GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
Role From Until
1 Aquino, Derrick Anthony Constantino M RO 2009-08-19 2013-12-03
2 Bradford, David John M RO 2011-03-22 2021-10-29
3 Castagne, Allan John M Rep 2009-07-16 2012-07-26
4 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
5 Crommen, Gregory M Rep 2010-12-14 2012-07-26
6 Four, Matthew M Rep 2011-05-30 2015-02-16
7 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
8 Guillo, Mathieu M Rep 2009-02-20 2012-09-14
9 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
10 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
11 Kotecha, Anuj Ashok M Rep 2011-12-06 2013-06-13
12 Lee, Daniel Yat Hung 李逸洪 M Rep 2012-05-28 2013-10-15
13 Longuet-Higgins, Philip Jonathan M Rep 2012-04-17 2013-02-28
14 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
15 Ma, Hoi Sze 馬凱詩 Rep 2011-10-26 2018-01-15
16 Mariano, Timothy Charles M RO 2005-03-09 2019-05-15
17 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
18 Neligan, David Alexander M Rep 2012-01-10 2015-02-28
19 Nicholson, Robert Kenneth M Rep 2012-02-03 2015-02-11
20 Orton, Jamie (SFC:AZD119) M Rep 2012-03-09 2015-02-11
21 Peard, Andrew Davis Lozada M Rep 2004-11-19 2012-09-14
22 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
23 Soon, Yung Kuen 秦容娟 Rep 2011-08-10 2012-12-31
24 Sparrow, Nicholas Charles M Rep 2010-07-05 2013-04-19
25 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
26 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30

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