J.P. MORGAN SECURITIES (FAR EAST) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Andrews, Nicholas James (1963-03) 41 M ACM817 RO 2009-11-01
2 Back, Jonathan Paul M AFD784 Rep 2005-05-27
3 Bamber, Richard Mark Anthony M AGM551 Rep 2006-02-03
4 Burdett, James William (SFC:AJO203) M AJO203 Rep 2004-03-18 2012-03-16
5 Cooper, Andrew (SFC:AIL379) M AIL379 Rep 2005-03-04
6 Fane, Rupert John Alexander 37 M AEL032 Rep 2005-05-27
7 Fisk, Eliot James Hywel M AFG740 Rep 2015-02-12
8 Harris, Thomas Christopher (SFC:AGZ861) M AGZ861 Rep 2004-11-01
9 Hwang, Jason Son M AGN590 Rep 2004-04-16
10 Large, Alexander Richard Brooks 34 M AGV235 Rep 2004-08-27
11 Lau, Kan Wah 劉勤華 ABT973 Rep 2012-11-09
12 Li, Min (SFC:AGU654) 李民 AGU654 Rep 2004-06-18
13 Long, David Nicholas (SFC:AFU334) M AFU334 RO 2007-01-31
14 Long, Tien Ian 龍田淵 31 M ADV780 Rep 2004-06-02
15 Mangla, Achintya AFU651 Rep 2009-10-28
16 Murray, Allan George 61 M AAB001 RO 2007-04-20
17 Sayer, David Michael 28 M AFT910 Rep 2004-05-06
18 Shanidze, Levan AFD300 Rep 2005-10-06
19 Simmons, Daniel Ross M AHP770 Rep 2005-05-31
20 Swarbrick, Andrew Jeremy M AFF234 Rep 2007-02-08
21 Tai, Charlotte Wing Sze 戴詠詩 F ADX658 Rep 2005-10-14
22 Thiessen, Harold Frederick M AHP545 Rep 2005-10-04
23 Tremlett, William M AHR050 Rep 2004-05-07
24 Tsien, David Pak Cheong 錢柏昌 44 M AAA015 Rep 2005-10-05
25 Weiner, Stefan AHM884 Rep 2007-06-01
26 Yeung, Helen Kit Lun 楊潔賢 F AFA128 Rep 2005-10-05

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