ICAP Equities Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Bavis, Mark John M ALH714 RO 2012-11-14 2015-12-07
2 Choy, Kai Man 蔡啟民 BBS817 Rep 2014-10-03 2017-10-13
3 Fodchuk, Gregory John Thomas M AXC430 Rep 2011-04-29 2016-10-14
4 Fok, Gary Do Ming 霍道明 M ASX198 Rep 2009-05-05 2015-05-19
5 Gallagher, Hugh Thomas M AXR161 RO 2011-09-14 2017-10-13
6 Hearne, Kevin M BDI769 Rep 2014-04-25 2015-12-07
7 James, Joel Graeme M AWS778 RO 2014-03-10 2018-09-30
8 Kho, Garrett Tristan Arnaldo M AZL779 Rep 2012-05-14 2017-01-20
9 Siddons, Robert Leon M AXC429 Rep 2011-04-29 2016-09-30
10 Sohn, Charles Chongho M AUA852 Rep 2011-04-01 2015-06-05
11 Wong, Jamie Jun Yin 黃鎮賢 M BBN706 Rep 2013-08-02 2017-10-13
12 Yabut, Vivian Chan F ASM299 Rep 2011-09-08 2016-08-30
13 Zhang, Rui (SFC:AWU195) 張睿 AWU195 Rep 2011-02-16 2015-05-01
14 Zhou, Shenxiong 周申雄 AYC475 Rep 2011-09-20 2015-07-28

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