CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in 2003 |
⚥ |
Role |
From |
Until |
1 |
Bhatt, Jay Hemant |
|
|
Rep |
|
2004-05-10 |
2 |
Bradley, Edmund Hugh |
|
M |
RO |
|
2014-06-18 |
3 |
Chan, Dominic Chi Ming 陳志銘 |
|
M |
Rep |
|
2008-05-07 |
4 |
Chan, Gabriel Raeburn 陳偉邦 |
|
M |
Rep |
2003-12-09 |
2004-08-27 |
5 |
Chan, Kerry Mo Yu 陳慕瑜 |
|
|
Rep |
|
2004-11-22 |
6 |
Chan, Vonnie Lai Yin 陳麗妍 |
|
|
Rep |
|
2006-08-31 |
7 |
Cheng, Tau Cheung 鄭導昌 |
|
|
Rep |
|
2006-09-07 |
8 |
Cheung, Francis Yiu Cheong 張耀昌 |
|
M |
Rep |
|
2012-12-10 |
9 |
Chiu, On Sang 丘安生 |
|
|
Rep |
2003-09-24 |
2005-01-24 |
10 |
Coull, Gary William John 顧家利 |
49 |
M |
RO |
|
2006-10-26 |
11 |
Gill, Amar Singh (SFC:AHB999) 喬昇安 |
|
M |
Rep |
|
2007-03-08 |
12 |
Lam, Wai Fung (SFC:AIH365) 林偉峰 |
|
|
Rep |
|
2003-09-10 |
13 |
Lau, Siu Man (SFC:ACV996) 劉紹文 |
|
|
Rep |
|
2004-07-06 |
14 |
Lee, Sarah Hau Yee 李巧兒 |
|
F |
Rep |
|
2003-09-13 |
15 |
Leung, Heung Yik 梁向奕 |
|
|
Rep |
|
2012-12-10 |
16 |
Leung, Wing Chong (SFC:AJE082) 梁穎聰 |
|
|
Rep |
2003-09-18 |
2004-06-16 |
17 |
Li, Hui (SFC:ACF342) 李慧 |
|
|
Rep |
|
2007-03-15 |
18 |
Liu, Yun (SFC:AHS958) 劉運 |
|
|
Rep |
|
2004-04-06 |
19 |
Lobello, Christopher Michael |
|
M |
Rep |
|
2008-01-07 |
20 |
Lowe, Adrian Phillip 劉世君 |
|
M |
Rep |
|
2008-06-30 |
21 |
Lu, Wen Pin 盧文彬 |
|
|
Rep |
2003-07-08 |
2006-06-23 |
22 |
Luk, Priscilla Hau Yi 陸巧兒 |
|
F |
Rep |
|
2003-08-11 |
23 |
Man, Wai Lok 文偉樂 |
|
|
Rep |
|
2012-12-17 |
24 |
McKenzie, Paul Conor |
|
M |
Rep |
2003-07-02 |
2012-12-24 |
25 |
Montague, Jolyon Charles |
|
M |
Rep |
2003-08-04 |
2009-09-28 |
26 |
O'Connor, Kevin John (SFC:AJC482) |
|
M |
Rep |
2003-08-04 |
2007-06-30 |
27 |
Obi, Uzoamaka Uduego |
|
|
Rep |
|
2003-06-20 |
28 |
Peza, Charle Ong |
|
|
Rep |
2003-05-05 |
2004-08-10 |
29 |
Reynolds, Andrew Shawn |
38 |
M |
Rep |
|
2007-02-01 |
30 |
Roberts, Christopher Fenton 羅弼時 |
|
M |
Rep |
2003-07-02 |
2004-05-10 |
31 |
Sanft, Erwin Ralph 歐文 |
33 |
M |
Rep |
|
2004-06-25 |
32 |
Saunders, John Russell |
|
M |
Rep |
|
2007-09-11 |
33 |
Schutte, Daniel Johannes |
|
M |
Rep |
|
2009-12-31 |
34 |
Shi, Fangqiu 史方遒 |
|
|
Rep |
|
2006-10-17 |
35 |
Tan, Janice Chui Ha 譚翠霞 |
|
|
Rep |
|
2007-06-07 |
36 |
Thirlwall, Oliver Julian |
|
M |
Rep |
|
2003-09-30 |
37 |
Tsoi, Ting Sze 蔡婷思 |
|
|
Rep |
2003-07-02 |
2010-06-30 |
38 |
Wong, Mabel Mei Po 黃美寶 |
|
F |
Rep |
|
2005-10-21 |
39 |
Wood, Christopher James Russell |
46 |
M |
Rep |
|
2012-12-10 |
40 |
Yeung, Keith Kwok Ki 楊國基 |
|
M |
Rep |
|
2006-07-26 |
41 |
Zhang, Feng (SFC:AGP569) 張峰 |
|
|
Rep |
2003-08-14 |
2004-07-13 |
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