SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Cheung, Wai Yin (SFC:AGY675) 張緯賢 AGY675 RO 2016-03-23 2019-10-16
2 Chong, Ching 莊正 APW809 Rep 2013-12-12 2020-01-18
3 Fung, Sze Yu 馮時裕 APB732 Rep 2014-03-12 2020-09-03
4 Kung, Wai Ting 龔偉廷 AOQ511 RO 2016-09-29 2019-03-14
5 Lau, Elaine Yim Ling 劉艷玲 F AAJ813 Rep 2008-01-23 2018-09-04
6 Lau, Ka Fung Adrian 劉家灃 AXU722 Rep 2016-05-19 2017-05-20
7 Liang, Hao (SFC:ATN174) 梁昊 ATN174 Rep 2016-05-24 2018-07-20
8 Lin, Ben Peng 林芃 51 M ACP158 RO 2012-06-29 2017-04-09
9 Liu, Xiaoquan 劉曉全 BGV483 Rep 2016-10-04 2017-08-20
10 Ng, Sing Hing 伍承興 ALN731 Rep 2010-01-18 2018-06-01
11 Nip, Yiu Chuen 聶耀泉 ABY425 RO 2011-08-01 2021-01-25
12 Tong, Johnson Shing 唐誠 M AOB604 Rep 2013-12-30 2020-09-03
13 Xiong, Ying (SFC:BFX045) 熊英 BFX045 Rep 2016-05-24 2017-10-14
14 Xu, Yachuan 徐亞川 BGI316 Rep 2016-05-24 2019-06-06
15 Yeung, Flora Fung Yee 楊鳳儀 F ACE799 Rep 2013-09-02 2022-07-18

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