UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2004 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Au, Alexander Pak Cheung 區柏祥 | 28 | M | Rep | 2004-05-18 | 2008-03-11 |
2 | Beshke, Clarence John | M | RO | 2005-05-20 | ||
3 | Blackburn, Andrew James (SFC:AJE473) | M | Rep | 2003-09-29 | 2003-12-10 | |
4 | Bradshaw, John (SFC:AHC328) | M | Rep | 2005-03-24 | ||
5 | Chan, Brian Hon Kei 陳漢基 | M | Rep | 2004-04-15 | 2009-04-22 | |
6 | Cheng, Jimmy Min Tat 鄭勉達 | M | RO | 2007-04-28 | ||
7 | Coffeng, John Martinus (SFC:ADJ820) | M | Rep | 2009-06-10 | ||
8 | Donnelly, Anthony Michael | M | Rep | 2004-07-06 | 2005-06-29 | |
9 | Easterbrook, Trevor Stephen | M | Rep | 2004-02-23 | ||
10 | Fok, Ronald King Man 霍敬文 | 27 | M | Rep | 2005-03-24 | |
11 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2016-12-18 | ||
12 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
13 | Lee, Simon Chun Kit 李俊傑 | 28 | M | Rep | 2009-04-22 | |
14 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2009-03-13 | ||
15 | Pal, Andrew Leslie | M | Rep | 2004-06-24 | 2014-04-12 | |
16 | Park, Min | RO | 2004-07-29 | 2009-04-15 | ||
17 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
18 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | Rep | 2004-03-19 | 2008-04-30 | |
19 | Yoon, Chi Won | RO | 2003-09-15 | 2005-06-09 |
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