ICAP Equities Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Acton, Mark David M ASX749 RO 2013-04-15 2014-05-05
2 Bavis, Mark John M ALH714 RO 2012-11-14 2015-12-07
3 Fodchuk, Gregory John Thomas M AXC430 Rep 2011-04-29 2016-10-14
4 Fok, Gary Do Ming 霍道明 M ASX198 Rep 2009-05-05 2015-05-19
5 Gallagher, Hugh Thomas M AXR161 RO 2011-09-14 2017-10-13
6 Gotauco, Andrea Denise 吳婉芳 F BBM845 Rep 2013-07-05 2013-11-22
7 Gutu, Tafadzwa (SFC:AWM073) AWM073 Rep 2010-12-20 2014-03-31
8 Huang, Yiran (SFC:AWS789) 黃屹然 AWS789 Rep 2011-01-28 2014-07-31
9 James, Joel Graeme M AWS778 Rep 2011-01-28 2014-03-10
10 Kho, Garrett Tristan Arnaldo M AZL779 Rep 2012-05-14 2017-01-20
11 Neary, Jarrod Kevin M AST182 Rep 2011-03-04 2013-12-14
12 Siddons, Robert Leon M AXC429 Rep 2011-04-29 2016-09-30
13 Sing, Raymond Pui Choy 成培洲 M ALZ057 Rep 2009-05-07 2014-07-25
14 Sohn, Charles Chongho M AUA852 Rep 2011-04-01 2015-06-05
15 Taylor, Jamie Robert (SFC:ASX463) M ASX463 Rep 2009-05-04 2014-07-25
16 White, Paul George M ALQ641 Rep 2012-04-17 2013-12-14
17 Yabut, Vivian Chan F ASM299 Rep 2011-09-08 2016-08-30
18 Zhang, Rui (SFC:AWU195) 張睿 AWU195 Rep 2011-02-16 2015-05-01
19 Zhou, Shenxiong 周申雄 AYC475 Rep 2011-09-20 2015-07-28

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