SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Chai, Wei Yen 蔡威燕 BHM089 Rep 2016-05-16 2018-04-23
2 Chan, Chung Hin (SFC:APW782) 陳頌軒 APW782 RO 2016-11-02 2021-08-16
3 Cheng, Xiaomin (SFC:BHY663) 程晓敏 BHY663 Rep 2016-08-11 2021-06-23
4 Chu, Ka Siu 朱嘉兆 BBK031 Rep 2016-06-20 2020-01-12
5 Cui, Ran 崔然 BBA364 Rep 2014-10-23 2018-04-08
6 How, Sze Ming 侯思明 40 M AIH218 RO 2016-04-28 2021-08-30
7 Huang, Yun Tong 黃蘊彤 BKY315 Rep 2017-09-13 2019-01-24
8 Lau, Yan Ki 劉欣琪 BIY608 Rep 2017-09-25 2021-08-15
9 Li, Junyi (SFC:BFN413) 李俊儀 BFN413 Rep 2015-05-26 2019-01-19
10 Lo, Hei Tung 羅曦彤 BLM103 Rep 2017-11-15 2020-04-05
11 Lo, Steven Wing Shing 盧永成 M AEW978 RO 2016-02-12 2023-01-31
12 Luo, Yi (SFC:AQE404) 羅毅 37 M AQE404 RO 2015-03-26 2019-02-27
13 Mou, Yang 牟洋 BHU695 Rep 2016-07-15 2018-04-20
14 Ng, Kin Kwan 吳建群 AYT810 Rep 2017-06-14 2020-08-28
15 Ng, Thomas Cheng Kiong 黃貞強 43 M BBU308 Rep 2015-10-12 2018-03-01
16 Ng, Wing Fai (SFC:AJD666) 吳永輝 AJD666 RO 2017-11-22 2020-02-10
17 Ng, Wing Sang (SFC:AVT530) 吳榮燊 AVT530 Rep 2016-08-12 2018-11-22
18 Pan, Jiao 潘姣 BGZ937 Rep 2016-11-15 2019-10-15
19 Tse, Kwok On 謝國安 AHG557 RO 2017-11-22 2020-03-09
20 Wong, Pakern King Ho 黃敬皓 BGL119 Rep 2015-10-29 2018-05-02
21 Wong, Tsz Ying (SFC:BAF385) 王子盈 BAF385 Rep 2017-12-27 2021-03-23
22 Xie, Xinxin (SFC:BHZ673) 謝心馨 BHZ673 Rep 2017-09-28 2020-04-17
23 Yu, Tsz Kam 余子淦 AXO649 Rep 2017-04-06 2019-12-13

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