DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 大和証券盛民博昌期貨(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Ka Kit (SFC:AED841) 陳家傑 |
|
|
AED841 |
Rep |
2004-12-09 |
2007-09-29 |
| 2 |
Cheung, Kwok Wah (SFC:AGO346) 張國華 |
|
|
AGO346 |
Rep |
|
2006-12-01 |
| 3 |
Fan, Ernest Kwong Hung 范廣鴻 |
|
M |
ABQ708 |
Rep |
2004-01-13 |
2004-02-09 |
| 4 |
Fang, Hei 方曦 |
|
|
ACL807 |
Rep |
2005-11-02 |
2007-11-01 |
| 5 |
Fung, Karfield Ka Fai 馮嘉輝 |
|
|
AEV682 |
Rep |
|
2007-11-01 |
| 6 |
Gornall, Adrian Rubin |
|
M |
AIX145 |
Rep |
2003-04-23 |
2004-05-10 |
| 7 |
Ho, Andy Tsz Ho 何子浩 |
|
|
AFV776 |
Rep |
2005-09-28 |
2007-11-01 |
| 8 |
Hung, Leon Lum 洪霖 |
|
M |
ADU225 |
Rep |
2004-03-30 |
2007-11-01 |
| 9 |
Kagotani, Kenichi |
|
|
AMJ330 |
Rep |
2005-08-16 |
2007-11-01 |
| 10 |
Kang, Kyong Pil 康景弼 |
|
|
ADM811 |
RO |
|
2007-11-01 |
| 11 |
Kazui, Yoshiyuki |
|
|
AFS336 |
Rep |
|
2007-11-01 |
| 12 |
Kobayashi, Sachiko 小林幸子 |
|
|
AEZ684 |
Rep |
|
2007-11-01 |
| 13 |
Leung, Ching (SFC:ALI727) 梁青 |
|
|
ALI727 |
Rep |
2006-07-18 |
2006-10-17 |
| 14 |
Leung, Chun Yue 梁振宇 |
|
|
AFK428 |
Rep |
|
2004-11-25 |
| 15 |
Liu, Chung Hsun 劉宗勳 |
|
|
AHC251 |
Rep |
|
2007-11-01 |
| 16 |
Matsumoto, Satoshi (SFC:AHU523) |
|
|
AHU523 |
RO |
2004-06-18 |
2006-04-19 |
| 17 |
Mizuno, Masashi |
|
|
AEN383 |
Rep |
|
2004-05-24 |
| 18 |
Otani, Tomono 大谷知乃 |
|
|
AIT881 |
Rep |
2003-07-22 |
2004-05-31 |
| 19 |
Shimada, Kenji |
|
|
AHK579 |
Rep |
|
2006-04-19 |
|
|
|
RO |
2006-04-19 |
2007-07-17 |
| 20 |
Tam, Tak Wing (SFC:AFR780) 譚德榮 |
|
|
AFR780 |
Rep |
|
2003-08-16 |
| 21 |
To, Tsz Wai (SFC:AFU687) 杜子偉 |
|
|
AFU687 |
Rep |
|
2005-03-10 |
| 22 |
Tomiyama, Takuya 富山卓也 |
|
M |
AGU752 |
Rep |
2003-06-23 |
2004-08-10 |
| 23 |
Wong, Steven Wai Chiu 王偉超 |
|
M |
ACQ784 |
Rep |
2005-01-03 |
2005-10-14 |
|
|
|
Rep |
2006-02-16 |
2007-11-01 |
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