GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
Role From Until
1 Aquino, Derrick Anthony Constantino M RO 2009-08-19 2013-12-03
2 Bradford, David John M RO 2011-03-22 2021-10-29
3 Bukharov, Ivan M Rep 2012-07-31 2014-05-31
4 Chua, Pei Feng 蔡佩芬 Rep 2009-03-24 2013-11-30
5 Four, Matthew M Rep 2011-05-30 2015-02-16
6 Fujita, Daisuke Rep 2012-08-10 2013-03-11
7 Fung, Ching Yu 馮程宇 Rep 2011-03-28 2018-01-15
8 Hyams, Andrew Jon M Rep 2008-09-30 2017-09-22
9 Kang, Gyong Hee F Rep 2009-10-20 2015-02-17
10 Kotecha, Anuj Ashok M Rep 2011-12-06 2013-06-13
11 Lee, Daniel Yat Hung 李逸洪 M Rep 2012-05-28 2013-10-15
12 Longuet-Higgins, Philip Jonathan M Rep 2012-04-17 2013-02-28
13 Ma, Ching Man 馬靜雯 Rep 2008-12-17 2017-10-20
14 Ma, Hoi Sze 馬凱詩 Rep 2011-10-26 2018-01-15
15 Mariano, Timothy Charles M RO 2005-03-09 2019-05-15
16 Mundigian, Vatche Vartan M Rep 2010-01-22 2015-02-11
17 Na, Jung-Tae 羅貞泰 Rep 2012-10-15 2013-03-20
18 Nakamura, Taro 中村太郎 Rep 2012-07-25 2013-05-31
19 Neligan, David Alexander M Rep 2012-01-10 2015-02-28
20 Nicholson, Robert Kenneth M Rep 2012-02-03 2015-02-11
21 Orton, Jamie (SFC:AZD119) M Rep 2012-03-09 2015-02-11
22 Quevedo, Ma. Carla Valenzuela Rep 2006-12-29 2016-10-05
23 Sakamoto, Yuki Rep 2012-08-10 2013-12-31
24 Soon, Yung Kuen 秦容娟 Rep 2011-08-10 2012-12-31
25 Sparrow, Nicholas Charles M Rep 2010-07-05 2013-04-19
26 Sripunporn, Roger Ardisorn 潘小山 M Rep 2010-01-04 2018-01-16
27 Wong, Andrew Siu Hang 黃兆恒 M Rep 2008-08-26 2015-06-30

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