SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
Role From Until
1 Berrisford, Carl Thomas M Rep 2004-03-16 2004-05-04
2 Chan, Chi Leong 陳智亮 64 M RO 2006-05-08 2010-10-19
3 Chan, Maureen Wai Ling 陳慧玲 F Rep 2004-04-27 2011-03-18
4 Chan, Soo Sum 陳素心 Rep 2011-01-13 2013-09-27
5 Chan, Wai Lung (SFC:AAC760) 陳偉隆 Rep 2008-03-18
RO 2008-03-18 2018-01-01
6 Chen, Yuan (SFC:AEJ844) 陳遠 42 M Rep 2006-04-10 2006-04-21
7 Cheng, Keith Teng Fong 鄭廷峰 M Rep 2011-05-09 2011-06-28
8 Cheung, Frances 張淑嫻 F Rep 2003-07-30 2005-10-05
9 Cheung, Warren Yui Kai 張睿佳 44 M Rep 2011-04-08 2011-11-01
10 Choi, Anderson Chun Fat 蔡俊發 M Rep 2011-06-28 2017-12-22
11 Fok, Allan Tse Hang 霍子恒 M Rep 2011-03-28 2012-07-20
12 Foo, King Wah 符敬華 Rep 2004-06-30
13 Honda, Miwa 本田美和 Rep 2008-03-17 2022-05-30
14 Koga, Akira 古賀彰 RO 2011-01-03 2013-03-30
15 Kwan, Chi Hong (SFC:AJB565) 關志康 Rep 2003-08-13 2004-04-08
16 Lam, May Mei Kam 林美金 F RO 2010-10-18
Rep 2010-10-18 2011-03-18
17 Lee, Jiin Yih 李謹亦 Rep 2005-11-04 2007-09-11
18 Leung, Chun Shing 梁俊成 Rep 2004-11-12 2007-09-15
19 Lin, Ka Ho 連嘉豪 Rep 2005-12-29 2007-12-13
20 Liu, Shuang (SFC:AHO649) 劉爽 Rep 2006-12-01 2007-11-11
21 Louey, Cynthia Petrina 雷麗儀 F Rep 2007-05-30 2009-04-08
22 Lu, Ta-Wen 陸大文 RO 2008-09-19 2008-11-28
23 Lui, Andrew Kwan Ho 呂君皓 M Rep 2007-12-19 2008-10-17
24 Man, Kon Sum 文幹森 Rep 2004-10-15 2005-07-08
25 Man, Sunny Ho Kit 文浩傑 Rep 2006-03-07 2006-10-20
26 Maruyama, Masashi RO 2011-01-03 2012-10-22
27 Nakauchi, Kozue 仲內梢 Rep 2011-06-07 2011-09-06
28 Ng, Pauline Po Yuen 吳溥潤 F Rep 2006-04-03 2008-05-30
29 Sampson, Machiko Rep 2011-04-26 2018-10-11
30 Sato, Hiromi (SFC:ANS087) 佐藤弘美 RO 2007-01-18 2012-06-29
31 Surenkok White, Inci Irmak Rep 2007-06-26 2007-07-30
32 Suzuki, Kiyoko 鈴木清子 Rep 2011-04-21 2020-04-15
33 Tada, Emiko Rep 2011-04-29 2019-06-13
34 Tai, Kit Han 戴潔嫻 Rep 2011-01-07 2014-08-25
35 Tateishi, Tsuyoshi 立石剛史 Rep 2011-06-28 2012-06-29
36 Tsim, Hon Keung 詹漢強 Rep 2007-12-20 2008-12-05
37 Tu, Chia-Le Carol F Rep 2007-06-20 2009-03-06
38 Van Gulik, Robert Ken M Rep 2011-01-19 2015-08-31
39 Wong, Benny Man San 黃文山 M Rep 2003-07-24 2004-02-17
40 Wu, Tsz Yee 胡子宜 Rep 2006-12-04 2007-10-02
41 Xu, Rui (SFC:AXK860) 徐睿 Rep 2011-06-16 2012-12-31
42 Yeung, Kent Lai Wing 楊禮榮 Rep 2004-08-17 2005-02-08
43 Yeung, Pui Yam 楊培欽 Rep 2011-06-13 2012-07-25
44 Ying, Hak Kai 應克佳 Rep 2010-12-28 2014-11-11
45 Yip, Shui Key 葉紹基 RO 2004-08-11 2005-11-18
46 Yonts, Charles Anthony M Rep 2004-04-01 2004-10-18
47 Yoshikawa, Tatsuhiro 吉川龍拓 Rep 2011-06-28 2015-04-01
48 Yu, Hoi Kit 余凱傑 Rep 2006-02-16 2006-03-03
49 Yuen, Man Yan 袁文茵 RO 2010-10-18
Rep 2010-10-18 2011-03-18
50 Zhang, Qiangang 張乾剛 RO 2011-06-16 2021-10-20
51 Zhang, Yang (SFC:AXK580) 張揚 Rep 2011-06-13 2014-09-17

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