GUOTAI JUNAN CAPITAL LIMITED 國泰君安融資有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Chan, Ivan Man Sum 陳文深 36 M AGS453 Rep 2004-05-22
Rep 2006-09-27 2008-07-08
RO 2008-07-08 2012-10-08
2 Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 AEZ697 Rep 2008-06-05 2020-08-05
3 Chen, Caiqin 陳采芹 AOJ148 Rep 2007-01-02 2007-08-07
4 Chen, Johnson Sze Hon 陳斯漢 M AQX577 Rep 2008-05-06 2016-08-17
5 Fan, Xiaowei (SFC:ANM927) 范晓微 M ANM927 Rep 2006-07-28 2013-07-01
6 He, Zheng (SFC:APC123) 何正 APC123 Rep 2007-06-20 2008-02-01
7 Ho, Chi Ho (SFC:AEH818) 何治豪 AEH818 RO 2005-06-20
8 Jiang, Xiao (SFC:AMX936) 江嘯 AMX936 Rep 2006-01-18 2020-09-02
9 Kwok, Chun Yu 郭震宇 AMJ193 Rep 2007-07-13 2018-11-01
10 Lam, On Tai (SFC:AEC838) 林安泰 37 M AEC838 Rep 2007-09-27 2008-07-08
RO 2008-07-08 2010-05-05
11 Lau, Kwok Ho 劉國豪 AGH239 Rep 2007-04-17 2010-09-10
12 Leung, Chi On (SFC:ADA866) 梁志安 ADA866 Rep 2007-05-03
13 Leung, Yuen Kwan 梁婉君 AKP198 Rep 2006-03-01 2011-09-06
14 Li, Chuo 李踔 APY529 Rep 2007-12-19 2014-01-21
15 Li, Guangjie 李光杰 41 M AHH526 Rep 2006-03-08 2018-07-06
16 Liu, Yuqi (SFC:APZ538) 劉玉麒 APZ538 Rep 2007-12-28 2019-10-17
17 Lo, Wilson Kwong Shun 羅廣信 36 M AFQ413 Rep 2006-05-22
RO 2006-05-22 2021-12-19
18 Long, Weili 龍偉力 ARM296 Rep 2008-08-11 2014-05-01
19 Lui, David 雷昌年 M ABJ630 RO 2007-10-08
20 Lui, Tin Shun 呂天舜 28 M AKR463 Rep 2007-08-20 2009-02-06
21 Luo, Pengwei 羅鵬巍 AJC185 Rep 2003-08-25 2004-06-08
22 Mo, Winds Tin Yat 毛天一 ALC482 Rep 2004-09-30 2007-05-03
23 Ng, Kwong Kei 吳廣基 APW215 Rep 2007-10-23 2008-12-16
24 Shin, Chuck Yin 單婥然 35 F AHF293 Rep 2007-06-21 2009-02-06
25 Song, Yi (SFC:AJH758) 宋漪 AJH758 Rep 2004-02-12 2004-11-01
26 Tam, Kwok Leung (SFC:AFT103) 譚國樑 AFT103 Rep 2005-01-29
27 Tang, Stanley Siu Lai 鄧兆澧 M AFQ893 Rep 2004-07-05 2005-05-26
28 Tang, Ye (SFC:ANQ032) 唐燁 ANQ032 Rep 2006-07-04 2007-07-31
29 Tong, William Wai Tak 唐偉德 M AJB117 Rep 2006-07-03 2006-11-11
30 Wong, Anthony (SFC:AFU754) 黃嘉賢 M AFU754 Rep 2005-09-07
RO 2005-09-07 2023-01-30
31 Wong, Chi Ching (SFC:AGJ939) 黃智清 AGJ939 Rep 2004-04-17
32 Wong, Tung Ching 王冬青 38 M AGG343 Rep 2010-02-26
33 Xia, Hua (SFC:AJC199) 夏華 AJC199 Rep 2003-09-23 2004-11-01
34 Xu, Ping (SFC:AMN642) 許娉 AMN642 Rep 2005-09-30 2020-08-07
35 Xue, Jing (SFC:ANU814) 薛靜 ANU814 Rep 2007-08-24 2009-03-09
36 Yang, Fenglin 楊鳳林 40 M AGR580 RO 2003-04-15 2005-05-05
37 Yau, Deirdre 邱迪怡 F ADS781 RO 2021-01-31
38 Yen, George Chang Chi 嚴昌麒 M AHU592 Rep 2005-06-02 2006-09-22
39 Yeung, Henry Kai Ho 楊繼灝 M AEZ712 Rep 2003-06-02
RO 2003-06-02 2008-04-29
40 Yeung, Ka Lai 楊嘉麗 AQT139 Rep 2008-03-31 2009-02-06
41 Yuen, Wyman Chi King 源子敬 35 M AGK997 Rep 2005-10-01
42 Zhao, Xiao (SFC:AJC187) 趙晓 AJC187 Rep 2003-08-25 2012-08-06

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