ICAP Equities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Acton, Mark David | M | ASX749 | RO | 2013-04-15 | 2014-05-05 | |
2 | Bavis, Mark John | M | ALH714 | RO | 2012-11-14 | 2015-12-07 | |
3 | Fodchuk, Gregory John Thomas | M | AXC430 | Rep | 2011-04-29 | 2016-10-14 | |
4 | Fok, Gary Do Ming 霍道明 | M | ASX198 | Rep | 2009-05-05 | 2015-05-19 | |
5 | Gallagher, Hugh Thomas | M | AXR161 | RO | 2011-09-14 | 2017-10-13 | |
6 | Gotauco, Andrea Denise 吳婉芳 | F | BBM845 | Rep | 2013-07-05 | 2013-11-22 | |
7 | Gutu, Tafadzwa (SFC:AWM073) | AWM073 | Rep | 2010-12-20 | 2014-03-31 | ||
8 | Huang, Yiran (SFC:AWS789) 黃屹然 | AWS789 | Rep | 2011-01-28 | 2014-07-31 | ||
9 | James, Joel Graeme | M | AWS778 | Rep | 2011-01-28 | 2014-03-10 | |
10 | Kho, Garrett Tristan Arnaldo | M | AZL779 | Rep | 2012-05-14 | 2017-01-20 | |
11 | Neary, Jarrod Kevin | M | AST182 | Rep | 2011-03-04 | 2013-12-14 | |
12 | Siddons, Robert Leon | M | AXC429 | Rep | 2011-04-29 | 2016-09-30 | |
13 | Sing, Raymond Pui Choy 成培洲 | M | ALZ057 | Rep | 2009-05-07 | 2014-07-25 | |
14 | Sohn, Charles Chongho | M | AUA852 | Rep | 2011-04-01 | 2015-06-05 | |
15 | Taylor, Jamie Robert (SFC:ASX463) | M | ASX463 | Rep | 2009-05-04 | 2014-07-25 | |
16 | White, Paul George | M | ALQ641 | Rep | 2012-04-17 | 2013-12-14 | |
17 | Yabut, Vivian Chan | F | ASM299 | Rep | 2011-09-08 | 2016-08-30 | |
18 | Zhang, Rui (SFC:AWU195) 張睿 | AWU195 | Rep | 2011-02-16 | 2015-05-01 | ||
19 | Zhou, Shenxiong 周申雄 | AYC475 | Rep | 2011-09-20 | 2015-07-28 |
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