CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2018 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Ka Chun (SFC:ABG469) 陳家俊 |
|
|
ABG469 |
Rep |
2011-06-24 |
2011-07-26 |
|
|
|
RO |
2011-07-26 |
|
| 2 |
Chan, Man Lok (SFC:BGI559) 陳文樂 |
|
|
BGI559 |
Rep |
2016-09-14 |
|
| 3 |
Fowler, Luke (SFC:AQM674) |
|
M |
AQM674 |
Rep |
2011-08-02 |
|
| 4 |
Gu, Danxia 顧丹夏 |
|
|
BIE951 |
Rep |
2017-08-11 |
|
| 5 |
He, Peng (SFC:AVI431) 何鵬 |
|
|
AVI431 |
Rep |
2014-09-11 |
2017-09-29 |
| 6 |
Jung, Christopher Lam 曾俊文 |
|
M |
ADX061 |
Rep |
2012-11-28 |
2013-10-24 |
|
|
|
RO |
2013-10-24 |
2013-12-23 |
| 7 |
Ko, Margaret Yuyin |
|
F |
AGB871 |
Rep |
2011-07-15 |
2012-07-20 |
| 8 |
Kong, Wei (SFC:AKI414) 孔蔚 |
|
|
AKI414 |
RO |
2013-12-23 |
|
| 9 |
Kwok, Pui Ying 郭佩瑛 |
|
|
ABV967 |
RO |
2013-09-30 |
2014-04-22 |
|
|
|
Rep |
2014-04-22 |
2016-07-06 |
| 10 |
Li, Haoyi (SFC:ASF604) 李豪翼 |
|
|
ASF604 |
Rep |
2016-05-05 |
2017-03-30 |
| 11 |
Li, Yanlin (SFC:ANI899) 李豔琳 |
|
|
ANI899 |
Rep |
2014-08-28 |
|
| 12 |
Lin, Shanshan (SFC:ASJ891) 林姍姍 |
|
|
ASJ891 |
Rep |
2014-06-26 |
2019-05-21 |
| 13 |
Lin, Yu Hong 林妤虹 |
|
|
ATS207 |
Rep |
2016-05-05 |
|
| 14 |
Liu, Bin (SFC:AWD208) 劉斌 |
|
|
AWD208 |
Rep |
2014-06-18 |
|
| 15 |
Lu, Ning (SFC:ARP152) 陸宁 |
|
|
ARP152 |
Rep |
2014-05-28 |
2020-05-18 |
| 16 |
Lu, Yilin (SFC:AOG682) 呂禕麟 |
37 |
M |
AOG682 |
RO |
2011-05-25 |
2013-10-23 |
| 17 |
Ma, Junrui 馬隽睿 |
|
|
ARR894 |
Rep |
2014-06-12 |
2015-08-31 |
| 18 |
Ma, Kui (SFC:BGH036) 馬葵 |
|
|
BGH036 |
RO |
2018-03-26 |
|
| 19 |
Pang, Maria Wai Mei 彭慧薇 |
|
F |
BBQ484 |
Rep |
2017-12-27 |
2024-11-26 |
| 20 |
Trinh, Eddie Khang Thach 鄭凱天 |
40 |
M |
AXE228 |
Rep |
2015-02-16 |
|
| 21 |
Wan, Li (SFC:AHD514) 萬里 |
|
|
AHD514 |
RO |
2011-05-25 |
2012-02-17 |
|
|
|
Rep |
2014-09-11 |
2020-03-19 |
| 22 |
Wan, Tin Chi 尹天賜 |
|
|
AVF008 |
Rep |
2018-01-15 |
2018-12-14 |
| 23 |
Wang, Beichen 王北辰 |
|
|
BLP422 |
Rep |
2017-11-29 |
2025-04-28 |
| 24 |
Wong, Chi Man (SFC:AER067) 黃智雯 |
|
|
AER067 |
Rep |
2014-05-28 |
|
| 25 |
Woo, Jimmy Cheung Yee 吳祥貽 |
|
M |
ADI032 |
RO |
2011-05-25 |
2011-06-28 |
| 26 |
Yan, Yiran (SFC:BGD658) 嚴一然 |
|
|
BGD658 |
Rep |
2017-03-08 |
2019-05-10 |
| 27 |
Yao, Jack Hsin-Chou 姚信州 |
|
M |
APQ725 |
Rep |
2012-11-28 |
2019-11-21 |
| 28 |
Zhang, Qian (SFC:BMX662) 張前 |
|
|
BMX662 |
Rep |
2018-05-18 |
|
| 29 |
Zhang, Tianli (SFC:BGB980) 張天力 |
|
|
BGB980 |
Rep |
2016-05-05 |
2023-09-14 |
| 30 |
Zhang, Yi (SFC:BDJ166) 張易 |
|
|
BDJ166 |
Rep |
2016-05-05 |
2020-07-31 |
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