Northern Trust Company of Hong Kong Limited (The)

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
Role From Until
1 Adams, Bradford Simonds Jr Rep 2010-04-26 2012-02-24
2 Aikawa, Masahiro 相川雅宏 Rep 2014-04-01 2021-02-25
3 Annakin, Craig Stewart M RO 2011-11-02 2015-02-13
4 Au, Lawrence Kin Wah 區建華 M RO 2010-03-25
5 Bassous, Shlomo Rep 2011-10-24 2015-12-31
6 Bateman, James Nicholas (SFC:AQQ258) M Rep 2008-03-10 2009-03-25
7 Bentsen, Richard Boldt M RO 2003-06-20
8 Benzmiller, Thomas Robert M RO 2005-04-27 2008-10-06
Rep 2008-10-06 2014-05-23
9 Blackwell, Bradley Joseph M Rep 2013-02-27 2015-03-27
10 Bowers, Wayne George (SFC:BAD802) M RO 2012-09-12 2018-01-09
11 Browne, Robert Patrick M Rep 2009-07-02 2021-05-31
12 Chai, Pamela Pui Pui 蔡蓓蓓 F Rep 2007-04-18
13 Chan, Margaret Hiu Fung 陳曉楓 F Rep 2007-10-31 2011-05-27
14 Chark, Alexis Chi Wing 翟志榮 Rep 2006-10-25
15 Cheng, Xing (SFC:ASE477) 程星 Rep 2009-01-29 2017-11-30
16 Cheung, Hei 張曦 Rep 2010-05-11 2010-09-21
17 Cheung, Meng Chu 張孟珠 Rep 2004-11-23
18 Chiang, Philip Fuk Yip 蔣福業 M Rep 2008-10-03 2011-07-29
19 Choo, Kaitlyn Shiyuet 朱世悅 Rep 2013-10-04 2015-10-10
20 Chow, Chi Man (SFC:AQG776) 鄒志文 Rep 2008-03-03 2011-05-06
21 Chow, Man (SFC:AFY865) 周敏 Rep 2012-02-08 2015-07-03
22 Chuah, Keng Hin 蔡景興 Rep 2011-10-28 2012-02-15
RO 2012-02-15 2017-04-07
23 Clayton, Andrew Robert M Rep 2006-06-29 2020-10-31
24 Daswani, Sunil Prem 44 RO 2005-03-19 2008-10-06
Rep 2008-10-06 2017-04-11
25 Dowds, Stephen M Rep 2006-06-13 2009-03-27
26 Duvall, Margret Eva F Rep 2011-03-09 2019-01-30
27 Dwyer, Patrick Edward M Rep 2011-02-28 2011-09-05
RO 2011-09-05 2012-03-31
28 Dymond, Nicholas James M Rep 2010-09-10 2019-01-30
29 Earnshaw, Charles Anthony M Rep 2005-10-03 2007-09-18
30 Eng, Bun Sieng Rep 2011-10-10 2024-04-25
31 Fahlin, Anders Jimmy M Rep 2012-03-26 2014-06-25
32 Fannin, Dane Gower Rep 2008-03-03 2012-09-26
RO 2012-09-26
33 Farquhar, Yumi RO 2011-10-31
34 Fonseka, Janaki Marina F Rep 2005-07-07 2008-04-30
35 Gayer, Madhu Kanth RO 2009-12-04 2012-09-21
36 Hardy, Kevin Shane Lee M Rep 2008-10-27 2009-01-29
RO 2009-01-29 2012-09-28
37 Ho, Ada Siu Yung 何少容 F Rep 2005-08-31 2009-11-06
38 Ho, Yee Ki (SFC:AVM744) 何漪淇 Rep 2010-08-18 2015-02-06
39 Hodgson, Lesley Elaine F Rep 2006-02-22 2007-02-15
RO 2007-02-15 2009-02-13
Rep 2009-02-13 2009-04-30
40 Hutchinson, Simon Andrew M Rep 2009-09-15 2014-10-31
41 Kawai, Mikiko Rep 2011-05-16 2012-04-09
42 Kratz, Bo Rolf Anders M Rep 2012-11-29 2013-02-28
RO 2013-02-28 2015-12-05
43 Kwan, Mei Mei 關美美 Rep 2007-10-31 2010-03-25
Rep 2011-06-08 2011-08-05
44 Lam, Ka Wai (SFC:AIJ824) 林嘉蕙 Rep 2008-04-07 2010-11-19
45 Lau, Samuel Cheuk Hang 劉卓鏗 M Rep 2003-07-30 2006-12-11
46 Law, Margaret Man Nei 羅敏妮 F Rep 2011-03-07 2014-07-22
47 Lee, Ambrose Yin Ting 李彥霆 M Rep 2009-06-17 2013-10-31
48 Lee, Katherine Kar Pui 李嘉珮 F Rep 2005-07-19 2019-05-29
49 Leung, Kwok Ming (SFC:AIZ701) 梁國明 Rep 2003-06-02 2007-02-27
RO 2007-02-27 2008-07-18
50 Leung, Shuk Kwan 梁淑群 Rep 2006-01-25 2007-09-07
51 Leung, Tsui Ying 梁翠瑩 Rep 2006-10-04 2016-03-18
52 Lew, Dianna Hui Huang 劉蕙璜 Rep 2006-10-04 2007-04-20
53 Lo, Elmen Ka Bik 盧家碧 Rep 2012-11-08
54 Lo, Robin Bun 盧斌 Rep 2006-02-03 2007-08-31
55 Lui, Susan Sau Sheung 雷秀嫦 F Rep 2007-10-31 2008-06-28
56 Maeda, Tomoko Rep 2012-04-23 2014-09-05
57 Mak, Jacqueline Wai Man 麥慧敏 F Rep 2008-01-14 2011-09-09
58 Mak, Kam Hoong 麥錦雄 Rep 2012-10-19 2014-05-23
59 Man, Kit Ping Bibianna 文潔萍 Rep 2005-07-19 2007-08-15
60 Matturri, Alexander James Jr M Rep 2005-10-12 2006-11-21
61 McCarthy, Barry (SFC:AYD555) M Rep 2011-10-03 2014-07-15
62 McDonald, James Duncan M Rep 2009-09-15 2022-12-05
63 Miller, Justin Daniel M Rep 2007-05-09 2019-03-08
64 Morgan, Robert Paul M Rep 2007-07-26 2019-01-30
65 Motoda, Chieko Rep 2012-04-30 2013-04-05
66 Nizami, Zubair 李扎米 Rep 2006-02-27 2011-03-09
67 Ovaert, Brian Patrick M RO 2014-01-08 2015-03-13
68 Pasieka, Gregory Robert M Rep 2012-10-04 2017-07-11
69 Pereira Rebelo, Bertelino Rep 2005-10-10 2007-11-18
Rep 2008-11-26 2013-01-07
RO 2013-01-07 2015-12-31
70 Pottinger, Simon George Alston M Rep 2011-05-16 2011-06-01
71 Runquist, Lori Rae Rep 2006-10-17 2010-08-11
72 Shen, Blake C 沈欽揚 Rep 2011-12-13 2018-02-26
73 Singh, Rohan Rajiv Rep 2009-03-02 2011-11-07
74 Siu, Warren 蕭偉倫 Rep 2008-03-04 2008-07-11
75 Stemme, Kenneth Wayne M Rep 2005-12-19 2007-04-19
76 Tee, Tsun Chiek 鄭俊傑 RO 2004-03-19 2004-12-01
77 Tenuta, Joseph Anthony M Rep 2011-06-01 2011-07-01
Rep 2011-09-19 2011-09-30
78 Timpany, David Allan M RO 2005-01-31
79 Ting, Fifi 丁美翡 Rep 2009-12-10 2011-06-10
80 Toussaint, Jason Robert M Rep 2007-10-10 2009-03-27
81 Trapp, George Bentley M RO 2008-08-14 2009-07-31
82 Tsui, Jintz Wai Ying 徐惠盈 Rep 2007-09-07
83 Tung, Tsit Shan 董哲珊 Rep 2011-11-28 2012-09-11
RO 2012-09-11 2022-12-19
84 Vigsnes, Richard Allan Jr M RO 2011-11-02 2021-06-01
85 Watson, Stephen David (SFC:ANH108) M Rep 2006-06-13 2009-03-27
86 Weaver, Jacob Carl M Rep 2009-09-17 2014-05-30
87 Wong, Manfred Man Chun 黃文俊 M Rep 2012-02-22 2016-09-20
88 Yamada, Akiko 山田晃子 Rep 2013-04-05 2013-10-31
89 Yau, Ken Chung Kin 邱頌健 M Rep 2006-04-12 2006-12-28
90 Yeung, Doris Yuen Kei 楊婉琪 Rep 2005-03-15 2005-07-14
91 Young, Kelly Ann Louise 36 F Rep 2006-06-30 2007-04-25
92 Yuen, Pui Lan 袁佩蘭 Rep 2010-07-28 2011-04-29

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