Northern Trust Company of Hong Kong Limited (The)

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Adams, Bradford Simonds Jr AVB984 Rep 2010-04-26 2012-02-24
2 Annakin, Craig Stewart M AYD210 RO 2011-11-02 2015-02-13
3 Au, Lawrence Kin Wah 區建華 M AFT602 RO 2010-03-25
4 Bassous, Shlomo AYG552 Rep 2011-10-24 2015-12-31
5 Bateman, James Nicholas (SFC:AQQ258) M AQQ258 Rep 2008-03-10 2009-03-25
6 Bentsen, Richard Boldt M ACO808 RO 2003-06-20
7 Benzmiller, Thomas Robert M ALT836 RO 2005-04-27 2008-10-06
Rep 2008-10-06 2014-05-23
8 Browne, Robert Patrick M ATG905 Rep 2009-07-02 2021-05-31
9 Chai, Pamela Pui Pui 蔡蓓蓓 F ADT113 Rep 2007-04-18
10 Chan, Margaret Hiu Fung 陳曉楓 F APX209 Rep 2007-10-31 2011-05-27
11 Chark, Alexis Chi Wing 翟志榮 AFU893 Rep 2006-10-25
12 Cheng, Xing (SFC:ASE477) 程星 ASE477 Rep 2009-01-29 2017-11-30
13 Cheung, Hei 張曦 APG437 Rep 2010-05-11 2010-09-21
14 Cheung, Meng Chu 張孟珠 AGL948 Rep 2004-11-23
15 Chiang, Philip Fuk Yip 蔣福業 M ARR636 Rep 2008-10-03 2011-07-29
16 Chow, Chi Man (SFC:AQG776) 鄒志文 AQG776 Rep 2008-03-03 2011-05-06
17 Chow, Man (SFC:AFY865) 周敏 AFY865 Rep 2012-02-08 2015-07-03
18 Chuah, Keng Hin 蔡景興 AYG549 Rep 2011-10-28 2012-02-15
RO 2012-02-15 2017-04-07
19 Clayton, Andrew Robert M ANG620 Rep 2006-06-29 2020-10-31
20 Daswani, Sunil Prem 42 ALO241 RO 2005-03-19 2008-10-06
Rep 2008-10-06 2017-04-11
21 Dowds, Stephen M ANH128 Rep 2006-06-13 2009-03-27
22 Duvall, Margret Eva F AWY016 Rep 2011-03-09 2019-01-30
23 Dwyer, Patrick Edward M AWW305 Rep 2011-02-28 2011-09-05
RO 2011-09-05 2012-03-31
24 Dymond, Nicholas James M AVV851 Rep 2010-09-10 2019-01-30
25 Earnshaw, Charles Anthony M AMF155 Rep 2005-10-03 2007-09-18
26 Eng, Bun Sieng AYD550 Rep 2011-10-10 2024-04-25
27 Fahlin, Anders Jimmy M AZF343 Rep 2012-03-26 2014-06-25
28 Fannin, Dane Gower AQG777 Rep 2008-03-03 2012-09-26
29 Farquhar, Yumi AFE410 RO 2011-10-31
30 Fonseka, Janaki Marina F AMC287 Rep 2005-07-07 2008-04-30
31 Gayer, Madhu Kanth ATS216 RO 2009-12-04 2012-09-21
32 Hardy, Kevin Shane Lee M ART547 Rep 2008-10-27 2009-01-29
RO 2009-01-29 2012-09-28
33 Ho, Ada Siu Yung 何少容 F AMF977 Rep 2005-08-31 2009-11-06
34 Ho, Yee Ki (SFC:AVM744) 何漪淇 AVM744 Rep 2010-08-18 2015-02-06
35 Hodgson, Lesley Elaine F AMX437 Rep 2006-02-22 2007-02-15
RO 2007-02-15 2009-02-13
Rep 2009-02-13 2009-04-30
36 Hutchinson, Simon Andrew M ATS220 Rep 2009-09-15 2014-10-31
37 Kawai, Mikiko AXG800 Rep 2011-05-16 2012-04-09
38 Kwan, Mei Mei 關美美 APX211 Rep 2007-10-31 2010-03-25
Rep 2011-06-08 2011-08-05
39 Lam, Ka Wai (SFC:AIJ824) 林嘉蕙 AIJ824 Rep 2008-04-07 2010-11-19
40 Lau, Samuel Cheuk Hang 劉卓鏗 M AJB217 Rep 2003-07-30 2006-12-11
41 Law, Margaret Man Nei 羅敏妮 F AWX212 Rep 2011-03-07 2014-07-22
42 Lee, Ambrose Yin Ting 李彥霆 M ASY264 Rep 2009-06-17 2013-10-31
43 Lee, Katherine Kar Pui 李嘉珮 F AME183 Rep 2005-07-19 2019-05-29
44 Leung, Kwok Ming (SFC:AIZ701) 梁國明 AIZ701 Rep 2003-06-02 2007-02-27
RO 2007-02-27 2008-07-18
45 Leung, Shuk Kwan 梁淑群 AMV305 Rep 2006-01-25 2007-09-07
46 Leung, Tsui Ying 梁翠瑩 ANT896 Rep 2006-10-04 2016-03-18
47 Lew, Dianna Hui Huang 劉蕙璜 ANT901 Rep 2006-10-04 2007-04-20
48 Lo, Robin Bun 盧斌 AGU676 Rep 2006-02-03 2007-08-31
49 Lui, Susan Sau Sheung 雷秀嫦 F APX212 Rep 2007-10-31 2008-06-28
50 Maeda, Tomoko AZI757 Rep 2012-04-23 2014-09-05
51 Mak, Jacqueline Wai Man 麥慧敏 F AQG778 Rep 2008-01-14 2011-09-09
52 Man, Kit Ping Bibianna 文潔萍 AME189 Rep 2005-07-19 2007-08-15
53 Matturri, Alexander James Jr M AMJ616 Rep 2005-10-12 2006-11-21
54 McCarthy, Barry (SFC:AYD555) M AYD555 Rep 2011-10-03 2014-07-15
55 McDonald, James Duncan M ATS219 Rep 2009-09-15 2022-12-05
56 Miller, Justin Daniel M AOU076 Rep 2007-05-09 2019-03-08
57 Morgan, Robert Paul M APB505 Rep 2007-07-26 2019-01-30
58 Motoda, Chieko AQD246 Rep 2012-04-30 2013-04-05
59 Nizami, Zubair 李扎米 AMZ895 Rep 2006-02-27 2011-03-09
60 Pereira Rebelo, Bertelino AMJ626 Rep 2005-10-10 2007-11-18
Rep 2008-11-26 2013-01-07
61 Pottinger, Simon George Alston M AXG797 Rep 2011-05-16 2011-06-01
62 Runquist, Lori Rae ANU045 Rep 2006-10-17 2010-08-11
63 Shen, Blake C 沈欽揚 AYQ549 Rep 2011-12-13 2018-02-26
64 Singh, Rohan Rajiv ASL911 Rep 2009-03-02 2011-11-07
65 Siu, Warren 蕭偉倫 AQL399 Rep 2008-03-04 2008-07-11
66 Stemme, Kenneth Wayne M AMN660 Rep 2005-12-19 2007-04-19
67 Tee, Tsun Chiek 鄭俊傑 AJH146 RO 2004-03-19 2004-12-01
68 Tenuta, Joseph Anthony M AEY695 Rep 2011-06-01 2011-07-01
Rep 2011-09-19 2011-09-30
69 Timpany, David Allan M ACO810 RO 2005-01-31
70 Ting, Fifi 丁美翡 AFG722 Rep 2009-12-10 2011-06-10
71 Toussaint, Jason Robert M APS332 Rep 2007-10-10 2009-03-27
72 Trapp, George Bentley M ARE976 RO 2008-08-14 2009-07-31
73 Tsui, Jintz Wai Ying 徐惠盈 AFI797 Rep 2007-09-07
74 Tung, Tsit Shan 董哲珊 AFJ430 Rep 2011-11-28 2012-09-11
75 Vigsnes, Richard Allan Jr M AYD211 RO 2011-11-02 2021-06-01
76 Watson, Stephen David (SFC:ANH108) M ANH108 Rep 2006-06-13 2009-03-27
77 Weaver, Jacob Carl M ATS224 Rep 2009-09-17 2014-05-30
78 Wong, Manfred Man Chun 黃文俊 M ASD075 Rep 2012-02-22 2016-09-20
79 Yau, Ken Chung Kin 邱頌健 M AML300 Rep 2006-04-12 2006-12-28
80 Yeung, Doris Yuen Kei 楊婉琪 ALS688 Rep 2005-03-15 2005-07-14
81 Young, Kelly Ann Louise 34 F ANL824 Rep 2006-06-30 2007-04-25
82 Yuen, Pui Lan 袁佩蘭 AMU552 Rep 2010-07-28 2011-04-29

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