊雋寧 +Rep 2024-10-02
93   Yu, Kam Ping 余錦屏 +Rep 2024-10-02
94 BANK OF EAST ASIA (TRUSTEES) LIMITED Chan, Chak Yin (SFC:BVG911) 陳澤賢 +Rep 2024-10-02
95   Chan, Cho Yip Henry 陳祖業 +RO 2024-10-02
96   Chan, Chun Tat (SFC:BVG849) 陳晉達 +Rep 2024-10-02
97   Chan, Hing Lee 陳興莉 +Rep 2024-10-02
98   Chan, Man Yee (SFC:BVG842) 陳敏怡 +Rep 2024-10-02
99   Cheng, Yuk Ping (SFC:BVG920) 鄭玉萍 +Rep 2024-10-02
100   Ching, Mei Hoi Elly 程美開 +Rep 2024-10-02
101   Chung, Tsz Yan Joanna 鍾芷欣 +Rep 2024-10-02
102   Kwok, Yee Man 郭綺雯 +Rep 2024-10-02
103   Kwong, Wai Ting 鄺惠婷 +Rep 2024-10-02
104   Lam, Alfred Ka Hong 林家慷 +Rep 2024-10-02
105   Law, Shuk Yee (SFC:BVG917) 羅淑儀 +Rep 2024-10-02
106   Lee, Kwok Fai (SFC:BUK590) 李國輝 +RO 2024-10-02
107   Lee, Ping Fai Elvis 李炳輝 +RO 2024-10-02
108   Lui, Kin Ming 雷健明 +Rep 2024-10-02
109   Pang, Yuk Ling (SFC:BVG845) 彭玉玲 +Rep 2024-10-02
110   Shek, Lai Ching 石麗貞 +RO 2024-10-02
111   Shek, Wing Sum 石穎芯 +Rep 2024-10-02
112   Siu, Hoi Hung 蕭海雄 +Rep 2024-10-02
113   Siu, Yan Ling 蕭欣靈 +Rep 2024-10-02
114   Wong, Chau Lan 黃秋蘭 +Rep 2024-10-02
115   Wong, Ka Chi Colin 黃家志 +Rep 2024-10-02
116   Yong, Siu Mei 楊小媚 +Rep 2024-10-02
117 BARCLAYS CAPITAL ASIA LIMITED Chong, Kai Wo 莊佳和 +Rep 2024-09-27
118   Yang, Kehan 楊可涵 +Rep 2024-10-04
119   Zhang, Chenchen (SFC:BVK143) 張晨辰 +Rep 2024-09-27
120   Zhang, Liwen (SFC:BVL016) 張力文 +Rep 2024-10-04
121 Basis Asset Management Limited Chan, Katherine Ching Yu 陳菁瑜 -Rep 2022-08-05 2024-10-08
122   Kwan, Joyce Po Kuen 關寶娟 -RO 2023-06-27 2024-10-08
123 BC Global Asset Management Limited Zhang, Kang (SFC:BTD793) 張亢 +Rep 2024-10-02
124 BD Consultraining Limited Yang, Ping (SFC:AQX613) 楊平 -RO 2023-12-07 2024-09-30
125 Beigehill Asset Management Limited Chung, Franki Ka Fai 鍾家輝 -RO 2023-10-25 2024-09-30
126   Lo, Sung Kwan 羅崇均 -RO 2023-12-04 2024-09-30
127 Beyond Ventures Asset Management Limited Lam, Yuk Shing 林育城 -Rep 2024-10-07 2024-10-09
128     +RO 2024-10-09
129 BGC SECURITIES (HONG KONG) LLC Chen, Yi (SFC:BUT121) 陳奕 -Rep 2024-03-14 2024-10-09
130 BlackRock Asset Management North Asia Limited Cai, Jinyong 蔡金勇 +Rep 2024-10-02
131   Chan, Yuet Yee 陳玥頤 +Rep 2024-10-02
132   Cheng, Chi Ho (SFC:BVK549) 鄭智豪 +Rep 2024-10-02
133   Dhakal, Deepmala +Rep 2024-10-02
134   Han, Raymond Rui +Rep 2024-10-02
135   Lam, Bernice Jacey 林上殷 +Rep 2024-10-07
136   Lam, David Kai Wai 林啟偉 +Rep 2024-10-03
137   Nadarajah, Rayhan +Rep 2024-10-02
138   Shen, Liyi 沈力一 +Rep 2024-10-02
139   Sun, Jinping 孫金平 +Rep 2024-10-02
140   Wang, Qiu (SFC:BVJ964) +Rep 2024-10-02
141   Wu, Liang (SFC:BRR766) 伍量 +Rep 2024-10-02
142   Yang, Wang (SFC:BUX834) 楊旺 -Rep 2024-05-29 2024-10-07
143 BLACKSTONE GROUP (HK) LIMITED (THE) Lin, Chunyang (SFC:BAL090) 林春陽 -Rep 2023-01-05 2024-10-01
144 Blue Mountain Bridge Capital Limited Chan, Raymond Pha Giong 陳柏香 +RO 2024-09-30
145 Blue Owl Capital HK Limited Choo, Dongbeom 朱東範 +Rep 2024-10-07
146 BNP PARIBAS SECURITIES (ASIA) LIMITED Alfonsi, Sebastien +Rep 2024-09-30
147   Holley, Gregory James (SFC:BUD050) -Rep 2023-09-21 2024-09-27
148   Mashru, Namrata Sudhir -Rep 2023-04-26 2024-09-30
149   Mounsey, Jonathan Robert -Rep 2024-10-08 2024-10-09
150   Yates, Jason (SFC:AHS273) -RO 2022-01-26 2024-09-26
151 BNY Mellon Investment Management Hong Kong Limited Dent, John George -Rep 2024-09-20 2024-09-27
152 BOB International Asset Management Company Limited Bin, Sheng 賓盛 +Rep 2024-09-27
153 BOCI ASIA LIMITED Altenburger, Mario -Rep 2010-07-22 2024-09-27
154 BOCI SECURITIES LIMITED   -Rep 2010-07-22 2024-09-27
155   Hu, Yiqiang 胡毅強 -Rep 2012-09-05 2024-10-04
156     +RO 2024-10-04
157   Qiu, Guochen 邱國琛 +Rep 2024-10-03
158 BOCI-PRUDENTIAL TRUSTEE LIMITED Chui, Chun Pong 徐振邦 +Rep 2024-10-02
159   Fung, Josephine Wai Yin 馮慧賢 +Rep 2024-10-02
160   Fung, Po Ching Amy 馮寶貞 +Rep 2024-10-02
161   Lai, Wai Jun Amy 賴惠津 +Rep 2024-10-02
162   Law, Andrew Lai Wah 羅禮華 +RO 2024-10-02
163   Lee, Ka Chun (SFC:BVH026) 李嘉俊 +Rep 2024-10-02
164   Lee, Kwok Cheong (SFC:BVH030) 李國昌 +Rep 2024-10-02
165   Leung, Po Sai 梁寶茜 +RO 2024-10-02
166   Liu, Yani (SFC:BVH028) 劉亞妮 +Rep 2024-10-02
167   Shek, Pui Ming 石珮明 +Rep 2024-10-02
168   Tse, Yat Fung 謝逸鋒 -Rep 2024-10-02 2024-10-18
169   Wong, Clarence Kin Wing 黃健榮 +Rep 2024-10-02
170   Wong, Kit Yuk 王潔玉 +RO 2024-10-02
171 BOCOM International Asset Management Limited Sheng, Jie (SFC:BPV046) 圣洁 -Rep 2021-03-31 2024-10-09
172     +RO 2024-10-09
173 BOCOM International Securities Limited Xiao, Xie 肖勰 +Rep 2024-09-25
174 Boom Securities (H.K.) Limited Okamoto, Keiji (SFC:BIM685) 岡本啓司 -RO 2017-11-24 2024-10-03
175 Bosera Asset Management (International) Co., Limited Liu, Tianyu (SFC:BTO567) 劉天雨 -Rep 2023-03-23 2024-10-06
176 Bowman and Fitzhugh Asset Management Limited Bongiorno, Anthony Julian +Rep 2024-09-25
177   Cheng, Tsz Chun (SFC:BQW735) 鄭梓雋 +Rep 2024-10-02
178 BREVAN HOWARD (HONG KONG) LIMITED Kim, Sungryul -Rep 2022-03-17 2024-10-04
179     +RO 2024-10-04
180 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED Fung, Shing Wai 馮承偉 +Rep 2024-09-30
181   Kee, O Lung 祁傲龍 +Rep 2024-09-27
182 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Fung, Shing Wai 馮承偉 +Rep 2024-09-30
183   Kee, O Lung 祁傲龍 +Rep 2024-09-27
184 Brookfield Advisors (Hong Kong) Limited Carrett, Paul Andrew -RO 2023-12-19 2024-10-01
185 Brown Brothers Harriman Trustee Services (Hong Kong) Limited Chan, Wing Kee (SFC:BVH621) 陳永基 +Rep 2024-10-02
186   Heffernan, Matthew Paul +RO 2024-10-02
187   Mak, Wing Sze (SFC:AXN297) 麥詠詩 +RO 2024-10-02
188   Pigott, Christopher Charles +RO 2024-10-02
189   Wong, Chor Lam 黃楚琳 +Rep 2024-10-02
190   Zhao, Hai Hua 趙海華 +RO 2024-10-02
191 C CAPITAL INVESTMENT MANAGEMENT LIMITED Lee, Pui Yee (SFC:BJZ506) 李佩儀 +RO 2024-09-30
192   Li, Zhen (SFC:BVH708) 李圳 +Rep 2024-10-04
193 CACHET ASSET MANAGEMENT LIMITED Qi, Lei (SFC:BVF647) 齐磊 +Rep 2024-10-07
194 CANADAS ASSETS MANAGEMENT LIMITED Chow, Yuen Tung 周元彤 +RO 2024-09-27
195   Huang, Xuan (SFC:BUQ790) 黃暄 +RO 2024-09-27
196   Kwong, Peter Yun Kai 鄺潤楷 +RO 2024-09-27
197   Yip, Yun Sum 葉潤森 +RO 2024-09-27
198 CANTERBURY CAPITAL LIMITED (HK) Zhang, Jing (SFC:BVF353) 張靖 +RO 2024-10-03
199 Capital 9 Limited Chu, Tat Hoi 朱達凱 +Rep 2024-10-09
200 Capital International, Inc. How, Melvin Jun-Xiong -Rep 2022-05-24 2024-10-05
201 Capula Investment Management Asia Limited Kumar, Saurabh (SFC:BVK912) +Rep 2024-10-03
202 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED Liew, Jun Cheng 廖峻城 +Rep 2024-10-07
203 Carnegie Hill Capital Partners Limited Jiang, Xiaoyu (SFC:BUB110) 姜晓宇 -Rep 2023-09-14 2024-10-02
204 CASH Wealth Management Limited Ng, Wang To (SFC:ADH937) 吳宏圖 +Rep 2024-10-08
205   Tse, Andy Chun Yuen 謝鎮源 +Rep 2024-09-26
206 CATHAY SECURITIES (HONG KONG) LIMITED Yang, Bohan (SFC:AWH555) 楊博函 -Rep 2024-07-22 2024-09-30
207 CATHAYSIA ASSET MANAGEMENT LIMITED Tong, Siu Cheung 湯紹彰 -RO 2019-04-25 2024-09-27
208 CATHAYSIA SECURITIES LIMITED   -RO 2021-11-03 2024-09-27
209 CCB (Asia) Trustee Company Limited Chan, Ching Yung Ophilia 陳靖融 +Rep 2024-10-02
210   Chan, Chiu Lun (SFC:BVH142) 陳昭倫 +Rep 2024-10-02
211   Lai, King Lun 黎敬倫 +RO 2024-10-02
212   Lau, Shu Chun 劉樹駿 +Rep 2024-10-02
213   Lee, Sui Man 李瑞敏 +RO 2024-10-02
214   Ng, Kei Tsun Wilke 吳祈臻 +Rep 2024-10-02
215   Wong, Dixon Man Ting 黃萬庭 +Rep 2024-10-02
216   Wu, Man Tik 胡文廸 +RO 2024-10-02
217   Yung, Shuk Man 容淑雯 +Rep 2024-10-02
218 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Xiu, Qi 修琦 +Rep 2024-09-30
219 CCB INTERNATIONAL CAPITAL LIMITED Gu, Hongsheng (SFC:BUQ170) 顧洪聲 -Rep 2024-03-11 2024-09-25
220   Wang, Han (SFC:AQJ963) 王晗 -Rep 2010-06-14 2024-09-30
221   Xiu, Qi 修琦 +Rep 2024-09-30
222 CCB INTERNATIONAL SECURITIES LIMITED Gu, Hongsheng (SFC:BUQ170) 顧洪聲 -Rep 2024-03-11 2024-09-25
223   Xiu, Qi 修琦 +Rep 2024-09-30
224 CEB International Capital Corporation Limited Chou, Sheng Wei 周勝偉 +Rep 2024-09-30
225 Cedarlake Global Capital Limited Hui, George Kwok Tim 許國添 -RO 2020-08-11 2024-10-01
226 CELESTIAL SECURITIES LIMITED Tse, Andy Chun Yuen 謝鎮源 +Rep 2024-09-26
227 Central Wealth Capital (HK) Management Limited Chan, Kenneth Kin Wah 陳建華 -RO 2020-03-06 2024-10-09
228 Cephei Capital Management (Hong Kong) Limited Ping, Xiaochuan 平晓川 -Rep 2023-08-01 2024-09-30
229 CHIEF COMMODITIES LIMITED Chow, Yuen Yun 周圓潤 -Rep 2022-11-24 2024-09-27
230   Wong, Hee Man 汪禧文 +Rep 2024-10-07
231 CHIEF SECURITIES LIMITED Chow, Yuen Yun 周圓潤 -Rep 2022-11-24 2024-09-27
232   Lau, Ming Cham 劉明瓚 +Rep 2024-10-03
233   Lee, Kwong Chun 李廣進 +Rep 2024-10-02
234   Wong, Hee Man 汪禧文 +Rep 2024-10-07
235 China Alpha Fund Management (HK) Limited Xu, Wenyun 徐雯雲 -Rep 2021-04-26 2024-10-09
236   Zhao, Yifan (SFC:BNG821) 趙一帆 -Rep 2022-08-30 2024-09-27
237 China Asset Management (Hong Kong) Limited Wang, Weiting 王薇婷 +Rep 2024-09-30
238 China Chengtong (Hong Kong) Asset Management Company Limited Xu, Feiyu 徐飞宇 -Rep 2024-01-08 2024-10-03
239 China Galaxy International Asset Management (Hong Kong) Co., Limited Tang, Ningyuan 湯宁遠 -Rep 2023-04-06 2024-10-03
240 China Galaxy International Securities (Hong Kong) Co., Limited Ho, Mei Ling (SFC:AAY487) 何美玲 -Rep 2022-12-28 2024-09-30
241 China Gather Wealth Financial Company Limited Leung, Chi Wai (SFC:BCW209) 梁志偉 -Rep 2023-09-18 2024-09-30
242   Lin, Fengyuan 林丰源 -Rep 2024-10-09 2024-10-14
243 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED Yang, Ziting 楊紫婷 +Rep 2024-09-27
244 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Jia, Weimian 賈維勉 -Rep 2016-10-19 2024-09-30
245 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Bu, Jiexing 卜潔星 -Rep 2022-06-13 2024-09-27
246   Hu, Ting (SFC:BRE433) 胡婷 -Rep 2021-05-12 2024-10-07
247   Huang, Shujing (SFC:BVJ856) 黃舒婧 +Rep 2024-09-30
248   Lin, Haicheng (SFC:BVI353) 林海澄 +Rep 2024-09-30
249   Wang, Xinruo 王馨若 +Rep 2024-10-03
250   Wang, Zixia (SFC:BVJ005) 王子夏 +Rep 2024-09-30
251   Wu, Huijia 吳慧佳 +Rep 2024-09-27
252   Xue, Wenyi 薛文懿 +Rep 2024-09-30
253   Xue, Yining 薛逸寧 +Rep 2024-10-03
254   Zhao, Bowen (SFC:BVK005) 趙博文 -Rep 2024-10-03 2024-10-16
255 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Ai, Jiao 艾娇 -Rep 2023-09-19 2024-09-27
256   Bu, Jiexing 卜潔星 -Rep 2022-06-13 2024-09-27
257   Chai, Jianwei 柴建偉 -Rep 2023-07-07 2024-10-09
258   Chen, Anqi (SFC:BVK978) 陳安淇 +Rep 2024-10-07
259   Chen, Han (SFC:BGK953) 陳涵 -Rep 2015-10-27 2024-09-25
260     +RO 2024-09-25
261   Chen, Haoyang (SFC:BVJ939) 陳昊陽 +Rep 2024-10-03
262   Cheng, Yunhe 程雲鶴 +Rep 2024-10-03
263   Dickgiesser, Sophie Ying -Rep 2017-03-15 2024-09-30
264   Dong, Yunfei 董云飞 -Rep 2019-11-27 2024-09-27
265   Gu, Yunhao 顧昀浩 -Rep 2022-10-13 2024-10-05
266   Guo, Qilin 郭奇林 -Rep 2019-10-31 2024-09-29
267   Hu, Ting (SFC:BRE433) 胡婷 -Rep 2021-05-12 2024-10-07
268   Huang, Jiening 黄捷寧 -Rep 2017-05-12 2024-10-08
269   Huang, Jing (SFC:BTK676) 黄晶 -Rep 2023-01-27 2024-09-30
270   Huang, Shujing (SFC:BVJ856) 黃舒婧 +Rep 2024-09-30
271   Jia, Weimian 賈維勉 -Rep 2020-09-16 2024-09-30
272   Lin, Haicheng (SFC:BVI353) 林海澄 +Rep 2024-09-30
273   Lin, Yipeng (SFC:BUA601) 林奕鹏 -Rep 2023-08-21 2024-09-30
274   Liu, Jun (SFC:BRI324) 劉俊 -Rep 2021-06-29 2024-10-05
275   Liu, Zeming (SFC:BTZ177) 劉則鳴 -Rep 2023-08-02 2024-10-01
276   Siah, Qi Yao 盛棨堯 -Rep 2021-12-01 2024-10-04
277   Su, Linruo 蘇林若 -Rep 2023-03-15 2024-10-07
278   Sun, Xiaoran (SFC:BVK529) 孫小然 +Rep 2024-10-03
279   Tang, Tian (SFC:BOZ722) 唐湉 -Rep 2019-10-14 2024-10-08
280   Wang, Jing (SFC:BTL366) 王菁 -Rep 2023-02-16 2024-10-08
281   Wang, Tianhe (SFC:BVG980) 王天鶴 +Rep 2024-09-30
282   Wang, Xinruo 王馨若 +Rep 2024-10-03
283   Wang, Zixia (SFC:BVJ005) 王子夏 +Rep 2024-09-30
284   Wu, Huijia 吳慧佳 +Rep 2024-09-27
285   Wu, Sihang (SFC:BVI606) 吳思航 +Rep 2024-09-30
286   Wu, Tong (SFC:BTT986) 吳童 -Rep 2023-06-05 2024-09-27
287   Xiao, Jiewen 肖捷文 +Rep 2024-10-04
288   Xie, Lingxuan 謝靈萱 +Rep 2024-10-03
289   Xu, Liu (SFC:BRQ808) 徐柳 -Rep 2021-09-13 2024-09-30
290   Xu, Zihan (SFC:BTM523) 徐子涵 -Rep 2023-02-24 2024-10-02
291   Xue, Wenyi 薛文懿 +Rep 2024-09-30
292   Xue, Yining 薛逸寧 +Rep 2024-10-03
293   Yang, Shizhan 楊世展 +Rep 2024-10-03
294   Yang, Xin (SFC:BVK441) 楊欣 +Rep 2024-10-03
295   Yung, Heidy Hill Fai 翁曉暉 -Rep 2015-10-23 2024-10-02
296   Zhao, Bowen (SFC:BVK005) 趙博文 -Rep 2024-10-03 2024-10-16
297   Zhou, Shengtian 周聖添 +Rep 2024-09-30
298 CHINA LIFE TRUSTEES LIMITED Chan, May Ting 陳美廷 +Rep 2024-10-02
299   Chow, Man Yi 周敏儀 +Rep 2024-10-02
300   Hon, Ling Wan 韓凌雲 +Rep 2024-10-02
301   Kang, Le (SFC:BTZ942) 康樂 +RO 2024-10-02
302   Li, Hengyi 李恆宜 +RO 2024-10-02
303   Lui, Ho Fai 呂豪輝 +Rep 2024-10-02
304   Tam, Tsz Kin Thomas 譚子健 +RO 2024-10-02
305   Wang, Wenwen (SFC:BUL194) 王雯雯 +RO 2024-10-02
306   Wong, Ka Man (SFC:BUL197) 黃家雯 +Rep 2024-10-02
307   Yau, On Ki 丘安琪 +Rep 2024-10-02
308   Yip, Pui Man 葉佩雯 +Rep 2024-10-02
309   Yung, Tak Lam 翁德林 +Rep 2024-10-02
310 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Kam, Mung Lai 金夢黎 +Rep 2024-09-25
311   Li, Jieni 李洁妮 -Rep 2022-07-21 2024-10-04
312 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Jiang, Haori 姜皓日 -Rep 2023-05-24 2024-09-26
313   Li, Jieni 李洁妮 -Rep 2022-04-13 2024-10-04
314   Meng, Hongyu 孟宏禹 +Rep 2024-10-04
315   Wu, Qihao 吴啟濠 -Rep 2024-06-27 2024-10-03
316 China PA Securities (Hong Kong) Company Limited Fan, Yunfan 范云帆 +Rep 2024-10-07
317   Wang, Genhai 王跟海 +Rep 2024-09-25
318 China Re Asset Management (Hong Kong) Company Limited Shang, Lei (SFC:BNH677) 尚磊 +Rep 2024-10-09
319 China Renaissance Securities (Hong Kong) Limited Huang, Wenyun 黄雯韵 -Rep 2022-06-29 2024-09-30
320 China Securities (International) Brokerage Company Limited Liu, Shaochen 刘少晨 -Rep 2023-11-08 2024-10-04
321 China Securities (International) Corporate Finance Company Limited Mi, Weiqing 米維卿 +Rep 2024-09-30
322 CHINA SHANDONG INTERNATIONAL ASSET MANAGEMENT LIMITED He, Meng (SFC:BRT214) 何萌 -Rep 2021-11-04 2024-10-04
323     +RO 2024-10-04
324 China Sunrise Securities (International) Limited Fong, Kam Hung (SFC:AML472) 方錦洪 +RO 2024-09-25
325 China Universal Asset Management (Hong Kong) Company Limited Zhang, Lihang 張黎航 -Rep 2019-10-10 2024-09-26
326 Chinagri Cheung Kong Company Limited Mok, Wing Hon (SFC:AGD652) 莫榮漢 -RO 2023-11-16 2024-10-02
327 Chiyu Asset Management Limited Li, Wei (SFC:AVE819) 李偉 -Rep 2024-09-13 2024-10-04
328     +RO 2024-10-04
329 CICC US Securities (Hong Kong) Limited Zhou, Shengtian 周聖添 +Rep 2024-09-30
330 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED Hu, Wenqian 胡文倩 -Rep 2024-10-02 2024-10-21
331   Liu, Xiaonan (SFC:BTB263) 劉瀟南 -Rep 2022-10-17 2024-10-03
332 CINDA INTERNATIONAL CAPITAL LIMITED Jim, Chu Sing 詹柱星 -RO 2022-12-01 2024-10-01
333 CINDA INTERNATIONAL FUTURES LIMITED Seeto, Yuk Yu 司徒煜裕 -Rep 2023-04-26 2024-10-04
334 CINDA INTERNATIONAL SECURITIES LIMITED   -RO 2023-05-29 2024-10-04
335 CIS SECURITIES ASSET MANAGEMENT LIMITED Luo, Na (SFC:BTB739) 羅娜 -Rep 2023-10-17 2024-10-07
336 Citadel Asia Limited Chiang, Tin Pui Timothy 蔣天培 -Rep 2023-05-04 2024-09-27
337   Dou, Yiwen 竇伊文 -RO 2019-01-08 2024-09-27
338   Li, Tianrun 李天潤 -Rep 2024-04-02 2024-09-30
339   Li, Yun (SFC:BPX447) 李云 -Rep 2023-02-27 2024-09-30
340   Maheshwari, Dhruv -Rep 2023-04-11 2024-09-30
341 Citadel Securities (Hong Kong) Limited Pidgeon, Andrew Geoffrey +Rep 2024-09-25
342 CITIC Securities (Hong Kong) Limited Fan, Kaiwen 范凱文 +Rep 2024-10-04
343   Gu, Yu (SFC:BVG912) 顾宇 +Rep 2024-10-04
344   Guan, Li (SFC:BVG071) 管理 +Rep 2024-10-04
345   Liu, Guangxin (SFC:BVH505) 刘光新 +Rep 2024-10-04
346   Liu, Xinjie (SFC:BVI420) 刘昕界 +Rep 2024-10-04
347   Shi, Peiying 史佩颖 +Rep 2024-10-04
348   Wang, Jianwen (SFC:BVG775) 王建文 +Rep 2024-10-04
349   Xu, Lin (SFC:BVH293) 徐林 +Rep 2024-10-04
350   Xue, Yanwei (SFC:BVH700) 薛艳伟 +Rep 2024-10-04
351   Xue, Ying (SFC:BTV022) 薛瑛 -Rep 2023-06-08 2024-09-30
352   Yang, Fang (SFC:BVG873) 楊芳 +Rep 2024-10-04
353   Yao, Rongji 姚鎔基 -Rep 2024-04-30 2024-09-25
354   Yin, Yue (SFC:BVI236) 阴越 +Rep 2024-10-04
355   Yu, Jiangchuan 余江川 +Rep 2024-10-04
356   Zeng, Junhan 曾俊涵 -Rep 2023-05-31 2024-09-27
357   Zhan, Amei 占阿枚 +Rep 2024-10-04
358   Zhang, Tao (SFC:BVH338) 张涛 +Rep 2024-10-04
359   Zhao, Jinghui (SFC:BVG099) 赵景辉 +Rep 2024-10-04
360   Zhou, Haitao 周海濤 +Rep 2024-10-04
361   Zhuang, Yafei 莊雅菲 +Rep 2024-10-04
362 CITIC Securities Brokerage (HK) Limited Yu, Jintong 余勁同 +Rep 2024-10-07
363   Zhang, Qianyi (SFC:BTY584) 張千一 -Rep 2023-07-26 2024-10-04
364 CITIC Securities CLSA Capital Partners (HK) Limited Jiang, Renzhe 江仁喆 -Rep 2021-04-21 2024-09-26
365 CITIC Securities Futures (HK) Limited Yu, Jintong 余勁同 +Rep 2024-10-07
366   Zhang, Qianyi (SFC:BTY584) 張千一 -Rep 2024-05-16 2024-10-04
367 Citigroup Global Markets Asia Limited Chau, Tak-Hei Timothy 周德熙 +Rep 2024-09-27
368   Chen, Haoxin 陳浩鑫 -Rep 2021-07-26 2024-09-27
369   Gardiner, Andrew Michael (SFC:BVL713) -Rep 2024-10-07 2024-10-10
370   Kit, Wei Zheng -Rep 2024-09-20 2024-09-28
371   Lee, Sei Cheol +Rep 2024-10-04
372   Manthey, Beata Maria -Rep 2024-10-08 2024-10-10
373   McVie, Robert John 麥菲 -Rep 2024-09-27 2024-10-04
374   Megat Marzuki, Megat Fais Bin -Rep 2024-09-24 2024-09-26
375   Sakagami, Ryota -Rep 2024-09-20 2024-09-25
376   Shibano, Masahiro -Rep 2024-10-04 2024-10-10
377   Wang, Huiquan 王薈全 +Rep 2024-10-02
378   Zhu B, Ingxue 朱冰雪 -Rep 2022-10-06 2024-09-26
379 CITITRUST LIMITED Chan, Caroline Mary 陳小妮 +RO 2024-10-02
380   Chan, Ngai Yan 陳毅恩 +Rep 2024-10-02
381   Chan, Tin Shing (SFC:BVK423) 陳天誠 +Rep 2024-10-02
382   Chan, Wai Ling (SFC:BVH054) 陳煒玲 +Rep 2024-10-02
383   Chan, Yu Han Gerald 陳鈺涵 +Rep 2024-10-02
384   Cheng, Chi Yung 鄭志勇 +Rep 2024-10-02
385   Chiu, Wing Tung 趙穎彤 +Rep 2024-10-02
386   Chow, Nga Ting 周雅婷 +Rep 2024-10-02
387   Chu, Wing Man 朱穎文 +Rep 2024-10-02
388   Fung, Si Yuen Sean 馮思源 +Rep 2024-10-02
389   Hession, Conor Oliver +Rep 2024-10-02
390   Ho, Chun Yin Stephen 何俊賢 +Rep 2024-10-02
391   Lam, Mathew Man Kit 林文傑 +Rep 2024-10-02
392   Leung, Ming Yin 梁銘然 +Rep 2024-10-02
393   Lok, Tik Sze Agnes 駱廸詩 +Rep 2024-10-02
394   Low, John Meng 劉俊孟 +Rep 2024-10-02
395   Morrison, David Michael (SFC:BUM466) +RO 2024-10-02
396   Ng, Chit Sze 吳婕思 +Rep 2024-10-02
397   Peng, Zhenyu 彭振宇 +Rep 2024-10-02
398   Roddy, Catherine +Rep 2024-10-02
399   Tam, Cheok Lin Clare 譚鄧卓蓮 +RO 2024-10-02
400   Tsang, Ho Sum 曾可心 +Rep 2024-10-02
401   Wan, Yiu Fai 温耀輝 +Rep 2024-10-02
402   Wong, Kwan Lok (SFC:BVH343) 黃君諾 +Rep 2024-10-02
403   Wong, Sai Yin 王世賢 +Rep 2024-10-02
404   Wong, Wan (SFC:BVH355) 王蘊 +Rep 2024-10-02
405   Yu, Man Sze (SFC:BGK779) 余敏思 +Rep 2024-10-02
406 Clearwater Asset Management Limited Liu, Zhe (SFC:BOU144) 劉哲 +Rep 2024-09-26
407 CLSA LIMITED Fan, Kaiwen 范凱文 +Rep 2024-10-04
408   Gu, Yu (SFC:BVG912) 顾宇 +Rep 2024-10-04
409   Guan, Li (SFC:BVG071) 管理 +Rep 2024-10-04
410   Jiang, Renzhe 江仁喆 -Rep 2021-04-21 2024-09-26
411   Liu, Guangxin (SFC:BVH505) 刘光新 +Rep 2024-10-04
412   Liu, Xinjie (SFC:BVI420) 刘昕界 +Rep 2024-10-04
413   Shi, Peiying 史佩颖 +Rep 2024-10-04
414   Tse, Wing Hong (SFC:ANM294) 謝穎匡 +Rep 2024-10-04
415   Wang, Jianwen (SFC:BVG775) 王建文 +Rep 2024-10-04
416   Xu, Lin (SFC:BVH293) 徐林 +Rep 2024-10-04
417   Xue, Yanwei (SFC:BVH700) 薛艳伟 +Rep 2024-10-04
418   Xue, Ying (SFC:BTV022) 薛瑛 -Rep 2023-06-08 2024-09-30
419   Yang, Fang (SFC:BVG873) 楊芳 +Rep 2024-10-04
420   Yao, Rongji 姚鎔基 -Rep 2024-04-30 2024-09-25
421   Yin, Yue (SFC:BVI236) 阴越 +Rep 2024-10-04
422   Yu, Jiangchuan 余江川 +Rep 2024-10-04
423   Zeng, Junhan 曾俊涵 -Rep 2023-05-31 2024-09-27
424   Zhan, Amei 占阿枚 +Rep 2024-10-04
425   Zhang, Neil Nong +Rep 2024-10-07
426   Zhang, Tao (SFC:BVH338) 张涛 +Rep 2024-10-04
427   Zhao, Jinghui (SFC:BVG099) 赵景辉 +Rep 2024-10-04
428   Zhou, Haitao 周海濤 +Rep 2024-10-04
429   Zhuang, Yafei 莊雅菲 +Rep 2024-10-04
430 CMB (HK) Trustee Company Limited Au, Nga Chi 區雅芝 +Rep 2024-10-02
431   Chan, Yuen San (SFC:BUK200) 陳婉姍 +RO 2024-10-02
432   Chen, Yu Yuri 陳榆 +Rep 2024-10-02
433   Cheung, Chung Hang 張頌恒 +Rep 2024-10-02
434   Fan, Chung Lai 樊松澧 +Rep 2024-10-02
435   Fong, Ka Yi 方嘉怡 +Rep 2024-10-02
436   Ho, Hung Cheong 何鴻昌 +Rep 2024-10-02
437   Hung, Stephanie Lok Yee 孔樂兒 +Rep 2024-10-02
438   Ip, Yan Yee 葉欣怡 +Rep 2024-10-02
439   Lai, Hon Cheung 賴漢樟 +Rep 2024-10-02
440   Leung, Wing Hang (SFC:BNJ750) 梁永鏗 +Rep 2024-10-02
441   Lo, Yee Kei 羅伊琪 +Rep 2024-10-02
442   Mak, Kin Wai 麥健威 +RO 2024-10-02
443   Ng, Ting Suen 吳庭亘 +Rep 2024-10-02
444   Ng, Wing Shan (SFC:BVH763) 吳泳珊 +Rep 2024-10-02
445   Poon, Ngai Cheong 潘毅昌 +Rep 2024-10-02
446   Sun, Ka Sun 孫家燊 +Rep 2024-10-02
447   Sung, Siu Woon 宋兆媛 +Rep 2024-10-02
448   Tam, Chung Yin (SFC:BVH766) 談重延 +Rep 2024-10-02
449   Tam, Ka Ming 譚嘉明 +Rep 2024-10-02
450   Tsang, Ka Ting 曾嘉鼎 +Rep 2024-10-02
451   Tsoi, Man Chun 蔡民俊 +Rep 2024-10-02
452   Wat, Ka Yee 屈嘉怡 +Rep 2024-10-02
453   Xue, Fei (SFC:BVH754) 薛菲 +Rep 2024-10-02
454   Yau, Fung (SFC:BVH748) 邱鳳 +Rep 2024-10-02
455   Yau, Justin Kei Yin 邱紀然 +Rep 2024-10-02
456 CMB International Asset Management Limited Chen, Zhenrui (SFC:BRX297) 陳振瑞 +Rep 2024-10-02
457 CMB International Capital Limited Hu, Lulin (SFC:BRO774) 胡魯林 -Rep 2021-08-19 2024-09-27
458   Liang, Ce (SFC:BRS191) 梁策 +Rep 2024-10-07
459   Lu, Zhuoyi 盧卓毅 -Rep 2021-08-02 2024-10-02
460 CMB INTERNATIONAL FUTURES LIMITED Leung, Chu 梁柱 -Rep 2023-05-22 2024-09-26
461   Sun, Zichen (SFC:BVK922) 孫子宸 +Rep 2024-10-02
462 CMB International Global Markets Limited Hu, Lulin (SFC:BRO774) 胡魯林 -Rep 2022-03-25 2024-09-27
463   Liang, Ce (SFC:BRS191) 梁策 +Rep 2024-10-07
464 CMB International Securities Limited Chen, Zhenguang (SFC:BPP191) 陈振光 +Rep 2024-10-09
465   Hu, Lulin (SFC:BRO774) 胡魯林 -Rep 2021-11-08 2024-09-27
466   Hu, Zheng (SFC:BIY894) 胡正 +Rep 2024-10-09
467   Leung, Chu 梁柱 -Rep 2023-05-22 2024-09-26
468   Liang, Ce (SFC:BRS191) 梁策 +Rep 2024-10-07
469   Sun, Zichen (SFC:BVK922) 孫子宸 +Rep 2024-10-02
470   Wang, Xiaotian (SFC:BUS873) 王嘯天 +Rep 2024-10-04
471   Wong, Alan (SFC:BHA199) 王智洋 +Rep 2024-09-25
472 CMB WING LUNG (TRUSTEE) LIMITED Au, Nga Chi 區雅芝 +Rep 2024-10-02
473   Chan, Yuen San (SFC:BUK200) 陳婉姍 +RO 2024-10-02
474   Chen, Yu Yuri 陳榆 +Rep 2024-10-02
475   Cheung, Chung Hang 張頌恒 +Rep 2024-10-02
476   Fan, Chung Lai 樊松澧 +Rep 2024-10-02
477   Fong, Ka Yi 方嘉怡 +Rep 2024-10-02
478   Ho, Hung Cheong 何鴻昌 +Rep 2024-10-02
479   Hung, Stephanie Lok Yee 孔樂兒 +Rep 2024-10-02
480   Ip, Yan Yee 葉欣怡 +Rep 2024-10-02
481   Lai, Hon Cheung 賴漢樟 +Rep 2024-10-02
482   Leung, Wing Hang (SFC:BNJ750) 梁永鏗 +Rep 2024-10-02
483   Lo, Yee Kei 羅伊琪 +Rep 2024-10-02
484   Mak, Kin Wai 麥健威 +RO 2024-10-02
485   Ng, Ting Suen 吳庭亘 +Rep 2024-10-02
486   Ng, Wing Shan (SFC:BVH763) 吳泳珊 +Rep 2024-10-02
487   Poon, Ngai Cheong 潘毅昌 +Rep 2024-10-02
488   Sun, Ka Sun 孫家燊 +Rep 2024-10-02
489   Sung, Siu Woon 宋兆媛 +Rep 2024-10-02
490   Tam, Chung Yin (SFC:BVH766) 談重延 +Rep 2024-10-02
491   Tam, Ka Ming 譚嘉明 +Rep 2024-10-02
492   Tsang, Ka Ting 曾嘉鼎 +Rep 2024-10-02
493   Tsoi, Man Chun 蔡民俊 +Rep 2024-10-02
494   Wang, Ningyi 王宁一 +RO 2024-10-02
495   Wat, Ka Yee 屈嘉怡 +Rep 2024-10-02
496   Yau, Fung (SFC:BVH748) 邱鳳 +Rep 2024-10-02
497   Yau, Justin Kei Yin 邱紀然 +Rep 2024-10-02
498 CMBC ASSET MANAGEMENT COMPANY LIMITED Gong, Yanmei (SFC:BPG280) 宮艷梅 -Rep 2023-12-04 2024-09-25
499   Hu, Hongzhang 胡閎彰 -Rep 2019-07-08 2024-09-25
500   Huang, Chanjuan 黄嬋娟 -Rep 2023-02-20 2024-09-26
501   Liu, Rongxia 劉荣夏 -Rep 2018-02-26 2024-09-25
502   Zhu, Honghai (SFC:BQO264) 朱洪海 -Rep 2020-12-17 2024-09-25
503 CMBC International Capital Limited Huang, Siyi (SFC:BQM176) 黃駟熠 -Rep 2020-12-04 2024-09-25
504   Jiao, Jinjun 焦勁軍 -Rep 2023-01-17 2024-09-25
505 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Lin, Hoi Ching 連凱晴 -Rep 2024-06-19 2024-10-09
506 CMBC SECURITIES COMPANY LIMITED   -Rep 2024-06-19 2024-10-09
507   Yuen, Albert Ka Lun 袁嘉麟 -Rep 2024-10-02 2024-10-29
508 CMS ASSET MANAGEMENT (HK) CO., LIMITED Cui, Tong (SFC:BDJ567) 崔彤 +Rep 2024-10-09
509 CN FIRST INTERNATIONAL FUTURES LIMITED Tu, Zheyu 涂喆禹 -Rep 2023-08-15 2024-09-30
510 CNCB (Hong Kong) Capital Limited Song, Zhenjiang 宋鎮江 +Rep 2024-10-02
511   Zeng, Wenting (SFC:BKC247) 曾雯婷 -Rep 2021-02-04 2024-10-04
512   Zhang, Tongxi 張桐熙 +Rep 2024-10-02
513   Zhou, Yuanxing 周苑星 +Rep 2024-10-07
514 COFCO Asset Management (International) Company Limited Hui, Ka Wai (SFC:BJL657) 許嘉威 +Rep 2024-10-02
515 COLLER CAPITAL (HONG KONG) LIMITED Lai, Pak Seng 賴柏盛 +Rep 2024-10-02
516 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED Choi, Chun Wai 蔡俊威 -Rep 2012-12-17 2024-09-30
517 Constance Capital Limited (HK) Kwai, Chun Chung 季振中 -RO 2022-11-18 2024-10-02
518 Coordinates Capital Management Limited Wu, Hao (SFC:BOW514) 伍昊 +Rep 2024-09-26
519 Core Pacific - Yamaichi Asset Management Limited Poon, Kwai Kwong 潘桂光 -Rep 2023-01-06 2024-10-09
520   Wong, Wing Chiu (SFC:BSR271) 王永超 -RO 2022-12-08 2024-10-09
521 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Chan, Yiu Lun (SFC:AEU161) 陳耀麟 -Rep 2016-07-01 2024-09-28
522   Cheung, Hau Leung (SFC:AAG376) 張効良 -Rep 2016-07-01 2024-09-27
523   Poon, Kwai Kwong 潘桂光 -Rep 2017-07-27 2024-10-09
524   Wong, Wing Chiu (SFC:BSR271) 王永超 -Rep 2022-11-08 2024-10-09
525 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Chan, Yiu Lun (SFC:AEU161) 陳耀麟 -Rep 2024-09-28
526   Cheung, Hau Leung (SFC:AAG376) 張効良 -Rep 2024-09-27
527   Wong, Wing Chiu (SFC:BSR271) 王永超 -Rep 2023-02-27 2024-10-09
528 CORPORATE BROKERS LIMITED Li, Yee Man (SFC:BTR827) -Rep 2023-05-25 2024-09-27
529 CR Capital Investment Management Limited Xu, Chongfan 許崇凡 -RO 2023-04-14 2024-09-30
530 CR Wealth and Asset Management Limited Huang, Wenyun 黄雯韵 -RO 2022-11-21 2024-09-30
531 Credit Frontier Hong Kong Limited Au Yeung, Kam Kay 歐陽錦基 -RO 2023-05-11 2024-09-30
532 Credit Suisse (Hong Kong) Limited Benmassaoud, Mehdi -Rep 2022-11-22 2024-09-30
533   Chan, Suet Yee Shirley 陳雪兒 -Rep 2022-08-29 2024-09-30
534   Cheung, Yung Yung 張容榕 -Rep 2021-02-18 2024-09-30
535   Chia, Wen Yi 謝文義 -RO 2014-10-16 2024-09-30
536   Choi, Edwin Chong Yip 蔡創業 -Rep 2007-08-17 2024-10-08
537   Galligan, Alexander Jordan -Rep 2023-07-25 2024-09-30
538   Gao, Wen (SFC:BHR562) 高文 -Rep 2018-09-03 2024-09-30
539   Jin, Meng (SFC:BHY650) 金夢 -RO 2023-09-19 2024-09-30
540   Kwan, Kevin 關俊言 -Rep 2020-02-21 2024-09-30
541   Li, Lu (SFC:BME183) 李潞 -Rep 2018-02-05 2024-09-30
542   Li, Wenwen (SFC:BIS237) 李雯雯 -Rep 2016-12-13 2024-09-30
543   Liao, Jiayuan 廖嘉源 -Rep 2017-08-01 2024-09-30
544   Liao, Ke 廖珂 -Rep 2023-07-21 2024-09-30
545   Mak, Hoi Kiu Sonia 麥凱翹 -Rep 2015-12-30 2024-09-30
546   Oh, Sang Hoon (SFC:BRY156) -Rep 2021-12-07 2024-09-30
547   Tu, Lei 涂雷 -RO 2023-01-11 2024-09-30
548   Wang, Chu (SFC:BAH829) 王楚 -Rep 2015-05-15 2024-09-30
549   Wrobel, Maximilian Frederick -Rep 2021-12-03 2024-09-30
550   Zhai, Hongwu 翟泓武 -Rep 2022-02-28 2024-09-30
551   Zhang, Luojia 张洛嘉 -Rep 2021-10-28 2024-09-30
552 Credit Suisse Securities (Hong Kong) Limited Choi, Edwin Chong Yip 蔡創業 -Rep 2007-08-17 2024-10-08
553 CSOP Asset Management Limited Jiang, Limin (SFC:BMA493) 蔣麗敏 -Rep 2019-02-11 2024-09-30
554   Jin, Ling (SFC:BUD875) 金玲 -Rep 2023-10-11 2024-09-30
555 CVG Capital Co, Limited Mao, Xuelian 毛雪蓮 +RO 2024-09-26
556 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED Jiang, Kaijie 蒋凯杰 +Rep 2024-09-27
557 Da Yue Futures Co., Limited Tsang, Wing Wah (SFC:ACI994) 曾永華 +Rep 2024-10-02
558 Daiwa Capital Markets Hong Kong Limited Chang, Yuan (SFC:BVI956) 常远 +Rep 2024-09-27
559   Hu, Sha (SFC:BMO300) 胡莎 -Rep 2018-11-06 2024-09-30
560   Leong, Hou U 梁昊宇 +Rep 2024-10-03
561   Takata, Reita 高田麗太 -Rep 2021-07-26 2024-10-04
562   Zhang, Zhiyang (SFC:BRC251) 張志揚 -Rep 2024-01-03 2024-10-04
563 Davidson Kempner Asia Limited Choo, Arthur Jung Han 秋定翰 +Rep 2024-10-04
564 DB TRUSTEES (HONG KONG) LIMITED Chan, Chi Sum (SFC:BVI639) +Rep 2024-10-02
565   Chow, Lai Chong Melissa 周麗莊 +Rep 2024-10-02
566   Chow, Yick To Alex 周翊滔 +Rep 2024-10-02
567   Lau, Christy Tung Tung 劉桐彤 +Rep 2024-10-02
568   Leung, Fong Io 梁鳳瑤 +RO 2024-10-02
569   Li, Tsun Yin (SFC:BVH397) 李晉賢 +Rep 2024-10-02
570   Nip, Siu May Christina 聶筱薇 +Rep 2024-10-02
571   Vuong, Kim Ann 王金安 +RO 2024-10-02
572   Yu, Howard Hao-Jan 余浩然 +RO 2024-10-02
573 Delight Hong Kong Asset Management Limited Ho, Taine Ting Hin 何廷軒 -RO 2024-09-11 2024-09-30
574 DEUTSCHE SECURITIES ASIA LIMITED Jin, Meizi (SFC:BSX215) 金美子 -Rep 2022-08-19 2024-10-09
575 DL Family Office (HK) Limited Yuan, Yingjun 袁穎君 -Rep 2023-03-08 2024-09-30
576 Dongxing Securities (Hong Kong) Company Limited Liu, Dongling 劉東玲 -Rep 2016-09-22 2024-09-30
577 Duo Asset Management Limited Liu, Jingjing (SFC:BPY361) 劉晶晶 -Rep 2024-07-30 2024-09-30
578   Zhao, Yixuan (SFC:BOQ982) 趙宜萱 -RO 2023-10-03 2024-10-08
579 Dymon Asia Capital (HK) Limited Kwok, Tsz Yu 郭子瑜 +Rep 2024-10-02
580 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Xiao, Nan (SFC:BVL445) 萧楠 +Rep 2024-10-08
581 E&P Asia (HK) Limited Blight, Alexander William +Rep 2024-10-09
582   Woods, Adam James +Rep 2024-10-09
583 EDDID CAPITAL LIMITED Cheung, Barry Kwok Wing 張國榮 -Rep 2024-06-24 2024-09-30
584 Eddid Securities and Futures Limited   -Rep 2024-06-24 2024-09-30
585   Wong, Wei Man 王慧敏 -RO 2021-07-27 2024-10-07
586 ELITE CAPITAL MANAGEMENT LIMITED (GBEN) Lam, Houston 藍浩彥 -Rep 2024-09-27 2024-09-30
587 ELSTONE CAPITAL LIMITED Sin, Ka Yiu 冼嘉耀 +Rep 2024-10-04
588 Emperor Asset Management Limited Shao, Jin (SFC:BQH142) 邵晋 -Rep 2024-05-06 2024-09-30
589     +RO 2024-09-30
590 ENHANCED INVESTMENT PRODUCTS LIMITED Shemirani, Sebastian Darius +Rep 2024-09-30
591 EQT Partners Capital Limited Lau, Sum Yi 劉心怡 +Rep 2024-10-08
592 ESR Hong Kong Asset Management Limited (b2021-12-28) Luo, Jia (SFC:BVG838) 洛嘉 +RO 2024-10-09
593 Ever-Long Capital Management Limited Chan, Vincent Sai Yee 陳世義 -RO 2023-08-18 2024-10-04
594 EVER-LONG SECURITIES COMPANY LIMITED   -RO 2023-08-18 2024-10-04
595   Hui, Lai Fong 許麗芳 -RO 2005-02-16 2024-10-09
596     +Rep 2024-10-09
597   Tsang, Chun Yu 曾震宇 -Rep 2021-07-20 2024-10-04
598 Everbright Securities Investment Services (HK) Limited Chan, Mei Yin (SFC:BTJ620) 陳美妍 -Rep 2023-01-20 2024-10-01
599   Ip, Ho 葉灝 -Rep 2024-06-27 2024-09-29
600   Lam, Chau Ling 林秋玲 +Rep 2024-09-26
601   Law, Yuet Ming 羅月明 -Rep 2015-07-31 2024-09-29
602 Evercore Asia Limited Tam, Lok Man (SFC:BPV002) 譚樂敏 -Rep 2023-06-07 2024-09-27
603 EverCrest Capital Limited Wang, Ying (SFC:BSF479) 王穎 +Rep 2024-10-07
604 Evergrande Securities (Hong Kong) Limited Chan, Quattro Cheong Yee 陳昌義 -Rep 2020-12-14 2024-10-01
605   Tong, Yim 唐焱 -RO 2020-09-29 2024-10-03
606 EXCELLENT TIDE SECURITIES LIMITED Zhao, Xiaofei (SFC:BVI115) 趙曉飛 +Rep 2024-10-02
607 FARALLON CAPITAL ASIA (HK) LIMITED Lu, Weixiang 陸維翔 -Rep 2023-05-03 2024-09-30
608 FCL ADVISORY LIMITED Chow, Man Hang 周文行 -RO 2005-03-01 2024-09-30
609 Fidelity Management & Research (Hong Kong) Limited Kennedy, William James (SFC:BVJ815) +Rep 2024-09-30
610 Fiera Capital (Asia) Hong Kong Limited Kotschenreuther, Melanie +Rep 2024-10-03
611 Finex Hong Kong Limited Chin, Eric Hin Lik 陳顯歷 +Rep 2024-10-08
612 Finloop Finance Limited Cai, Hua (SFC:BHZ819) 蔡華 +RO 2024-10-02
613 FIRST SECURITIES (HK) LIMITED Chen, Wei Hsun (SFC:ARG669) 陳威勳 -RO 2024-01-15 2024-09-30
614   Li, Shaojie (SFC:BVK754) 李少杰 +Rep 2024-10-07
615 First Sentier Investors (Hong Kong) Limited Tam, Ka Chun (SFC:AFX852) 譚家駿 -Rep 2004-04-19 2024-09-30
616 FITCH (HONG KONG) LIMITED Ng, Chung Hin 吳仲軒 -Rep 2018-06-19 2024-10-07
617   Tam, Ernest Jin Chen 譚晉辰 -Rep 2024-09-16 2024-09-27
618 Foresee Global Asset Management (HK) Limited Liang, Yi (SFC:BVK481) 梁譯 +Rep 2024-09-26
619   Yu, Qi (SFC:BVK482) 余淇 +Rep 2024-09-26
620 Fortune Asset Management Limited (HK) Yuan, Tianfu (SFC:BTN053) 袁天夫 +RO 2024-09-27
621 FORTUNE HILL ASSET MANAGEMENT LIMITED Song, Shuyao 宋書瑤 -RO 2023-05-25 2024-09-30
622 Fosun International Asset Management Limited Shen, Yiqian 沈亦潜 -RO 2024-01-23 2024-10-02
623 Fosun International Capital Limited Cao, Zhen (SFC:BRS013) 曹真 -Rep 2022-08-26 2024-09-30
624 Fosun International Securities Limited   -Rep 2021-10-21 2024-09-30
625   Shen, Yiqian 沈亦潜 -RO 2024-08-05 2024-10-02
626 Fountainhead Partners Company Limited Kim, Myoung +Rep 2024-10-08
627 Fourier Capital Management Limited Tse, Christopher Shing Kwun 謝承鈞 +Rep 2024-10-03
628 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Lee, Victor Kam Wing 李錦榮 -Rep 2022-07-01 2024-10-01
629 FULBRIGHT SECURITIES LIMITED Leung, Kit Yee Helen -Rep 2009-09-01 2024-10-03
630 FUSION FORTUNE SECURITIES LIMITED Chan, Yan Fong 陳雅芳 +Rep 2024-09-25
631   Lei, Zhongren 雷忠仁 +RO 2024-09-25
632 Futu Securities International (HONG KONG) Limited Huang, Qinglin (SFC:BVJ914) 黄清琳 +Rep 2024-09-30
633 FWD Financial Planning Limited (HK) Hung, Ka Faat (SFC:APK980) 洪嘉發 +Rep 2024-09-26
634   Lee, Wai Kei Rickie 李煒琪 +Rep 2024-10-02
635   Yang, Jian (SFC:BRA569) +Rep 2024-10-09
636   Zhai, Jing (SFC:BVE726) 翟晶 +Rep 2024-10-09
637 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED Yeung, Ho Yu Candy 楊灝瑜 -Rep 2019-11-05 2024-09-30
638 GAOYU SECURITIES LIMITED Lee, William Ho Leung 李浩良 -RO 2020-12-31 2024-09-30
639   So, Calvin Hiu To 蘇曉濤 +Rep 2024-10-08
640 Gemsolar Capital Management Limited Fan, Felix King Yip 范敬業 -RO 2024-02-26 2024-09-30
641 Gentleman Capital Limited He, Wei (SFC:BVH329) 何玮 +Rep 2024-10-04
642 GETTA SECURITIES LIMITED Yung, Wing Sin 翁潁倩 +Rep 2024-09-30
643 GF FUTURES (HONG KONG) CO., LIMITED Cheung, Chung Ho Damon 張宗灝 +Rep 2024-09-26
644   Cheung, Yan Ngai 張恩毅 +Rep 2024-09-26
645   Fu, Xuyang 付旭阳 +Rep 2024-10-09
646   Lin, Sau Yan 林秀欣 +Rep 2024-09-26
647 GF Securities (Hong Kong) Brokerage Limited Bao, Han (SFC:BVH746) 包晗 +Rep 2024-09-30
648   Hsu, Chih Kang 許誌剛 -Rep 2019-07-18 2024-09-27
649   Liu, Shihuijun 劉詩卉君 -Rep 2023-10-18 2024-09-30
650   Xiong, Hang (SFC:BNP419) 熊航 -Rep 2018-09-28 2024-09-30
651 GFI (HK) SECURITIES L.L.C. De Chabot, Florian Sebran Francois Jacques Marie -Rep 2024-02-26 2024-10-07
652 Glory Sun Securities Limited Lee, Chun On John 李進安 -Rep 2024-01-11 2024-09-26
653   Wei, Qingye 魏青曄 -Rep 2023-06-12 2024-09-30
654 GOING INTERNATIONAL (HK) FINANCIAL GROUP LIMITED Yeung, Ka Fung 楊家峰 +Rep 2024-09-25
655 Goldbridge Securities Limited Liang, Sijian 梁嗣堅 -Rep 2022-11-22 2024-10-01
656 GOLDENWAY SECURITIES COMPANY LIMITED Lau, Ka Lok (SFC:AQS304) 劉家樂 -Rep 2008-05-06 2024-10-07
657 Goldhorse Securities Limited An, Bang 安邦 +Rep 2024-09-30
658 GOLDMAN SACHS (ASIA) L.L.C. Ang, Sok Han -Rep 2024-10-07 2024-10-14
659   Chan, Chui Ling (SFC:BQM152) 陳翠玲 +Rep 2024-09-27
660   Chau, Catherine -Rep 2020-08-06 2024-10-08
661   Chau, Pak Hei 周柏希 +Rep 2024-09-27
662   Cheung, Tai Kam 章大今 -Rep 2022-06-14 2024-09-27
663   Chiu, Ngai Han 焦藝婤 -Rep 2024-07-15 2024-09-28
664   Choi, Suzie +Rep 2024-09-30
665   Gao, Bin (SFC:BPV900) 高彬 +Rep 2024-10-04
666   Kumar, Sundaram +Rep 2024-09-30
667   Lee, Kie Hang Kath 李璣珩 -Rep 2017-09-22 2024-09-27
668   Lin, Pin-Syuan 林品萱 +Rep 2024-09-27
669   Lu, Song 呂松 -Rep 2010-09-10 2024-10-05
670   Lu, Tian 陸天 -Rep 2010-07-05 2024-10-03
671   Lu, Yi (SFC:BOR941) 路易 -Rep 2022-07-07 2024-10-04
672   Malhotra, Tushar -Rep 2022-02-16 2024-10-08
673   Ren, Wenjing (SFC:AZW877) 任文靜 +Rep 2024-09-27
674   Sim, Seong Leol -Rep 2018-08-24 2024-10-03
675   Song, Xinjia 宋欣佳 +Rep 2024-10-09
676   Tse, Hiu Yu 謝曉瑜 -Rep 2021-12-17 2024-10-08
677   Wong, Chun Ho (SFC:AUW995) 王俊浩 +Rep 2024-10-04
678   Zhou, Ziya 周子雅 -Rep 2021-09-20 2024-10-04
679 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Chan, Chui Ling (SFC:BQM152) 陳翠玲 +Rep 2024-09-27
680   Chau, Catherine -Rep 2020-08-06 2024-10-08
681   Chau, Pak Hei 周柏希 +Rep 2024-09-27
682   Cheung, Tai Kam 章大今 -Rep 2022-06-14 2024-09-27
683   Choi, Suzie +Rep 2024-09-30
684   Dondi, Nicola 當尼 +Rep 2024-10-02
685   Gao, Bin (SFC:BPV900) 高彬 +Rep 2024-10-04
686   Kumar, Sundaram +Rep 2024-09-30
687   Lee, Kie Hang Kath 李璣珩 -Rep 2017-09-22 2024-09-27
688   Lin, Pin-Syuan 林品萱 +Rep 2024-09-27
689   Lu, Tian 陸天 -Rep 2019-06-18 2024-10-03
690   Ren, Wenjing (SFC:AZW877) 任文靜 +Rep 2024-09-27
691   Sim, Seong Leol -Rep 2018-08-24 2024-10-03
692   Tse, Hiu Yu 謝曉瑜 -Rep 2021-12-17 2024-10-08
693   Wong, Chun Ho (SFC:AUW995) 王俊浩 +Rep 2024-10-04
694   Zhou, Ziya 周子雅 -Rep 2021-09-20 2024-10-04
695 Goldman Sachs Asset Management (Hong Kong) Limited Wang, Zihan (SFC:BRR068) 王子涵 +Rep 2024-09-30
696 Goldstate Capital Group Limited Tong, Yu Hang 湯裕恒 +Rep 2024-09-30
697 Grand China Securities Limited Yan, King Tang 甄景騰 -Rep 2024-02-06 2024-10-08
698 Great Wall Pan Asia Asset Management Limited Yang, Jing (SFC:BVI337) 楊靜 +Rep 2024-09-26
699 Greater China Securities Limited (b1999-04-26) Tam, Tsz Chung (SFC:ATX450) 譚子聰 +RO 2024-10-03
700 Guolian Securities International Capital Co., Limited Lin, Liang (SFC:BUS213) 林亮 -Rep 2024-03-14 2024-09-30
701 Guosen Securities (HK) Brokerage Company, Limited Yeung, Ying Kit (SFC:BJV171) 楊英傑 -Rep 2020-11-25 2024-09-28
702   Zheng, Yufei -Rep 2017-06-28 2024-09-25
703 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED Wu, Kaizhen 吳凱臻 +Rep 2024-09-26
704 GUOTAI JUNAN CAPITAL LIMITED Zhang, Wenxia (SFC:BVL425) 张文霞 +Rep 2024-10-08
705 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED Li, Hiu Chung 李曉頌 -Rep 2024-08-12 2024-10-04
706 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Chen, Yiying (SFC:BVK880) 陳依莹 +Rep 2024-10-08
707   Li, Hiu Chung 李曉頌 -Rep 2021-08-17 2024-10-04
708   Li, Muhua 李沐华 -Rep 2023-08-08 2024-09-27
709   Lin, Rongye 林荣叶 -Rep 2019-01-04 2024-10-03
710   Zheng, Qianyi 鄭倩怡 -Rep 2024-08-09 2024-10-04
711 GUOYUAN CAPITAL (HONG KONG) LIMITED Lam, Michael Man 林敏 -RO 2023-04-18 2024-09-30
712   Wong, King Chung (SFC:APB407) 黃勁聰 +RO 2024-09-27
713 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Xu, Chen (SFC:BTK332) 徐晨 -Rep 2023-03-21 2024-10-02
714 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Qu, Neng 瞿能 -Rep 2022-03-22 2024-09-30
715 HAITONG INTERNATIONAL FUTURES LIMITED Chow, Suk Han Annie 周淑嫻 -Rep 2023-03-13 2024-09-26
716   So, Christopher Chi Hang 蘇智恆 -Rep 2019-09-25 2024-09-27
717   Volta, Gilbert 周泗達 -Rep 2022-05-27 2024-09-25
718 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Qu, Neng 瞿能 -Rep 2022-03-22 2024-09-30
719 HAITONG INTERNATIONAL RESEARCH LIMITED Leven, Axel Hans Gustav -Rep 2022-05-18 2024-09-27
720   Zhu, Zhaoming (SFC:BQI451) 朱赵明 -Rep 2020-10-30 2024-09-25
721   Zhuang, Huaichao 庄懷超 -Rep 2022-11-17 2024-09-26
722 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Chow, Suk Han Annie 周淑嫻 -Rep 2023-03-13 2024-09-26
723   Lu, Zhihao (SFC:BTO697) 卢志浩 -Rep 2023-03-21 2024-10-03
724   So, Christopher Chi Hang 蘇智恆 -Rep 2019-09-25 2024-09-27
725   Volta, Gilbert 周泗達 -Rep 2022-05-27 2024-09-25
726 HANG SENG INVESTMENT MANAGEMENT LIMITED Oh, Kuan Yu +Rep 2024-10-02
727 HANSUI CAPITAL COMPANY LIMITED Cheng, Chi Chung Henry 鄭智聰 +Rep 2024-10-02
728 HANTEC FUTURES LIMITED Yip, Tsz Chung (SFC:BSA365) 葉子聰 +Rep 2024-09-30
729 HANTEC WEALTH MANAGEMENT COMPANY LIMITED   +Rep 2024-09-30
730 HARRIS FRASER (INTERNATIONAL) LIMITED Zhang, Zhenyi (SFC:BPJ947) 張振義 +Rep 2024-10-07
731 HARVEST GLOBAL INVESTMENTS LIMITED Shu, Chuying Kevin 舒楚婴 -RO 2020-10-12 2024-09-30
732 Hash Blockchain Limited Lee, Hoi Kam 李開淦 -Rep 2024-01-05 2024-09-30
733 HBS (Hong Kong) Limited Lau, Yik Ting 劉奕霆 -Rep 2024-08-09 2024-09-25
734     +RO 2024-09-25
735   Lee, Hoi Kam 李開淦 -RO 2023-10-04 2024-09-30
736 HENIK SECURITIES LIMITED Wong, Chung Man (SFC:APN869) 王聰敏 -Rep 2007-10-05 2024-10-08
737 High Nine Asset Management Limited Yan, Yui Ham (SFC:BMX954) 殷睿涵 -Rep 2020-01-15 2024-10-04
738 Hillhouse Investment Management Limited Hornung, Richard Adam +RO 2024-10-03
739 HK Monkey Securities Limited Lee, Chak Fai 李澤輝 -RO 2019-07-09 2024-09-30
740 Holly International Financial Holdings Limited Tong, Kwok Wah (SFC:AEM039) 唐國華 +Rep 2024-09-26
741 HONG INVESTMENT ADVISORS LIMITED Lam, Kai Peter 林佳 +Rep 2024-09-25
742 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED Chen, Wo Ping 陳和平 -Rep 2023-11-17 2024-09-30
743 Hong Kong Virtual Asset Exchange Limited Fok, Siu Leung 霍兆樑 +RO 2024-10-03
744   Liu, Cheng (SFC:BPW567) 劉成 +RO 2024-10-03
745   Mok, Chit Hang 莫哲恒 +RO 2024-10-03
746   Ng, Anthony Wai Leung 吳煒樑 +RO 2024-10-03
747   Zhou, Jiajie (SFC:BQW224) 周家杰 +RO 2024-10-03
748 HongKong Yangtze River Asset Management Company Limited Zhang, Wangshu 張望舒 +Rep 2024-09-26
749 Howbuy Hong Kong Limited Wang, Guoying (SFC:BVI259) 王帼英 +Rep 2024-09-26
750 HSBC BROKING FOREX (ASIA) LIMITED Ho, Kwong Yan 何廣恩 -Rep 2010-02-18 2024-09-30
751   Ho, Winston Hon Tao 何漢滔 +Rep 2024-10-02
752 HSBC BROKING FUTURES (ASIA) LIMITED Ho, Kwong Yan 何廣恩 -Rep 2009-10-23 2024-09-30
753 HSBC BROKING FUTURES (HONG KONG) LIMITED Wong, Sze Lam (SFC:BVH422) 王思琳 +Rep 2024-10-02
754 HSBC BROKING SECURITIES (ASIA) LIMITED Ho, Kwong Yan 何廣恩 -Rep 2009-10-23 2024-09-30
755 HSBC Corporate Finance (Hong Kong) Limited Chung, Yowon +Rep 2024-10-02
756 HSBC Global Asset Management (Hong Kong) Limited Green, Thomas Alistair -Rep 2024-10-08 2024-10-10
757   Kim, Hyo Jeong -Rep 2022-07-20 2024-09-27
758   Lee, Yuk Wah (SFC:AZT286) 李玉華 -Rep 2013-05-31 2024-10-04
759   Siew, Yew Pheng -Rep 2023-10-13 2024-09-26
760   Tsai, Rong-Er 蔡融兒 +Rep 2024-09-30
761   Zhang, Tianren (SFC:BVK992) 張天韌 +Rep 2024-09-30
762 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED Bretnall, Phillip Andrew +RO 2024-10-02
763   Chan, Chung Lecky 陳潈 +Rep 2024-10-02
764   Chau, Suma Ho Ching 仇顥晴 +Rep 2024-10-02
765   Chau, Yu Sau Denise 周如秀 +Rep 2024-10-02
766   Chu, Lok Ki 朱洛琪 +Rep 2024-10-02
767   Epa, Kasun Sameera -Rep 2024-10-02 2024-10-20
768   Guo, Xin (SFC:BVI479) 郭欣 +Rep 2024-10-02
769   Kenny, Steven John (SFC:BVI476) +Rep 2024-10-02
770   Lau, Mei Wah (SFC:BVH187) 劉美華 +Rep 2024-10-02
771   Leung, Bo Yi 梁寶怡 +Rep 2024-10-02
772   Leung, Heung Wing Eric 梁向榮 +Rep 2024-10-02
773   Leung, Ming Wai (SFC:ALO209) 梁明慧 +Rep 2024-10-02
774   Lui, Ting Hin Andrew 呂霆軒 +Rep 2024-10-02
775   Ng, Wai Yee (SFC:BVH190) 吳慧儀 +Rep 2024-10-02
776   Pang, Hoi Yan (SFC:AML500) 彭凱茵 +Rep 2024-10-02
777   Rao, Vinith Murthy +RO 2024-10-02
778   Rashid, Nusrat (SFC:BVI480) +Rep 2024-10-02
779   Rukman, Shanmugalingam +Rep 2024-10-02
780   So, Kevin Ching Kong 蘇正綱 +Rep 2024-10-02
781   Tam, Ho Wai 譚浩偉 +Rep 2024-10-02
782   Tam, Shuk Yi Katie 譚淑怡 +Rep 2024-10-02
783   Wong, Jyh Ling +Rep 2024-10-02
784   Wong, Lok Yi (SFC:BVH192) 黃樂兒 +Rep 2024-10-02
785   Wong, Yin Shan 王燕珊 +Rep 2024-10-02
786   Yang, Fei (SFC:BVI482) +Rep 2024-10-02
787   Yeung, Yuen 楊苑 +RO 2024-10-02
788 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Green, Thomas Alistair -Rep 2024-10-08 2024-10-10
789   Lee, Yuk Wah (SFC:AZT286) 李玉華 -Rep 2013-05-31 2024-10-04
790   Tsai, Rong-Er 蔡融兒 +Rep 2024-09-30
791   Zhang, Tianren (SFC:BVK992) 張天韌 +Rep 2024-09-30
792 Huatai Asset Management (Hong Kong) Company Limited Feng, Shuyan 馮姝彦 -Rep 2023-10-27 2024-09-30
793 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Chen, Xiaofeng (SFC:BVI313) 陈晓锋 +Rep 2024-10-02
794   Guo, Chunxing 郭春杏 -Rep 2023-04-03 2024-09-30
795   Guo, Xiaohang (SFC:BUC263) 郭晓航 -Rep 2023-09-27 2024-09-27
796   Ke, Chenchen 柯晨辰 +Rep 2024-09-30
797   Xu, Xi (SFC:BUU838) 许曦 -Rep 2024-05-03 2024-09-30
798   Zhang, Xiaoyu (SFC:BVJ012) 张啸宇 +Rep 2024-10-02
799   Zhu, Wei (SFC:BNH083) 朱巍 -Rep 2021-08-25 2024-09-27
800   Zhuang, Dong 莊東 -Rep 2018-09-11 2024-09-30
801 I Win Asset Management Limited Chan, Chi Hung (SFC:ART808) 陳志鴻 +Rep 2024-10-04
802 i-Golden Data Capital Limited Tan, Dao Shen 陳道燊 -RO 2023-10-30 2024-09-30
803 ICBC (Asia) Trustee Company Limited Chan, Chun Ka (SFC:BVH572) 陳進加 +Rep 2024-10-02
804   Chan, Mei Na (SFC:BVH569) 陳美娜 +Rep 2024-10-02
805   Chan, Ngar Ling 陳雅玲 +Rep 2024-10-02
806   Chan, Woon Yin 陳煥賢 +Rep 2024-10-02
807   Chen, Li Jing 陳麗靜 +Rep 2024-10-02
808   Deng, Weiying 鄧偉莹 -Rep 2024-10-02 2024-10-22
809   Fung, Wai Ling 馮偉玲 -Rep 2024-10-02 2024-10-08
810   Han, Junfeng 韓俊丰 +Rep 2024-10-02
811   He, Yanjie 何妍洁 +Rep 2024-10-02
812   Ho, Cheuk Yiu 何卓瑤 +Rep 2024-10-02
813   Huang, Lin (SFC:BVH568) 黃琳 +Rep 2024-10-02
814   Hux, Celina 胡筠若 +Rep 2024-10-02
815   Lam, Cecilia Tsi Ying 林梓瑛 +Rep 2024-10-02
816   Lam, Wing Ching (SFC:BVH558) 林永青 +Rep 2024-10-02
817   Lam, Wui Faat 林滙發 +Rep 2024-10-02
818   Lau, Yin Shan 劉燕珊 +Rep 2024-10-02
819   Lau, Yuen Kwan 劉婉君 +Rep 2024-10-02
820   Leung, Patricia Tik Wah 梁迪華 +Rep 2024-10-02
821   Leung, Suk Chong 梁淑莊 +Rep 2024-10-02
822   Li, Na (SFC:BVH550) 李娜 +Rep 2024-10-02
823   Li, Xu (SFC:BUK606) 李旭 +RO 2024-10-02
824   Lin, Wenzhong (SFC:BVH566) 林文重 +Rep 2024-10-02
825   Lo, Lap Ming 盧立明 +Rep 2024-10-02
826   Miu, Yik Ling 繆奕淩 +Rep 2024-10-02
827   Poon, Keith Ka Ho 潘家豪 +Rep 2024-10-02
828   Shek, Chui Yu 石翠如 +Rep 2024-10-02
829   Tang, Lai Ping (SFC:BVH548) 鄧麗萍 +Rep 2024-10-02
830   Tang, Zi To 鄧釨濤 +Rep 2024-10-02
831   Wan, So Yee 温素怡 +Rep 2024-10-02
832   Wang, Yining (SFC:BIG837) 王軼宁 +RO 2024-10-02
833   Wang, Yudian (SFC:BVH567) 王雨點 +Rep 2024-10-02
834   Wei, Chonghao 衛崇浩 +RO 2024-10-02
835   Wong, Ka Chun (SFC:BVH545) 黃家俊 +Rep 2024-10-02
836   Wong, Kin Hung (SFC:BVH546) 黃健雄 +Rep 2024-10-02
837   Wong, Ying Wai (SFC:BVH554) 黃英偉 +Rep 2024-10-02
838   Wu, Haoquan 吳豪泉 +Rep 2024-10-02
839   Wu, Junyi (SFC:BVH552) 吳鈞毅 +Rep 2024-10-02
840   Xu, Liangxuan 徐良軒 +Rep 2024-10-02
841   Yang, Qijie 楊淇杰 +Rep 2024-10-02
842   Yu, Angie Chi Wan 余芝韻 +Rep 2024-10-02
843   Zhang, Chong (SFC:BVH565) 張翀 +Rep 2024-10-02
844   Zhang, Xinyi (SFC:BVH570) 張心怡 +Rep 2024-10-02
845   Zhou, Xingchen (SFC:BVH539) 周星辰 +Rep 2024-10-02
846 ICBC INTERNATIONAL CAPITAL LIMITED Lu, Yang (SFC:BKP940) 路洋 -Rep 2017-08-24 2024-09-30
847 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Chen, Yanzi 陳妍孜 -Rep 2024-05-22 2024-10-03
848     +RO 2024-10-03
849 ICBC INTERNATIONAL FUTURES LIMITED Tan, Jeffrey Wei Sing 譚偉星 +Rep 2024-10-07
850 ICBC INTERNATIONAL SECURITIES LIMITED Lu, Yang (SFC:BKP940) 路洋 -Rep 2017-08-24 2024-09-30
851   Tan, Jeffrey Wei Sing 譚偉星 +Rep 2024-10-07
852 Impeccable Asset Management Limited Liu, Wai Kuen 廖偉權 -RO 2022-04-28 2024-09-30
853 INFINI CAPITAL MANAGEMENT LIMITED Liu, Dingding (SFC:BVK664) 劉丁丁 +Rep 2024-09-30
854 INFINITY ASSET MANAGEMENT LIMITED Chow, Siu Pun 周紹賓 +Rep 2024-09-30
855   Yeung, Ka Wai (SFC:ANN260) 楊家慧 -Rep 2021-03-04 2024-09-30
856 INSTINET PACIFIC LIMITED So, Christopher Chi Hang 蘇智恆 +Rep 2024-10-04
857   Volta, Gilbert 周泗達 +Rep 2024-09-30
858   Yeung, Kwun Ngai 楊冠毅 +Rep 2024-09-30
859   Zeng, Weiquan +Rep 2024-10-02
860 Integrity Construction & Development Securities Group Limited Wong, Ying Kit (SFC:AWH541) 黃英傑 +Rep 2024-10-07
861 Interactive Brokers Hong Kong Limited Tam, Tsun Hei Gerald 谭浚希 +Rep 2024-09-30
862   Wong, Man Lik Maxwell ⿈敏⼒ +Rep 2024-09-30
863 INVESCO HONG KONG LIMITED Tavernaro, Alexander -Rep 2024-09-20 2024-09-27
864 IP Investment Management (HK) Limited Willsher, Benjamin Ernest John +RO 2024-10-07
865 IPP Financial Advisers Limited Ko, Yue Yan Steven 高裕仁 +Rep 2024-09-30
866   Wu, Zhicheng 吳芷澄 +Rep 2024-09-27
867 IvyRock Asset Management (HK) Limited Li, Hui (SFC:BTN286) 李卉 -Rep 2023-03-02 2024-09-27
868 J.P. MORGAN BROKING (HONG KONG) LIMITED Dewar, Mark William -Rep 2024-09-20 2024-09-26
869   Hortop, Mark Graham Raymond +Rep 2024-10-07
870   Kirtman, Khahlil Immanuel +Rep 2024-10-07
871   Newton, Christopher John (SFC:AVJ280) +Rep 2024-10-04
872   Park, Chaeyoung -Rep 2020-08-24 2024-10-09
873   Seebaluck, Jung Mi -Rep 2024-09-20 2024-10-07
874   So, Leong Yu 蘇亮諭 +Rep 2024-10-04
875 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Luan, Jinzhe 栾勁喆 -Rep 2021-05-03 2024-09-25
876   Wang, Ruizhi (SFC:BOL901) 王睿智 +Rep 2024-09-30
877   Wen, Keyin 文可吟 -Rep 2024-03-11 2024-09-30
878 JA SECURITIES LIMITED Jin, Yu (SFC:BVK802) 金煜 +Rep 2024-09-26
879   Lee, Kin Ching 李建青 -Rep 2022-01-06 2024-09-30
880 Jain Global (Hong Kong) Limited Jiang, Yuyu (SFC:BSU347) 蒋裕钰 +Rep 2024-10-03
881   Kim, Sung Hwan +Rep 2024-10-03
882   Ramakrishnan, Kaushik +Rep 2024-10-02
883   Vun, Isaac Yu Seng 溫如生 +Rep 2024-10-02
884   Wong, Wan Lam 黃韻霖 +Rep 2024-09-30
885 Jane Street Asia Pacific Limited Aggarwal, Tanvi +Rep 2024-10-07
886   Bozorgmir, Brendan Arasche -Rep 2023-10-25 2024-10-02
887   Lang, Georgina Elizabeth +Rep 2024-10-07
888   Sawhney, Aditya Kumar +Rep 2024-09-25
889   Stengel, Anton Pfaff +Rep 2024-10-03
890 JANE STREET HONG KONG LIMITED Aggarwal, Tanvi +Rep 2024-10-07
891   Bozorgmir, Brendan Arasche -Rep 2023-10-25 2024-10-02
892   Lang, Georgina Elizabeth +Rep 2024-10-07
893   Sawhney, Aditya Kumar +Rep 2024-09-25
894   Stengel, Anton Pfaff +Rep 2024-10-03
895 Janus Henderson Investors Hong Kong Limited Mohedas, Agustin Humberto -Rep 2024-09-24 2024-09-26
896 Jasper Capital Hong Kong Limited Pollock, Benjamin Pierce -Rep 2024-08-20 2024-10-02
897     +RO 2024-10-02
898 Jefferies Hong Kong Limited Bond, Phillip Matthew -Rep 2023-10-20 2024-10-09
899   Chan, Kam Pui 陳錦培 -RO 2019-02-20 2024-10-07
900   Johnson, Richard James Spencer -Rep 2023-09-01 2024-09-30
901   Park, Sung Wan 朴性玩 -Rep 2012-07-16 2024-09-30
902   Summerfield, David Angus -Rep 2020-01-13 2024-09-25
903   Tong, Hoi Kit Jeffrey 湯凱傑 -Rep 2019-05-15 2024-09-27
904   Wong, Gabriel Kun Yung 黃冠庸 -Rep 2020-12-28 2024-09-27
905   Yanahira, Takashi 柳平孝 +Rep 2024-10-09
906 JENERATION CAPITAL ADVISORS (HONG KONG) LIMITED Ke, Hantao 柯汉韬 +Rep 2024-09-27
907 Jin Yi Financial Group Limited Ma, Kwok Chau 馬國疇 -Rep 2023-11-13 2024-09-27
908 JMC Capital HK Limited Siu, Wing Yin Sharon 蕭頴賢 -Rep 2023-05-15 2024-09-27
909 JMC Capital International Limited   -Rep 2023-09-18 2024-09-27
910 JOYFUL CAPITAL HK LIMITED Wang, Zichao (SFC:BNV387) 王子超 +RO 2024-10-09
911 JPMorgan Asset Management (Asia Pacific) Limited Wang, Zhuoran (SFC:BAC306) 王卓然 -Rep 2021-12-10 2024-09-25
912 JQ Securities (Hong Kong) Limited Yang, Jiahuan 楊佳歡 -Rep 2022-06-06 2024-09-30
913 Jupiter Asset Management (Hong Kong) Limited Morgan, Matthew Adam Robert (SFC:BTX414) -Rep 2024-10-02 2024-10-04
914 JVSakk Asset Management Limited Law, Ka Man (SFC:BVK573) 羅嘉敏 +Rep 2024-09-25
915 KAM LUEN SECURITIES LIMITED Wang, Xiao (SFC:BGK625) 汪霄 -Rep 2022-05-13 2024-09-30
916     +RO 2024-09-30
917   Yip, Ka Lung 葉家龍 -RO 2023-09-26 2024-10-09
918 KBR Fund Management Limited Chen, Sichong 陳思翀 +Rep 2024-10-02
919 KGI ASIA LIMITED Mak, Ka Leung 麥家亮 +Rep 2024-09-25
920 KINGKEY ASSET MANAGEMENT LIMITED Chan, Man Hei (SFC:BBQ605) 陳文禧 -Rep 2023-01-16 2024-09-30
921   Chan, Pui Ling (SFC:BFP667) 陳珮玲 -Rep 2024-04-25 2024-09-30
922   Cheung, Dorothy Yuk Man 張旭雯 -Rep 2022-09-05 2024-09-30
923   Cheung, Yuk Kwai 張玉桂 -Rep 2023-05-10 2024-09-30
924   Chu, Ching Yee (SFC:BOX078) 朱靜儀 -Rep 2023-01-16 2024-09-30
925   Wei, Zhensheng 魏振胜 -Rep 2024-04-30 2024-09-30
926   Wong, Chi Ho (SFC:BFF016) 黃志灝 -Rep 2023-01-16 2024-09-30
927   Wong, Hin Wah (SFC:BUO382) 黃衍樺 -Rep 2024-02-15 2024-09-30
928   Yiu, Man Kuen (SFC:AJB527) 姚文娟 -Rep 2023-04-26 2024-09-30
929   Yuen, Ka Suen 袁嘉旋 -Rep 2023-04-06 2024-09-30
930 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED Zhou, Chen (SFC:BRY433) 周晨 +Rep 2024-09-30
931 LANCY GLOBAL ASSET MANAGEMENT LIMITED Wang, Yuan (SFC:BOX126) 王元 -Rep 2021-03-31 2024-09-30
932 LAZARD ASIA (HONG KONG) LIMITED Dong, Chifong 董子楓 -Rep 2024-08-14 2024-10-06
933 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Sternheim, Seavan -Rep 2024-10-03 2024-10-09
934   Zhang, Da (SFC:BFZ494) +Rep 2024-10-04
935 Legal & General Investment Management Asia Limited Chan, Sindy Sin Nei 陳仙妮 -Rep 2013-10-31 2024-09-30
936 Lego Asset Management Limited Gao, Zhen (SFC:BVL777) 高真 +Rep 2024-10-03
937 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED Kim, Yeonseop +Rep 2024-09-26
938   Nipp, Manuel Tobias Willi +Rep 2024-10-07
939 Lighthorse Asset Management (HK) Limited Dai, Wenhui 戴文輝 -Rep 2021-12-30 2024-09-30
940 Lighthouse Capital (HK) Financial Limited Shi, Qian (SFC:BEB239) 施茜 +Rep 2024-10-04
941 Link Asset Management Limited (HK) Chu, Wai Lok 朱偉樂 +Rep 2024-10-03
942 Linkways Asset Management Limited Leong, Chi Fung 梁智鋒 +Rep 2024-10-07
943 Lion Futures Limited Yan, Yu Ho -Rep 2023-08-14 2024-09-25
944 Lion Global Financial Limited Zhou, Jiejin 周洁瑾 -Rep 2024-07-05 2024-10-01
945 Lion International Securities Group Limited Yan, Yu Ho -Rep 2023-08-14 2024-09-25
946 Liquidity Finance (Hong Kong) Limited Chan, Chun Wai (SFC:AFY152) 陳進威 +RO 2024-10-04
947 Livermore Family Office Services Limited Duan, Chao 段超 +Rep 2024-10-03
948 Long Bridge HK Limited Lo, Man Hon Bryan 盧民翰 -Rep 2024-08-19 2024-09-30
949 Long Corridor Asset Management Limited Wu, Gongliang 吳公樑 +Rep 2024-09-27
950 Long Shine Asset Management Limited Yao, Yuan (SFC:BCQ611) 姚遠 -RO 2024-07-22 2024-10-04
951 LONG SUCCESS CAPITAL LIMITED Fan, Felix King Yip 范敬業 -Rep 2024-10-03 2024-10-09
952     +RO 2024-10-09
953   Zhu, Hengqiu 朱恆秋 -Rep 2024-09-27 2024-10-09
954     +RO 2024-10-09
955 Lucion International Asset Management Limited Wang, Yuntao (SFC:BIG914) 王云韜 -Rep 2024-06-05 2024-09-27
956     +RO 2024-09-27
957 Lux Aeterna Capital Limited Chung, Chun Yin 鍾俊賢 -Rep 2024-06-18 2024-10-09
958     +RO 2024-10-09
959 Luxence Capital Limited To, Tsz Wai 杜子偉 -Rep 2024-07-31 2024-09-27
960     +RO 2024-09-27
961 M&G Investments (Hong Kong) Limited Teng, Han-Hsiang -Rep 2020-10-21 2024-10-04
962 M3 Capital Partners (HK) Limited Uchino, Kota +Rep 2024-10-09
963 MA Asset Management (Hong Kong) Limited Yu, Zhe (SFC:BVH512) 于喆 +Rep 2024-10-08
964 Macquarie Asia Securities Limited Norr, Eric Per +Rep 2024-10-09
965 MACQUARIE CAPITAL LIMITED Leversedge, Mitchell Douglas +Rep 2024-10-02
966   Zheng, Wenjing (SFC:BRO753) 鄭雯靖 +Rep 2024-09-30
967 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Ngai, Natalie Hiu Lam 倪曉琳 -Rep 2019-07-08 2024-10-09
968   Xiao, Qingqing 肖青青 -Rep 2023-12-04 2024-10-04
969 MAGIC COMPASS SECURITIES LIMITED Tang, Haiwei (SFC:BRH241) 唐海偉 -Rep 2024-07-29 2024-10-01
970 Manulife Investment Management (Hong Kong) Limited Cheng, Kam Yuk 鄭淦毓 +Rep 2024-10-07
971   Lam, Yat Hang Oscar 林逸行 +Rep 2024-10-09
972   Lee, Chi Wing (SFC:ALB349) 李志榮 +Rep 2024-10-07
973   Yao, Man Yi 姚敏怡 +Rep 2024-10-04
974 Market Securities (Hong Kong) Limited Salles, Antoine Paul Benjamin +Rep 2024-10-09
975 MARSHALL WACE ASIA LIMITED Choi, Anderson Chun Fat 蔡俊發 -Rep 2018-08-16 2024-10-04
976   Roth, Thilo Josef -Rep 2021-06-29 2024-09-30
977   Wang, Zhuoran (SFC:BOS532) 王倬然 -Rep 2019-08-27 2024-09-27
978 MASON INVESTMENT MANAGEMENT LIMITED Zhang, Zhenyi (SFC:BPJ947) 張振義 -Rep 2021-07-09 2024-10-09
979 Matrix Asset Management Limited Zhou, Huizhen 周慧珍 +RO 2024-10-09
980 Matrix Securities Limited   +RO 2024-10-09
981 MERCER INVESTMENTS (HK) LIMITED Elliot, Graham (SFC:BJG894) -Rep 2024-08-19 2024-10-03
982     +RO 2024-10-03
983   Lim, Tian Hua Matthew 林天華 +Rep 2024-10-02
984 Merit Asset Management Limited Ji, Bing (SFC:AFY976) 紀冰 -Rep 2024-08-16 2024-10-02
985 Merrill Lynch (Asia Pacific) Limited Akutsu, Masashi -Rep 2024-09-30 2024-10-04
986   Ang, Kai Wei -Rep 2024-10-04 2024-10-11
987   Bai, Junhao Vincent 白浚豪 -Rep 2021-09-03 2024-09-27
988   Bajoria, Rahul -Rep 2024-10-02 2024-10-11
989   Chua, Minguang Donald -Rep 2024-09-27 2024-10-04
990   Errington, David Justin -Rep 2024-10-04 2024-10-10
991   Hirakawa, Mikio -Rep 2024-10-04 2024-10-09
992   Hotta, Kenjin Tom -Rep 2024-10-04 2024-10-09
993   Hutchinson, Lorraine Corinne -Rep 2024-10-04 2024-10-08
994   Kaneko, Yuki -Rep 2024-10-04 2024-10-09
995   Kao, Lin-Ya 高琳雅 -Rep 2024-09-20 2024-09-27
996   Kraft, Justin Ken -Rep 2024-10-09 2024-10-14
997   Kubota, Masashi -Rep 2024-10-04 2024-10-09
998   Lee, Joon Ho (SFC:ATX670) -Rep 2024-10-04 2024-10-10
999   Mamegano, Koichi -Rep 2024-10-04 2024-10-09
1000   Mathur, Aditya -Rep 2024-10-08 2024-10-10
1001   Nagao, Yoshitaka -Rep 2024-10-04 2024-10-09
1002   Nakakura, Hironori -Rep 2024-10-04 2024-10-11
1003   Nakamura, Shinichiro -Rep 2024-10-04 2024-10-09
1004   Nishizawa, Arashi 西澤嵐 -Rep 2024-09-20 2024-09-25
1005   Park, Jee Hoon -Rep 2024-09-24 2024-09-27
1006   Piron, Claudio -Rep 2024-10-07 2024-10-11
1007   Shah, Amish Chandrakant -Rep 2024-10-04 2024-10-17
1008   Swaminathan, Anand -Rep 2024-10-04 2024-10-11
1009   Tupper, Nigel Robert -Rep 2024-10-08 2024-10-10
1010   Watanabe, Ritsuo -Rep 2024-10-04 2024-10-09
1011 Merrill Lynch Far East Limited Kraft, Justin Ken -Rep 2024-10-09 2024-10-14
1012   Yamagami, Shinichiro -Rep 2024-10-04 2024-10-09
1013 Metaverse Securities Limited (HK) da, Lu 笪露 +Rep 2024-10-09
1014   Kwok, Peter (SFC:AGP471) 郭致言 -Rep 2023-12-01 2024-09-30
1015 Meyer Capital Group Limited Zhang, Guilin (SFC:AWF886) 張貴林 -Rep 2024-05-06 2024-10-03
1016 MFG Limited (HK) Ng, Chun Hei (SFC:BST858) 吳雋熙 -Rep 2022-07-26 2024-10-08
1017   Yip, Wing Sum (SFC:APD255) 葉永森 +Rep 2024-10-03
1018 MIB FUTURES (HONG KONG) LIMITED Yiu, Man Ho 姚文浩 -Rep 2024-03-12 2024-09-27
1019     +RO 2024-09-27
1020 MIB SECURITIES (HONG KONG) LIMITED   -Rep 2024-03-12 2024-09-27
1021     +RO 2024-09-27
1022 Micro Connect (H.K.) Investment Management Limited Ma, Chi Ho (SFC:BLD605) 馬志豪 -Rep 2022-08-29 2024-09-30
1023 MicroBit Capital Management Limited Lim, Pak Fu 林柏富 +RO 2024-10-04
1024 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Cross, Matthew Charles +Rep 2024-10-03
1025   Leteissier, Arnaud Pierre Marie +Rep 2024-10-04
1026   Sacuto, Pierre +Rep 2024-10-04
1027   Shin, Timothy (SFC:BPI995) -Rep 2020-01-20 2024-09-25
1028 Ming Yang Capital Limited Lee, Kwok Wan (SFC:AZL662) 李冠潤 -Rep 2024-08-27 2024-09-27
1029     +RO 2024-09-27
1030 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Jung, Seyun -Rep 2023-09-14 2024-09-30
1031   Mak, Sze Man 麥詩敏 -Rep 2023-07-17 2024-09-30
1032   Wong, Kin Shing (SFC:BUD414) 黃健成 -Rep 2023-09-26 2024-09-30
1033 Mirae Asset Securities (HK) Limited Gao, Jieyu 高婕妤 +Rep 2024-10-07
1034 MIZUHO SECURITIES ASIA LIMITED Zhao, Yang (SFC:BHR796) 趙暘 -Rep 2022-10-12 2024-10-04
1035 MOELIS & COMPANY ASIA LIMITED Ge, Zhenlan 葛貞蘭 +Rep 2024-10-09
1036   Li, Xintong (SFC:BKU819) 李心童 -Rep 2017-09-06 2024-10-08
1037 Moody's Investors Service Hong Kong Limited Tsang, Kai Yin (SFC:ADU762) 曾啟賢 -Rep 2011-06-01 2024-09-30
1038   Tung, Hing Man 董慶雯 -Rep 2018-06-27 2024-09-30
1039 Morgan Stanley Asia Limited Byeon, You Jung +Rep 2024-09-25
1040   Cao, Chunan -Rep 2020-11-03 2024-10-02
1041     +RO 2024-10-02
1042   Chang, Jian Hua Derek -Rep 2024-09-23 2024-09-26
1043   de Sterke, Julia Michelle -Rep 2024-09-16 2024-09-26
1044   Dhake, Pankaj Jaysing +Rep 2024-10-02
1045   Goyal, Megha -Rep 2024-10-07 2024-10-10
1046   Hasegawa, Yoshihito +Rep 2024-10-07
1047   Hawkyard, Andrew Scobie -Rep 2024-09-30
1048   Hong, Jimin -Rep 2023-08-16 2024-10-01
1049   Huang, Wei-Wei 黃微微 -Rep 2022-05-19 2024-10-03
1050   Hwang, Seung Hyun 黃升炫 -Rep 2024-09-27 2024-10-18
1051   Ji, Jiechao 季婕超 -Rep 2024-10-04 2024-10-10
1052   Khalilian, Luke +Rep 2024-09-26
1053   Kwong, Samantha See Man 鄺思敏 +Rep 2024-09-30
1054   Lee, Jeeyun -Rep 2024-09-20 2024-09-29
1055     -Rep 2024-10-03 2024-10-06
1056   Lee, Young Hwan +Rep 2024-09-27
1057   Liu, Chenqian +Rep 2024-10-03
1058   Loo, Zhao Xuan +Rep 2024-10-07
1059   Moh, Angela Jen Yin 莫仁瑛 -Rep 2024-02-27 2024-09-30
1060   Park, Christina -Rep 2009-07-15 2024-10-02
1061   Read, Christopher James (SFC:BOS255) -Rep 2024-10-04 2024-10-10
1062   Shinozaki, Maki -Rep 2014-08-27 2024-09-30
1063   Straton, Alexandra Ann Sylvia -Rep 2024-10-04 2024-10-07
1064   Tomaru, Yoshitaka -Rep 2024-10-04 2024-10-11
1065   Wen, Jingcheng 温竟成 +Rep 2024-09-27
1066   Xu, Zhi (SFC:BID035) 徐陟 +Rep 2024-10-08
1067   Yu, Hyun da +Rep 2024-09-30
1068   Zhao, Yuxuan 赵宇瑄 +Rep 2024-09-27
1069 Morgan Stanley Hong Kong Securities Limited Cao, Chunan -Rep 2020-11-03 2024-10-02
1070     +RO 2024-10-02
1071   Dhake, Pankaj Jaysing +Rep 2024-10-02
1072   Hong, Jimin -Rep 2023-08-16 2024-10-01
1073   Jia, Yifei 賈逸飛 -Rep 2023-09-04 2024-10-03
1074   Khalilian, Luke +Rep 2024-09-26
1075   Lo, Belina Wai Kwok 盧慧幗 +Rep 2024-10-07
1076   Park, Christina -Rep 2014-05-12 2024-10-02
1077   Tomaru, Yoshitaka -Rep 2024-10-04 2024-10-11
1078 MORTON SECURITIES LIMITED Pang, Wai Chung 彭衛聰 -Rep 2018-08-24 2024-09-30
1079 MUFG Securities Asia Limited Caprani, Louise Suzanne Francoise -Rep 2024-09-30 2024-10-11
1080   El Hage Sleiman, Amal -Rep 2024-09-30 2024-10-11
1081   Forsythe, William James Patrick -Rep 2024-09-16 2024-09-27
1082   Kim, Geonho +Rep 2024-10-07
1083   Li, Jiale (SFC:BVL334) -Rep 2024-09-27 2024-10-01
1084   Lien, Yu Hsun 亷育勳 +Rep 2024-10-03
1085 N Plus Capital Limited Cheng, Henry Wai Leung 鄭偉良 -RO 2023-09-01 2024-09-30
1086 NAN FUNG TRINITY (HK) LIMITED Zhang, Hanyu (SFC:BBR102) 張瀚宇 -Rep 2021-12-07 2024-09-27
1087 Neuberger Berman Asia Limited Naqi, Zain (SFC:BVK666) -Rep 2024-09-24 2024-09-29
1088   Xu, Dan (SFC:BFB174) 徐丹 +Rep 2024-10-02
1089 NEW REGION SECURITIES COMPANY LIMITED Yip, Ka Kam 葉嘉鑫 -Rep 2024-03-05 2024-09-30
1090 New Vision Asset Management Limited Kong, Xiaoqin 孔小琴 -RO 2023-05-17 2024-09-30
1091 Nexus Point Advisors (HK) Limited Liu, Chang (SFC:BSL546) -Rep 2023-09-21 2024-09-27
1092 Nikko Asset Management Hong Kong Limited Ogiwara, Yasuaki -RO 2015-07-09 2024-10-01
1093 Nine Masts Capital Limited Rizzi, Emmanuel -Rep 2023-10-03 2024-10-06
1094 NIVALIS PARTNERS LIMITED Motiwala, Ayaz Bashir -Rep 2014-10-20 2024-09-30
1095 NOMURA INTERNATIONAL (HONG KONG) LIMITED Annabi, Omar +Rep 2024-09-30
1096   Chan, Ka Yan (SFC:BBU615) 陳家寅 +Rep 2024-10-03
1097   Cheung, Pak Yin Clement 張栢賢 +Rep 2024-10-09
1098   Galvin, Simon Stephen (SFC:AXY950) -Rep 2021-08-09 2024-09-30
1099   Jiang, Zhikun 姜智焜 -Rep 2023-08-28 2024-09-30
1100   Lam, King Shing Kyle 林竟成 +Rep 2024-10-09
1101   Lee, Kai Xuan Almeric 李凱軒 -Rep 2024-09-19 2024-09-30
1102   Malik, Juhi -Rep 2021-10-11 2024-09-30
1103   Nabor, Miguel Carlo Palad -Rep 2024-09-19 2024-09-28
1104   Ng, Wesley Thuan Hu +Rep 2024-10-03
1105   Poon, Hei Wai 潘熙煒 -Rep 2023-04-13 2024-09-30
1106   Tan, Min Hui Teresa -Rep 2024-07-08 2024-10-07
1107   Xiao, Xiaoting 肖晓婷 +Rep 2024-10-07
1108   Ye, Xiao (SFC:BQF882) 叶晓 +Rep 2024-09-25
1109 North Rock Capital Management (HK) Limited Si, Tingting 司婷婷 -Rep 2024-01-24 2024-10-09
1110 Novel Wealth Management Limited Xu, Mingdong 徐銘東 +Rep 2024-10-08
1111 Nuveen Hong Kong Limited Chang, Lin Lin 張玲菱 +Rep 2024-10-02
1112 O F CAPITAL (HONG KONG) CO., LIMITED Cui, Xuan (SFC:BOH597) 崔萱 -Rep 2019-12-13 2024-09-30
1113   Li, Liu (SFC:BLR922) 李柳 -Rep 2023-07-13 2024-09-30
1114   Wang, Xinlin 王昕琳 -Rep 2019-12-13 2024-09-30
1115 OCBC Futures Investment (Hong Kong) Limited Yip, Chin Ho 葉展灝 -Rep 2024-09-04 2024-10-09
1116     +RO 2024-10-09
1117 OCBC Securities Brokerage (Hong Kong) Limited   -Rep 2024-09-04 2024-10-09
1118     +RO 2024-10-09
1119 OCEAN ASSETS MANAGEMENT HK LIMITED Yu, Chao (SFC:BRS471) 于超 -RO 2022-02-09 2024-09-30
1120 ONE Asset Management (HK) Company Limited Cheung, Phoebe Kit Yee 張潔宜 +Rep 2024-10-07
1121   Yiu, Fung Ping 姚鳳萍 +Rep 2024-10-07
1122 OnePlatform Asset Management Limited Fong, Kam Wah 方錦華 -Rep 2007-01-23 2024-09-29
1123   Lai, Wai Yee 黎惠怡 -Rep 2007-03-08 2024-09-26
1124   Leung, Kwan Hoo 梁君豪 -Rep 2010-03-11 2024-09-29
1125   Ng, Sin Lui 吳善磊 +Rep 2024-09-27
1126   Yang, Xu (SFC:BBW368) 楊旭 -Rep 2013-10-18 2024-10-09
1127 Ontario Teachers' Pension Plan (Asia) Limited Long, Qianqian 龍芊芊 -Rep 2020-07-16 2024-10-04
1128 OP INVESTMENT MANAGEMENT LIMITED Kim, David Nam +Rep 2024-09-25
1129 Opus Capital Management Limited Leung, Tai Wai (SFC:ABF062) 梁大偉 -Rep 2018-11-01 2024-09-25
1130 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED Zeng, Huanshi 曾煥詩 -Rep 2022-03-04 2024-09-27
1131 ORIENT SECURITIES (HONG KONG) LIMITED Duan, Yiqian 段怡芊 +Rep 2024-09-27
1132   Kung, Yu Hang 龔宇亨 +Rep 2024-10-07
1133 ORIENT SECURITIES LIMITED Zhang, Ke (SFC:BVI608) 張科 +Rep 2024-10-07
1134 Oscar and Partners Capital Limited Tian, Hanbo 田瀚博 -Rep 2024-10-03 2024-10-25
1135 OSL Digital Securities Limited Ng, Jonathan (SFC:BRK509) 伍麟凱 -Rep 2024-06-18 2024-09-30
1136 OTCex Hong Kong Limited Lau, Wai Man (SFC:ALW732) 劉威文 -Rep 2024-08-20 2024-10-07
1137     +RO 2024-10-07
1138 Ovata Capital Management Limited Ng, Lap Kiu 伍立喬 +Rep 2024-10-02
1139 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Kim, Daehwan -Rep 2022-12-01 2024-09-27
1140 Paradigm Advisors Holdings (Hong Kong) Limited Li, Chiu Yee 李昭儀 -RO 2022-04-19 2024-09-30
1141 Pearl International Securities Limited Lam, Sau Tung 林壽彤 -RO 2023-06-30 2024-09-30
1142   Wong, Ka Chun (SFC:BAI761) 黃家俊 +RO 2024-09-30
1143 Penjing Asset Management (Asia) Limited Hau, Siu Wa 侯紹華 +Rep 2024-09-30
1144 Permira Advisers Limited Yang, Geyue 楊歌越 -Rep 2022-07-14 2024-09-27
1145 PHILLIP COMMODITIES (H.K.) LIMITED Wong, Yuet Ping 黃悅平 -Rep 2004-02-03 2024-09-30
1146   Yiu, Ping 饒冰 -Rep 2007-10-23 2024-09-30
1147   Zheng, Wan Ying 鄭婉瑩 -Rep 2022-11-04 2024-10-04
1148 PHILLIP SECURITIES (HONG KONG) LIMITED Wong, Yuet Ping 黃悅平 -Rep 2004-07-02 2024-09-30
1149   Yiu, Ping 饒冰 -Rep 2007-06-22 2024-09-30
1150   Zheng, Wan Ying 鄭婉瑩 -Rep 2022-11-04 2024-10-04
1151 PICC Asset Management (Hong Kong) Company Limited Bian, Yang (SFC:BEB916) 邊揚 +Rep 2024-09-25
1152 Pictet Asset Management (Hong Kong) Limited Cogne, Tatiana Natalia -Rep 2024-04-17 2024-09-27
1153   Marika, Ermira -Rep 2024-09-25 2024-10-02
1154   Mistry, Manesh Paul -Rep 2024-09-25 2024-10-02
1155   Takahashi, Miyuki -Rep 2024-10-04 2024-10-11
1156 Pine Garden Capital Partners Limited Ma, Ming Hei 馬銘希 -Rep 2023-05-16 2024-09-25
1157     +RO 2024-09-25
1158   Zhang, Zhang (SFC:BJI580) 張璋 -RO 2023-01-18 2024-10-07
1159 Pine Star Asset Management Limited Lo, Patrick 盧培德 -RO 2018-09-10 2024-09-30
1160 Pinerock Asset Management Limited Luan, Shu 栾述 +Rep 2024-10-08
1161 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Zhu, Chun (SFC:BPU236) 祝纯 +Rep 2024-10-07
1162 Pinnacle Investment Management Limited Wei, Yixin 魏以欣 +Rep 2024-10-08
1163 PIONEER ASSET MANAGEMENT LIMITED Cheng, Hin Yu 鄭軒宇 -Rep 2024-01-10 2024-10-02
1164 Pixiu Asset Management Limited Dong, Li (SFC:BVD430) 董利 +Rep 2024-09-30
1165 PJT Partners (HK) Limited Cheng, Laurence Man Chiu 鄭文昭 -RO 2022-08-26 2024-09-26
1166 Planetree Asset Management Limited (HK) Wong, Chi Ling (SFC:ACG593) 黃志凌 -RO 2023-10-17 2024-09-30
1167 Planetree Futures Limited   -RO 2021-06-17 2024-09-30
1168 Planetree Research Limited   -RO 2023-09-27 2024-09-30
1169 Planetree Securities Limited   -RO 2021-06-17 2024-09-30
1170 Plouton Asset Management Limited Wong, Kwing Nam 黃烱南 -Rep 2024-02-19 2024-09-30
1171 Pollock Asset Management Limited Cheng, Yu Tong 程宇彤 -Rep 2021-07-05 2024-10-02
1172   Wong, King Chun (SFC:BUB194) 王景俊 -Rep 2023-09-05 2024-09-30
1173 Polymer Capital Management (HK) Limited Hsu, Kang Chen 許剛政 +Rep 2024-10-07
1174   Leung, Steven Hiu Fung 梁曉峰 -Rep 2020-04-20 2024-09-30
1175   Wei, Zikai 魏子凱 +Rep 2024-09-30
1176 POLYMER WEALTH MANAGEMENT COMPANY LIMITED Cheung, Tai Ling 張大靈 -RO 2021-10-11 2024-09-30
1177   Liao, Shuli 廖舒立 -Rep 2024-04-26 2024-09-30
1178 Posley Asset Management Limited Lee, Ching Hung (SFC:AXX537) 李政鴻 -Rep 2024-02-01 2024-10-03
1179 PRINCIPAL TRUST COMPANY (ASIA) LIMITED Chen, Ming Yin (SFC:BVF204) 陳明燕 +Rep 2024-10-02
1180   Cheung, Yin Ching 張燕菁 +Rep 2024-10-02
1181   Cheung, Yui Keung 張銳強 +Rep 2024-10-02
1182   Chong, Wai Pan 莊煒彬 +Rep 2024-10-02
1183   Chow, Ricky Wai Kei (SFC:BKA555) 周偉基 +Rep 2024-10-02
1184   Feuerhelm, Gavin Bart +RO 2024-10-02
1185   Fung, Po Wun 馮寶媛 +Rep 2024-10-02
1186   Ho, Choi Yee Lilian 何彩儀 +Rep 2024-10-02
1187   Ho, Wan Yee Loretta 何韻儀 +RO 2024-10-02
1188   Hui, Kit Wan Chriscelia 許潔雲 +Rep 2024-10-02
1189   Ip, Shun Chun 葉舜珍 +Rep 2024-10-02
1190   Kwan, Hiu Tung 關曉東 -Rep 2024-10-02 2024-10-12
1191   Lai, Tsz Kin (SFC:BVF161) 黎梓健 +Rep 2024-10-02
1192   Lam, Shuk Chin 林淑遷 +Rep 2024-10-02
1193   Lau, Martin Kin Yeung 劉健洋 +RO 2024-10-02
1194   Lee, James (SFC:BVF198) 李俊 +Rep 2024-10-02
1195   Leong, Foong Ching +RO 2024-10-02
1196   Lin, Zexi 林澤希 +Rep 2024-10-02
1197   Lo, Sze Man (SFC:BVG229) 勞斯敏 +Rep 2024-10-02
1198   Mo, Oi Ping Anita 毛愛萍 +Rep 2024-10-02
1199   Ng, Cho Fai Joseph 吳祖輝 +Rep 2024-10-02
1200   Shek, Choi Hung 石彩虹 +Rep 2024-10-02
1201   Shing, Pak Sum 盛柏琛 +Rep 2024-10-02
1202   Tong, Ka Mei 唐嘉美 +Rep 2024-10-02
1203   Tsang, Hok Man (SFC:BLE130) 曾學文 +Rep 2024-10-02
1204   Yeung, Hao Ning Angela 楊皓靈 +Rep 2024-10-02
1205 PRIORITY ASSET MANAGEMENT GROUP LIMITED Tsim, Chik Chi 詹植芝 +Rep 2024-10-09
1206 PSI Capital Asia Limited Lin, Hang (SFC:BSZ215) -Rep 2024-06-12 2024-10-04
1207 PSP Investments Asia Limited Kuo, Tiffany Chun Chun +Rep 2024-09-25
1208 PURPLE LEGEND (HK) LIMITED Hu, Chao (SFC:BGX227) 胡超 -RO 2024-06-28 2024-09-30
1209   Hung, Cheung Wai (SFC:AUD695) 孔祥偉 +RO 2024-09-26
1210 Quam Asset Management Limited (b1983-06-28) Wong, Ian Chung Ho 黃仲濠 -Rep 2024-04-29 2024-09-27
1211     +RO 2024-09-27
1212 Quam Capital Limited (b1994-08-04) Choi, Wai Kit (SFC:BCI434) 蔡偉杰 -Rep 2023-10-27 2024-09-30
1213   Zhang, Amy Huimin 章慧敏 -Rep 2023-10-03 2024-09-30
1214 Quam Securities Limited Wong, Kin Ming (SFC:AQE293) 黃建明 -Rep 2022-11-03 2024-09-30
1215   Yeung, Ming Tsun 楊銘峻 -Rep 2022-09-30 2024-09-30
1216 Quantum Capital Management Limited Xu, Xinwei (SFC:BES891) 徐鑫煒 +RO 2024-10-09
1217 Qube Research & Technologies Hong Kong Limited Li, Liangde 李亮德 +Rep 2024-10-04
1218 Raffles Assets Management (HK) Co. Limited King, Kevin Hin Fai 龔衍暉 -Rep 2024-01-09 2024-10-07
1219   To, Kin Ki 陶鍵棋 +Rep 2024-10-03
1220 RAM Investment Advisors Limited Lee, Tsz Man 李子文 -Rep 2024-05-13 2024-10-07
1221     +RO 2024-10-07
1222 Regent Capital Management Limited Jiang, Ziqi 蔣子祺 -RO 2021-04-26 2024-09-30
1223 RICHES DEPOT SECURITIES CO., LIMITED Tse, Pak Wa 謝柏華 -Rep 2018-06-26 2024-09-27
1224     +RO 2024-09-27
1225 Robeco Hong Kong Limited Chen, Rupeng 陳茹鵬 -Rep 2020-09-01 2024-09-27
1226 Rokos Capital Management (HK) Limited Brosnan, Damien A -RO 2022-10-25 2024-09-30
1227 ROYAL MORGAN FUND MANAGEMENT CO. LIMITED Chin, Eric Hin Lik 陳顯歷 -RO 2023-01-16 2024-09-25
1228 RuiLian Financial Group Company Limited Zheng, Zhiwei (SFC:BIJ651) 鄭志煒 -Rep 2023-03-22 2024-10-02
1229 S HARMONY ASSET MANAGEMENT LIMITED Amano, Jun 天野潤 +RO 2024-09-30
1230 S&P Global Ratings Hong Kong Limited Lau, Wai Yung 劉慧榕 -Rep 2021-08-02 2024-10-01
1231   Lee, Ming Tai 李明泰 +Rep 2024-10-03
1232   Wu, Yuehao 吳玥昊 -Rep 2018-05-31 2024-10-01
1233 Sancus Advisors Limited Chan, Suk Ying 陳淑英 -RO 2024-01-10 2024-09-30
1234 Sanford C. Bernstein (Hong Kong) Limited Jain, Akshay Kumar -Rep 2024-09-30 2024-10-04
1235   Joshi, Chintan Praful -Rep 2024-09-30 2024-10-04
1236   Weed, Peter Mark -Rep 2024-09-23 2024-09-27
1237 SANFULL SECURITIES LIMITED Lam, Kwai Chun (SFC:AFE275) 林桂珍 -Rep 2024-09-25
1238   Li, Shanshan (SFC:BFD820) 李姍珊 +Rep 2024-10-07
1239 Sauder Global Investment Management Limited Liu, Bin (SFC:BSD498) 劉斌 +Rep 2024-10-04
1240 SBC CAPITAL PARTNERS LIMITED Fang, Cheng (SFC:AKP392) 方征 -RO 2019-07-24 2024-09-30
1241   Wong, Hon Kit (SFC:AHF688) 黃漢傑 -RO 2019-07-24 2024-09-30
1242 SBI Securities (Hong Kong) Limited Bunn, Malcolm -Rep 2019-07-16 2024-09-30
1243   Hatada, Makoto -Rep 2019-07-25 2024-09-30
1244   Kurihara, Satoshi -Rep 2024-10-07 2024-10-08
1245   Lai, Shenhua 賴甡華 -Rep 2021-12-20 2024-09-30
1246   Matsuoka, Mikihiro -Rep 2019-07-12 2024-09-30
1247   Nagata, Takuya -Rep 2019-02-14 2024-09-30
1248   Sameshima, Toyoki -Rep 2019-07-12 2024-09-30
1249   Tanaka, Shun -Rep 2019-08-26 2024-09-30
1250 SC Lowy Asset Management (HK) Limited Alldis, Theron Charles -Rep 2017-01-09 2024-09-26
1251 SC Lowy Financial (HK) Limited   -Rep 2014-05-29 2024-09-26
1252 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Lim, Joyce Kah Hwi +Rep 2024-09-27
1253 SDG Asset Management (HK) Limited Huang, Yao (SFC:AXX667) 黃垚 -Rep 2024-09-25 2024-10-09
1254     +RO 2024-10-09
1255   Liu, Liang (SFC:BBS596) 劉亮 -RO 2023-12-05 2024-10-09
1256 SDG Securities (HK) Limited Huang, Yao (SFC:AXX667) 黃垚 +RO 2024-10-09
1257   Liu, Liang (SFC:BBS596) 劉亮 -RO 2023-12-05 2024-10-09
1258 SDICS International Securities (Hong Kong) Limited Wang, Xiaoxue (SFC:BVJ031) 王晓雪 +Rep 2024-10-02
1259 SEEKERS MARKETS LIMITED Leung, Wai Kee (SFC:ANF250) 梁慧琪 -RO 2017-01-06 2024-09-27
1260 Segantii Capital Management Limited Kwok, Tsz Yu 郭子瑜 -Rep 2023-02-27 2024-09-30
1261   Kwon, Ji Il -Rep 2018-04-11 2024-09-26
1262 Select Investment Services Limited (HK) Wong, Kwing Nam 黃烱南 -Rep 2024-02-19 2024-09-30
1263 SG SECURITIES (HK) LIMITED Liu, Jing (SFC:ART641) +Rep 2024-10-02
1264   Ponkshe, Rohit Pramod -Rep 2023-03-14 2024-09-27
1265   Pu, Shi 蒲石 +Rep 2024-09-30
1266 Shangding International Asset Management Company Limited Lee, Wai Nam 李偉南 -Rep 2024-04-18 2024-10-07
1267 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED Wang, Jingwei (SFC:BQQ798) 王經緯 -Rep 2022-03-30 2024-09-30
1268 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED   -Rep 2022-04-19 2024-09-30
1269 SHANXI SECURITIES INTERNATIONAL LIMITED   -Rep 2022-03-30 2024-09-30
1270 SHENGQI CAPITAL (HONG KONG) LIMITED Li, Mingrong (SFC:BPR471) 李命荣 -Rep 2022-08-15 2024-09-30
1271 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED Guo, Ziqi (SFC:BLP131) 郭子綺 +Rep 2024-09-25
1272 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Sun, Haoru 孫浩如 -Rep 2021-08-10 2024-09-25
1273     +RO 2024-09-25
1274 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED   -Rep 2021-08-10 2024-09-25
1275     +RO 2024-09-25
1276 Shinhan Investment Asia Limited Chen, June Yub 全埈燁 -Rep 2024-06-07 2024-09-25
1277 SHUNSUI INTERNATIONAL HOLDING LIMITED Wang, Zixuan (SFC:BUV186) 王子煊 +RO 2024-09-27
1278   Yang, Dong (SFC:BBP096) 楊東 +RO 2024-09-27
1279 Sigma Capital Management Limited Li, Wenyi (SFC:BTZ944) 李文翌 -Rep 2023-09-08 2024-09-30
1280 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 -RO 2024-05-06 2024-10-04
1281   Zhu, Liangliang (SFC:BTF101) 朱亮靚 -Rep 2022-12-21 2024-10-04
1282 SIGULER GUFF (HONG KONG) LIMITED Shin, Heemin -RO 2023-02-07 2024-09-30
1283 SILVER NILE GLOBAL INVESTMENTS LIMITED Tang, Fung (SFC:AXA214) 鄧峰 +Rep 2024-10-09
1284 SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED Wong, Kam Yui 黃金銳 -Rep 2021-06-02 2024-09-25
1285     +RO 2024-09-25
1286 SILVERBRICKS SECURITIES COMPANY LIMITED   -Rep 2020-07-14 2024-09-25
1287     +RO 2024-09-25
1288 Simplicity Capital Limited (HK) Liu, Zhenhua (SFC:BHT759) 劉振華 -Rep 2024-08-07 2024-10-03
1289     +RO 2024-10-03
1290 Sino Suisse Capital (Hong Kong) Limited Chen, Yong (SFC:BNS430) 陳勇 +RO 2024-09-26
1291 Sino Wealth Asset Management Limited Li, Hok Lai 李學禮 -RO 2023-08-03 2024-09-30
1292 Sinofides Securities Limited Cheng, Patrick Chi Kin 鄭子堅 +RO 2024-10-08
1293   Zhang, Tiantian (SFC:BTR798) 張天田 -Rep 2023-05-04 2024-09-26
1294 Sinohope Asset Management (Hong Kong) Limited Luk, Tony Wing Chung 陸永頌 -RO 2022-06-15 2024-09-27
1295 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Xiao, Sofia Dongyuan 肖冬媛 -Rep 2024-08-14 2024-10-03
1296     +RO 2024-10-03
1297 SINOPAC SECURITIES (ASIA) LIMITED Lin, I-Wen 林怡妏 -Rep 2024-05-21 2024-10-04
1298     +RO 2024-10-04
1299   Mok, Chue Man 莫鑄文 +Rep 2024-10-04
1300   Wong, Kwan Pang 黃坤鵬 -Rep 2024-04-10 2024-09-27
1301   Wong, Shing Kit (SFC:BHZ124) 黃聖傑 +Rep 2024-09-27
1302   Yeung, Tak Lam 楊德霖 +Rep 2024-10-09
1303 SLTM (HK) LIMITED Huo, Dawei 霍大維 +Rep 2024-10-02
1304 SMBC Nikko Securities (Hong Kong) Limited Fukunaga, Rie +Rep 2024-10-02
1305   Kokabu, Takashi +Rep 2024-09-27
1306   Maruyama, Susumu (SFC:BVK411) +Rep 2024-10-02
1307   Oshio, Toshihiko +Rep 2024-09-27
1308   Yoshizumi, Kazutaka +Rep 2024-10-02
1309 Solaris Capital Advisors (HK) Limited Lu, Clark Chia-Chueh 呂佳學 +Rep 2024-09-26
1310 Soochow Securities International Brokerage Limited Siu, Po Cheung 蕭宝祥 -Rep 2021-06-30 2024-10-09
1311 Soochow Securities International Futures Limited   -Rep 2021-06-30 2024-10-09
1312 SOUTH CHINA RESEARCH LIMITED Mak, Bing Sum 麥冰心 +Rep 2024-10-02
1313 SOUTH CHINA SECURITIES LIMITED   +Rep 2024-10-02
1314   Wong, Siu Lun (SFC:BOK318) 王肇麟 -Rep 2021-12-28 2024-10-08
1315 SPDB International Capital Limited Zhang, Yuanning 張遠寧 +Rep 2024-09-27
1316 SPDB International Investment Management Limited Zhang, Yue (SFC:BMK660) 張玥 -Rep 2018-04-03 2024-09-28
1317 SPDB International Securities Limited Liu, Jingshu (SFC:BUS459) 刘静姝 -Rep 2024-04-02 2024-10-08
1318 Standard Chartered Trustee (Hong Kong) Limited Cheng, Lai Ching (SFC:BUK541) 鄭麗貞 +RO 2024-10-02
1319   Cheung, Wing Sze Victoria 張頴詩 +Rep 2024-10-02
1320   Kellaway, Simon Mark (SFC:BUK542) +RO 2024-10-02
1321   Lam, Chor Man Bonnie 林礎雯 +Rep 2024-10-02
1322   Lee, Ka Yee (SFC:BVG149) 李嘉怡 -Rep 2024-10-02 2024-10-30
1323   Lee, Lai Yee (SFC:BVG150) 李麗兒 +Rep 2024-10-02
1324   Mengal, Pierre Georges Joseph +RO 2024-10-02
1325   Nip, Wai Yee 聶慧儀 +Rep 2024-10-02
1326   Wong, Benjamin Yue Hin 黃宇軒 +Rep 2024-10-02
1327 Starlight Capital Limited (HK) Huang, Houston Guobin 黃國濱 +Rep 2024-09-25
1328 Starlight Securities Limited   +Rep 2024-09-25
1329 State Street Securities Hong Kong Limited Yu, Xinning 于馨宁 +Rep 2024-10-02
1330 STATE STREET TRUST (HK) LIMITED Cheung, Wing Pong 張穎邦 +Rep 2024-10-02
1331   Fong, Hei Man May 方熙文 +RO 2024-10-02
1332   Kong, Ying (SFC:BUK630) 江瀅 +RO 2024-10-02
1333   Kwok, Yan Ting Christine 郭殷廷 +Rep 2024-10-02
1334   Lam, Chun Ming (SFC:BVE117) 林俊明 +Rep 2024-10-02
1335   Law, Wing Ki 羅詠琪 +Rep 2024-10-02
1336   Sung, Gillian Yan Ting 宋欣婷 +Rep 2024-10-02
1337   Tai, Ching Man 戴靜雯 +Rep 2024-10-02
1338   Wong, Pui Ling Pauline 黃佩玲 +RO 2024-10-02
1339 Strategic Vision Investment Limited Lam, Fung (SFC:BPV203) 林楓 -Rep 2021-09-06 2024-10-08
1340     +RO 2024-10-08
1341   Zhang, Qiulin (SFC:BUS264) 張秋霖 -Rep 2024-03-04 2024-10-03
1342 SUCCESS ADVANCE INVESTMENTS LIMITED Li, Chi Hang (SFC:BGE846) 李志衡 +RO 2024-10-09
1343 Sunfund Capital Limited Mui, Phoebe Suet Yee 梅雪儀 -RO 2023-10-09 2024-09-30
1344 SUNFUND SECURITIES LIMITED   -RO 2023-10-09 2024-09-30
1345 SUNHIGH FINANCIAL HOLDINGS LIMITED Yiu, Wan Shan 姚蘊珊 -Rep 2023-12-28 2024-10-02
1346 Sunrise Brokers (Hong Kong) Limited Wong, Adrian Kin Man -Rep 2021-09-15 2024-09-30
1347 Sunshine Asset Management (HK) Limited Chow, Joseph Wing Yan 周永忻 -RO 2023-03-31 2024-10-02
1348 SW Capital Management Limited Cheung, Tai Ling 張大靈 +Rep 2024-10-09
1349 Symmetry Investments (Hong Kong) Limited Chen, Zuozhi 陳佐治 -Rep 2023-04-11 2024-10-03
1350 SystematicEdge Limited Luk, Kam Ho 陸錦濠 +Rep 2024-09-27
1351   Pulinx, Nicolas Emile Jean-Pierre -Rep 2023-12-22 2024-09-26
1352 T. Rowe Price Hong Kong Limited Bates, Peter John (SFC:AXI123) -Rep 2024-09-20 2024-09-28
1353   Boothe, Steven Earl -Rep 2024-09-23 2024-09-27
1354   Gagliardi, Alexa Margaret -Rep 2024-09-23 2024-09-27
1355   He, Zhixiao +Rep 2024-09-30
1356   Phuah, Claudia Yu Jun -Rep 2024-09-20 2024-09-27
1357   Rizzo, Dominic Gerado -Rep 2024-09-23 2024-09-27
1358   Tong, Nicholas Yeow King -Rep 2024-09-20 2024-09-27
1359   Veiel, Eric Lanoue -Rep 2024-09-20 2024-09-26
1360 Taiping Securities (HK) Co Limited Law, Tsz Shing 羅子成 -RO 2022-11-02 2024-10-09
1361   Tang, Cally Ching Man 鄧靜文 +Rep 2024-09-30
1362 TAIROS INVESTMENT MANAGEMENT COMPANY LIMITED Ma, Un Kong 馬元亢 -Rep 2018-09-20 2024-09-30
1363 Target Securities International Limited Li, Juhui (SFC:BUM118) 李巨輝 -Rep 2024-08-15 2024-09-30
1364     +RO 2024-09-30
1365 TEMPLETON ASSET MANAGEMENT LTD Lee, Victor Kam Wing 李錦榮 -Rep 2005-11-04 2024-10-01
1366 TFI Asset Management Limited Yin, Junhua 尹俊驊 +Rep 2024-09-27
1367 TFI Capital Limited He, Wenqi 何文棋 -Rep 2023-09-08 2024-09-26
1368 TFI Securities and Futures Limited He, Shuanglin 何霜霖 -Rep 2024-08-27 2024-10-04
1369     +RO 2024-10-04
1370   Yin, Junhua 尹俊驊 +Rep 2024-09-27
1371 Tiger Brokers (HK) Global Limited Peng, Chenyao 彭晨瑤 +Rep 2024-10-04
1372 Topaz Financial Group Limited Chan, Chiu Wun Leonard 陳招煥 +Rep 2024-10-07
1373 TOV Capital Limited Huang, Hao (SFC:BPD566) 黃浩 +Rep 2024-10-08
1374 TPG Capital, Limited Mok, Eugenia Y.H. 莫雨軒 +Rep 2024-09-25
1375   Sun, Qiang Chang 孫強 -RO 2018-04-04 2024-09-30
1376 TransPacific Group (Asia) Limited Han, Bin (SFC:AQD385) 韓檳 -RO 2023-01-19 2024-09-30
1377 TT INTERNATIONAL (HONG KONG) LIMITED Hill, Jason Henry Carleton -Rep 2018-10-02 2024-10-09
1378     +RO 2024-10-09
1379 Two Sigma Asia Pacific, Limited Lyons, Carter M -RO 2014-04-08 2024-09-27
1380 UBS Asset Management (Hong Kong) Limited Chen, Jiesheng (SFC:BUT958) 陈杰生 -Rep 2024-04-02 2024-10-07
1381 UBS SECURITIES ASIA LIMITED Agarwal, Anubhav (SFC:BVL451) -Rep 2024-10-04 2024-10-09
1382   Baig, Mirza Faham Ali (SFC:BUT642) -Rep 2024-09-20 2024-09-27
1383   Briggs, James Thomas Edward -Rep 2024-09-20 2024-09-25
1384   Chadha, Dushyant -Rep 2024-09-23 2024-09-29
1385   Chan, Tik Wai (SFC:BEB582) 陳迪偉 +Rep 2024-10-02
1386   Chen, Chengzhi (SFC:BVL577) 陈程智 +Rep 2024-10-03
1387   Chen, Ken An 陳安 -Rep 2024-10-04 2024-10-07
1388   Chen, Wen (SFC:BUC040) 陈雯 -Rep 2024-09-24 2024-10-02
1389   Cho, Yunhaeng -Rep 2024-10-04 2024-10-08
1390   Choi, Jae Hyung -Rep 2024-09-24 2024-09-30
1391   Chu, Michael Man Ho 朱文浩 -Rep 2016-08-24 2024-10-09
1392     +RO 2024-10-09
1393   Diaz, Ricardo Lorenzana -Rep 2024-10-03 2024-10-09
1394   Fernandez, Gaston Luis Gervasio -Rep 2024-10-04 2024-10-09
1395   Gangal, Shrinivas Ravindra -RO 2021-12-14 2024-09-27
1396     +Rep 2024-09-27
1397   Gao, Wen (SFC:BHR562) 高文 +Rep 2024-10-02
1398   Goro, Harunobu -Rep 2024-10-02 2024-10-09
1399   Kim, Dong Hyun (SFC:AMY253) 金東鉉 -Rep 2024-09-30 2024-10-04
1400   Kim, Gil Hyung -Rep 2024-09-20 2024-09-25
1401   Kusnadi, Veronica -Rep 2024-10-04 2024-10-09
1402   Lam, Alvin Chun Hin 林俊軒 +Rep 2024-09-30
1403   Launay, Thomas +Rep 2024-10-03
1404   Lee, Lo-Tzu 李洛慈 -Rep 2024-09-20 2024-09-25
1405   Logan, Yogamoorthy (SFC:BDZ080) -Rep 2024-10-08 2024-10-11
1406   Luk, Chun Hong 陸濬康 +Rep 2024-09-30
1407   Mahawar, Amit -Rep 2024-10-08 2024-10-14
1408   Major, Daniel Edward -Rep 2024-09-23 2024-09-27
1409   Mak, Hoi Kiu Sonia 麥凱翹 +Rep 2024-10-02
1410   Mansbridge, Anita Candy +Rep 2024-09-30
1411   Miao, Junwei 苗君偉 -Rep 2024-09-20 2024-09-25
1412   Nakatomi, Ryosuke -Rep 2024-10-04 2024-10-09
1413   Ng, Chun Wai (SFC:AMF277) 吳俊威 -Rep 2023-12-14 2024-10-09
1414     +RO 2024-10-09
1415   Oh, Sang Hoon (SFC:BRY156) +Rep 2024-10-02
1416   Omura, Shunta -Rep 2024-10-04 2024-10-10
1417   Pingle, Jonathan Frederick -Rep 2024-10-07 2024-10-14
1418   Pool, Jonathan Michael -Rep 2024-10-04 2024-10-09
1419   Ruangrit, Kraingkrai -Rep 2024-10-04 2024-10-13
1420   Sohn, Amanda Yoo Jung -Rep 2024-09-19 2024-09-25
1421   Storey, John Stuart -Rep 2024-09-30 2024-10-04
1422   Wang, Shu Matthew 王澍 +Rep 2024-09-30
1423   Wrobel, Maximilian Frederick +Rep 2024-10-02
1424   Wu, Chih-Jung 吳芷融 +Rep 2024-09-30
1425   Yu, Hangying 郁杭鶯 +Rep 2024-09-30
1426   Yu, Rong (SFC:BQR038) 余榕 +Rep 2024-09-30
1427 UBS SECURITIES HONG KONG LIMITED Chu, Michael Man Ho 朱文浩 -Rep 2016-12-19 2024-10-09
1428     +RO 2024-10-09
1429   Gangal, Shrinivas Ravindra -RO 2021-12-14 2024-09-27
1430     +Rep 2024-09-27
1431   Hou, Yankun 侯延琨 +Rep 2024-10-02
1432   Logan, Yogamoorthy (SFC:BDZ080) -Rep 2024-10-08 2024-10-11
1433   Lu, Yi (SFC:BVM630) 卢轶 +Rep 2024-10-07
1434   Ng, Chun Wai (SFC:AMF277) 吳俊威 -Rep 2023-12-14 2024-10-09
1435     +RO 2024-10-09
1436   Wang, Shu Matthew 王澍 +Rep 2024-09-30
1437   Yu, Rong (SFC:BQR038) 余榕 +Rep 2024-09-30
1438   Zheng, Jiwei 鄭繼偉 -Rep 2020-10-20 2024-09-25
1439 UCAP HONG KONG ASSET MANAGEMENT LIMITED Tsang, Shuk Yi (SFC:AEZ559) 曾淑儀 -Rep 2021-06-01 2024-09-30
1440 UOB KAY HIAN (HONG KONG) LIMITED Chao, Hao Shiang 趙浩祥 +Rep 2024-10-03
1441   Cheung, Yuet Hoi (SFC:BAI842) 張悅海 -Rep 2024-09-12 2024-10-04
1442   Ho, Yuen Wah (SFC:BVL047) 何宛樺 +Rep 2024-10-03
1443   Lo, Yuk Ling (SFC:ADF623) 羅育玲 +Rep 2024-09-26
1444 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Cheung, Yuet Hoi (SFC:BAI842) 張悅海 -Rep 2024-09-12 2024-10-04
1445   Ho, Yuen Wah (SFC:BVL047) 何宛樺 +Rep 2024-10-03
1446 uSmart Securities Limited Chen, Lik Chit 陳力捷 +Rep 2024-10-02
1447   Li, Dengge 李登閣 -Rep 2024-05-14 2024-09-30
1448   Li, Sisi (SFC:BSJ237) 李思思 -Rep 2022-12-14 2024-09-30
1449 UZen Securities Limited Leung, Tai Wai (SFC:ABF062) 梁大偉 -RO 2018-08-21 2024-09-25
1450   Yik, Kwan Ho 易君豪 +RO 2024-09-25
1451 VALUABLE CAPITAL LIMITED Lee, Tsz Kin (SFC:BSD169) 李子建 +Rep 2024-09-30
1452   Xie, Jinchao 謝錦超 -Rep 2023-11-16 2024-10-09
1453 VALUE PARTNERS HONG KONG LIMITED Pun, Ki Yuk York 潘其昱 -Rep 2022-05-31 2024-10-07
1454 VALUE PARTNERS LIMITED   -Rep 2022-05-31 2024-10-07
1455 Vantage Capital Markets HK Limited Mascolo, Fabiano Hugues Joseph -Rep 2023-08-21 2024-09-30
1456 VBG Capital Limited Wong, Yue Tak (SFC:AAD229) 王汝德 -RO 2016-04-11 2024-09-30
1457 Venture Smart Asia Limited Chan, Ka Hin 陳家軒 -RO 2016-09-20 2024-09-27
1458   Fong, Ka Hang (SFC:AOY476) 方家恒 -RO 2016-10-11 2024-09-27
1459 Vered Asset Management Limited Ge, Chen (SFC:BSQ335) 葛琛 +Rep 2024-09-25
1460   He, Zhun (SFC:AVG355) 賀准 +Rep 2024-10-02
1461 VI ASSET MANAGEMENT COMPANY LIMITED Yan, Hongfei 嚴鴻飛 +Rep 2024-10-02
1462 Victoria Harbour International Financial Holdings Limited Chan, Hee Man 陳烯敏 -Rep 2022-12-20 2024-10-02
1463   Ip, Pak Cheong (SFC:AQA094) 葉百昌 -RO 2022-04-26 2024-09-30
1464 Victoria Harbour Securities International Limited Yang, Jiahuan 楊佳歡 +Rep 2024-10-02
1465 VICTORY SECURITIES COMPANY LIMITED Chen, Yuanbo 陳元博 +Rep 2024-10-09
1466   Lee, Yiu Wing 李耀榮 -RO 2022-01-11 2024-10-01
1467 Viipark Corporate Finance Co., Limited Chua, Ming Hai 蔡明熹 +Rep 2024-09-30
1468   Liu, Wendy Wing Yin 廖穎賢 +RO 2024-09-26
1469 Viridian Asset Management Limited Borghin, Joey 林祖兒 +Rep 2024-10-02
1470 Vision Asset Management (HK) Limited Heung, Chun Kit 香俊傑 -RO 2021-12-23 2024-09-30
1471 VMS Asset Management Limited Lau, Ho Fung 劉浩峰 -RO 2018-11-06 2024-09-27
1472 VMS Securities Limited   -Rep 2020-07-13 2024-09-27
1473 VSFG Asset Management Limited Yin, Ada Manyee 阮敏儀 -Rep 2024-10-03 2024-10-10
1474 Walden Partners Capital Limited Wang, Wei (SFC:BMU938) 王為 +RO 2024-10-08
1475 Wanhai Securities (HK) Limited Hu, Yan (SFC:BVH061) 胡燕 +Rep 2024-09-30
1476 Waton Securities International Limited Chen, Jiahui (SFC:BVG011) 陳佳慧 +Rep 2024-09-26
1477 Webot Securities Limited Ma, Maria Kit Man 馬潔文 +RO 2024-09-25
1478 WFM Asia (HK) Limited Zeng, Zhuo (SFC:BPW929) 曾琢 +Rep 2024-09-30
1479 Win Securities Limited Chan, Wing Ho (SFC:BFD134) 陳詠豪 -Rep 2022-08-31 2024-10-03
1480   Law, Ivan Chung Ming 羅頌明 -RO 2018-04-03 2024-10-03
1481   Liu, Chang (SFC:BUV986) 劉暢 -Rep 2024-07-05 2024-10-03
1482   Lo, Kai Chung (SFC:AJN343) 魯啟宗 -Rep 2021-07-26 2024-10-03
1483   Lui, Siu Wai 呂少威 -RO 2005-08-01 2024-10-03
1484   Tam, Ming Him 譚銘謙 -Rep 2021-07-20 2024-10-03
1485   Tang, Man Kwong 鄧文光 -RO 2005-05-11 2024-10-03
1486   Wong, Ming Hei (SFC:BDJ431) 黃明希 -Rep 2014-06-03 2024-10-03
1487   Wong, On Ki (SFC:BAK702) 黃安琪 -Rep 2012-12-06 2024-10-03
1488   Yeung, Iris See Lok 楊詩樂 -Rep 2021-07-20 2024-10-03
1489 WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED Ho, Hoe Kay 何浩基 -Rep 2022-11-03 2024-10-09
1490   Li, Yi (SFC:BRV510) 李依 -Rep 2022-08-04 2024-10-03
1491 Winner International Securities Limited Chen, Wo Ping 陳和平 -Rep 2024-02-22 2024-09-30
1492   Cheung, Tze Man 張子文 -RO 2023-02-16 2024-10-04
1493   Liu, Beite 刘贝特 -Rep 2023-12-27 2024-10-04
1494   Wang, Tianyu (SFC:BDD888) 王天宇 -RO 2023-12-12 2024-10-04
1495   Xu, Haitong (SFC:BUQ414) 徐海通 -Rep 2024-04-09 2024-10-04
1496 Winner Zone Asset Management Limited Wong, Chi Kin (SFC:BLF303) 黃賜健 +Rep 2024-10-08
1497 Wisdom Asset Management Limited (HK) Huang, Yuqiu 黃煜球 +Rep 2024-10-07
1498 WRise Prestige Asset Management Limited Chan, Tai Pang 陳大鵬 +Rep 2024-10-09
1499   Chung, Edwin Chun Yin 鍾駿賢 +Rep 2024-09-26
1500   Lam, Hiu Ling 林曉鈴 +Rep 2024-10-08
1501   Lau, Ho Sing (SFC:BPE466) 劉浩昇 +Rep 2024-10-07
1502   Yiu, Martin Kam Wai 姚金偉 -Rep 2024-09-25 2024-11-06
1503 WRise Prestige Securities Limited Chan, Boris Yip Wai 陳業煒 +Rep 2024-10-07
1504   Chan, Tai Pang 陳大鵬 +Rep 2024-10-09
1505   Chung, Edwin Chun Yin 鍾駿賢 +Rep 2024-09-26
1506   Lam, Hiu Ling 林曉鈴 +Rep 2024-10-08
1507   Lau, Ho Sing (SFC:BPE466) 劉浩昇 +Rep 2024-10-07
1508   Shin, Kin Hang 冼健峘 +Rep 2024-10-07
1509   Wan, Tsz Chun (SFC:AQD960) 溫子俊 +Rep 2024-09-26
1510   Yiu, Martin Kam Wai 姚金偉 -Rep 2024-09-25 2024-11-06
1511 XCap Partners Limited Sandhu, Sukhdeep Singh (SFC:ANT375) +Rep 2024-10-02
1512 Xen Capital (HK) Limited Cokeng, Katrina Marie Ku 高嘉珍 -RO 2021-04-27 2024-09-26
1513 XHK Limited Reinhold, Lasse -Rep 2023-08-28 2024-09-29
1514 YUANTA FUTURES (HK) CO., LIMITED Hu, Jiahao (SFC:BVL146) 胡佳豪 +Rep 2024-10-04
1515 ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED Lee, Tsz Ho (SFC:AGF160) 李子豪 -RO 2021-03-10 2024-10-07
1516 Zhong Ou Asset Management International Limited Zhou, Weiwen 周蔚文 +Rep 2024-09-27
1517 ZHONGTAI INTERNATIONAL FUTURES LIMITED Leung, Ka Ming (SFC:BJU601) 梁家明 -Rep 2018-07-26 2024-10-01
1518 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Chen, Yujie (SFC:BDP287) 陳宇捷 -Rep 2021-10-29 2024-09-25
1519     +RO 2024-09-25
1520   Dong, Yu (SFC:BVL358) 董煜 +Rep 2024-10-09
1521   Leung, Ka Ming (SFC:BJU601) 梁家明 -Rep 2018-07-26 2024-10-01
1522   Wang, Yiting (SFC:BVK960) 王义婷 +Rep 2024-10-09
1523   Zeng, Yingyu 曾英瑜 -Rep 2021-07-16 2024-09-26
1524 ZQ Capital Hong Kong Limited Gibson, Michael (SFC:ADG323) 韋金信 -Rep 2024-08-13 2024-10-02
1525     +RO 2024-10-02

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