LAZARD ASIA (HONG KONG) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
SFC ID Role From Until
1 Bao, Yi (1976) 鮑毅 44 M ALV393 Rep 2005-05-05 2006-03-01
2 Bi, Xuewei 畢雪薇 BKD929 Rep 2019-10-09 2022-12-27
3 Cai, Xiaoxiang 蔡小翔 AVX210 Rep 2010-10-26 2013-07-05
4 Chan, Eddy Cheng-Chuan 詹政荃 M ANH886 Rep 2006-06-14 2011-05-12
RO 2011-05-12 2012-12-27
5 Chang, Lambert Jen Hsiung 張人雄 AGN715 Rep 2009-06-11 2010-07-06
6 Chen, Yaxin (SFC:BOD774) 陳雅馨 BOD774 Rep 2019-09-02 2021-04-14
7 Chen, Yuzhe 陳宇哲 ARJ839 Rep 2009-11-20 2010-07-06
8 De Clermont Tonnerre, Charles A. M. A. M AWE737 Rep 2010-11-24 2011-08-23
9 Deng, Zhiyuan 邓致远 BHS919 Rep 2019-08-12 2021-05-29
10 Gillen, Carolyn Maureen F AOY392 Rep 2007-06-27 2007-09-30
11 Gu, Weiying 顧維穎 AOF923 Rep 2007-01-18 2007-12-31
12 He, Wenbo (SFC:BJT980) 賀文博 BJT980 Rep 2018-09-12 2021-12-17
13 Howard, Thomas Timothy M ASH946 Rep 2009-01-21 2009-07-22
14 Hu, Zhiwei (SFC:AQI145) 胡志偉 AQI145 Rep 2008-02-11 2009-12-09
15 Huang, Qun (SFC:AJD330) 黃群 AJD330 Rep 2003-10-02 2009-10-29
Rep 2017-04-24 2017-07-13
RO 2017-07-13 2024-03-31
16 Huang, Yue (SFC:AVS803) 黃悅 AVS803 Rep 2019-05-23 2021-06-04
17 Jarman, Matthew Richard M AJB573 RO 2003-10-15 2007-07-18
18 Jiang, Shuangshuang 姜爽爽 AHG113 Rep 2004-05-19 2005-04-07
19 Kapadia, Cyrus M AUW126 RO 2010-08-30 2011-02-28
20 Kee, Ju-ven 紀儒文 AHH533 Rep 2006-01-16
Rep 2010-04-27 2012-12-27
21 Khemka, Rahul ARM937 Rep 2008-08-25 2008-11-25
22 Kiernan, Peter Anthony M ANW435 RO 2007-09-21 2010-02-28
23 Koay, Chie Min 郭洁敏 AZF338 Rep 2012-04-24 2012-12-27
24 Kuo, Peter C M ARJ941 Rep 2011-07-11 2011-08-03
RO 2011-08-03 2017-03-31
25 Kwok, Sigismund Sung Chi 郭頌基 ALU450 Rep 2006-08-10 2011-09-15
26 Kwon, Young Bum AGO217 RO 2010-11-19 2011-08-01
27 Kwong, Tony Yu Chun 鄺逸聰 M AKW723 Rep 2004-07-20 2006-02-28
28 Li, Man Wai (SFC:AFU096) 李文偉 AFU096 Rep 2006-06-07 2008-08-13
29 Li, Qing (SFC:BFU968) 李青 BFU968 Rep 2016-05-16 2019-05-25
30 Liu, Mengxin (SFC:BLU672) 刘梦馨 BLU672 Rep 2018-02-05
31 Liu, Qiuyi 劉秋漪 AXS672 Rep 2014-09-26 2016-05-27
Rep 2019-01-16 2023-07-25
32 Lo, Sik Lun 盧軾麟 AWZ265 Rep 2011-04-11 2022-07-08
33 Lu, Lu (SFC:AVE792) 盧璐 AVE792 Rep 2010-06-23 2010-07-06
34 Lui, Wan Hong 呂雲康 AYN585 Rep 2017-11-14 2020-10-31
35 Ma, Steven Yan Qing 馬延青 41 M AHL582 Rep 2004-01-06
36 Ma, Xiao (SFC:BBQ430) 馬驍 BBQ430 Rep 2015-09-21 2019-01-11
37 Man, Ho Yan 文可欣 AQE424 Rep 2008-01-15 2008-04-15
Rep 2008-04-28 2008-07-28
38 Mombru Farmer, Juan Luis 蒙布依恩 AXY814 Rep 2011-09-26 2013-07-31
39 Ng, Alexander Kwong 伍剛 42 M AKY483 Rep 2007-11-14 2013-08-31
40 Nirapathpongporn, Ekapak BAB812 RO 2012-10-19 2017-05-15
41 Page, Nicholas Philip Stirling 36 M AZR410 Rep 2012-07-11 2013-01-09
42 Qian, Chen (SFC:BHM199) 錢沉 BHM199 Rep 2016-06-27 2019-03-26
43 Qiu, Hong (SFC:AVO743) 邱宏 50 F AVO743 Rep 2014-06-16 2014-09-17
RO 2014-09-17
44 Shan, Ming 單明 AOM602 Rep 2011-04-08 2012-08-31
45 Shi, Jingzhe (SFC:BPD775) 時靖哲 BPD775 Rep 2019-12-23 2020-12-08
46 Shi, Jinjing 史晉京 ADV731 Rep 2005-08-24 2005-11-10
RO 2005-11-10 2009-05-18
47 Suckling, Andrew (SFC:AHO653) M AHO653 RO 2003-05-06 2006-06-05
48 Sun, Zhouchuan 孫州川 BCT989 Rep 2014-02-21 2014-12-31
49 Tan, Shaoguang 譚紹光 BHZ233 Rep 2017-06-12 2021-05-29
50 Timblick, David Rhee M AGI984 RO 2013-02-27
51 Tung, Kenneth Hoi-yi 董凱鐿 M AEJ830 Rep 2009-06-23 2009-09-01
RO 2009-09-01 2010-07-05
52 Wang, Binran 王彬然 BAF174 Rep 2012-10-12 2014-07-18
53 Wong, Alex Wing To 黃穎濤 ANH516 Rep 2009-04-30 2010-07-06
54 Woo, Ian Ying 何穎 48 M AZG393 RO 2012-05-22 2016-07-01
55 Yang, Han (SFC:AQU421) 楊韓 AQU421 Rep 2008-05-06 2009-04-24
56 Yang, Qiaozhi (SFC:AHU959) 楊巧智 AHU959 Rep 2004-02-17 2004-11-18
57 Yang, Zijiang (SFC:BEW109) 楊子江 BEW109 Rep 2015-02-16 2015-10-17
58 Yuen, Andrea Yan F APL607 Rep 2007-08-27 2007-11-27
Rep 2008-08-25 2008-11-25
59 Zhang, Junchen (SFC:BCJ651) 章俊晨 BCJ651 Rep 2015-09-16 2018-04-27
60 Zhang, Junnan (SFC:AXW873) 張俊楠 AXW873 Rep 2015-12-14
61 Zhang, Qian (SFC:AXF705) 張倩 AXF705 Rep 2014-09-01 2024-06-21
62 Zheng, Chengzhen 鄭成溱 ASK158 Rep 2009-03-26 2010-10-31
63 Zhu, Mengyao 朱梦嶢 AQU630 Rep 2014-07-04 2024-04-26

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