SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abe, Takahiro 阿部考浩 | AXN884 | Rep | 2011-08-01 | 2012-03-31 | ||
| 2 | Berrisford, Carl Thomas | M | AIZ256 | Rep | 2004-03-16 | 2004-05-04 | |
| 3 | Chan, Chi Leong 陳智亮 | 64 | M | AAK013 | RO | 2006-05-08 | 2010-10-18 |
| 4 | Chan, Maureen Wai Ling 陳慧玲 | F | ACU384 | Rep | 2004-04-27 | 2011-03-18 | |
| 5 | Chan, Soo Sum 陳素心 | AOY533 | Rep | 2011-01-13 | 2013-09-27 | ||
| 6 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | AAC760 | Rep | 2008-03-18 | |||
| RO | 2008-03-18 | 2018-01-01 | |||||
| 7 | Chen, Yuan (SFC:AEJ844) 陳遠 | 42 | M | AEJ844 | Rep | 2006-04-10 | 2006-04-21 |
| 8 | Cheng, Keith Teng Fong 鄭廷峰 | M | AXG564 | Rep | 2011-05-09 | 2011-06-28 | |
| 9 | Cheung, Warren Yui Kai 張睿佳 | 44 | M | ACX305 | Rep | 2011-04-08 | 2011-11-01 |
| 10 | Choi, Anderson Chun Fat 蔡俊發 | M | ANA716 | Rep | 2011-06-28 | 2017-12-22 | |
| 11 | Foo, King Wah 符敬華 | ADT598 | Rep | 2003-06-24 | |||
| 12 | Honda, Miwa 本田美和 | AQN414 | Rep | 2011-07-11 | 2021-11-03 | ||
| 13 | Koga, Akira 古賀彰 | AWK856 | RO | 2011-01-03 | 2013-03-30 | ||
| 14 | Lam, May Mei Kam 林美金 | F | AAE339 | RO | 2010-10-18 | ||
| Rep | 2010-10-18 | 2011-03-18 | |||||
| 15 | Leung, Chun Shing 梁俊成 | ALG206 | Rep | 2004-11-12 | 2007-09-15 | ||
| 16 | Liu, Shuang (SFC:AHO649) 劉爽 | AHO649 | Rep | 2006-12-01 | 2007-11-11 | ||
| 17 | Lu, Ta-Wen 陸大文 | ABI262 | RO | 2008-09-19 | 2008-11-28 | ||
| 18 | Maruyama, Masashi | ACB305 | RO | 2011-01-03 | 2012-10-22 | ||
| 19 | Morii, Fumihide 守井文英 | AXL520 | Rep | 2011-07-21 | 2012-03-30 | ||
| 20 | Nakauchi, Kozue 仲內梢 | AVY319 | Rep | 2011-06-07 | 2011-09-06 | ||
| 21 | Ng, Choi Lun 吳采倫 | ANM042 | Rep | 2011-07-05 | 2014-01-26 | ||
| 22 | Ng, Pauline Po Yuen 吳溥潤 | F | AAE985 | Rep | 2006-04-03 | 2008-05-30 | |
| 23 | Sampson, Machiko | AJI380 | Rep | 2011-04-26 | 2018-10-11 | ||
| 24 | Sato, Hiromi (SFC:ANS087) 佐藤弘美 | ANS087 | RO | 2007-01-18 | 2012-06-29 | ||
| 25 | Suzuki, Kiyoko 鈴木清子 | AXE045 | Rep | 2011-04-21 | 2020-04-15 | ||
| 26 | Tada, Emiko | AWY707 | Rep | 2011-04-29 | 2019-06-13 | ||
| 27 | Tai, Kit Han 戴潔嫻 | AWL052 | Rep | 2011-01-07 | 2014-08-25 | ||
| 28 | Tateishi, Tsuyoshi 立石剛史 | AXI124 | Rep | 2011-06-28 | 2012-06-29 | ||
| 29 | Tu, Chia-Le Carol | F | AOT598 | Rep | 2007-06-20 | 2009-03-06 | |
| 30 | Van Gulik, Robert Ken | M | ASU202 | Rep | 2011-01-19 | 2015-08-31 | |
| 31 | Wong, Chin Hung (SFC:AYF489) 黃展鴻 | AYF489 | Rep | 2011-10-26 | 2012-12-21 | ||
| 32 | Wu, Tsz Yee 胡子宜 | AAV288 | Rep | 2006-12-04 | 2007-10-02 | ||
| 33 | Yamamoto, Hideki 山本秀樹 | AXO657 | Rep | 2011-07-08 | 2012-04-26 | ||
| 34 | Yasuda, Tairyu 安田太龍 | AXL490 | Rep | 2011-08-01 | 2012-03-30 | ||
| 35 | Ying, Hak Kai 應克佳 | AGA425 | Rep | 2010-12-28 | 2014-11-11 | ||
| 36 | Yip, Shui Key 葉紹基 | ACS410 | RO | 2004-08-11 | 2005-11-18 | ||
| 37 | Yonts, Charles Anthony | M | AJM207 | Rep | 2004-04-01 | 2004-10-18 | |
| 38 | Yoshikawa, Tatsuhiro 吉川龍拓 | AXI125 | Rep | 2011-06-28 | 2015-04-01 | ||
| 39 | Yuen, Man Yan 袁文茵 | AAE316 | RO | 2010-10-18 | |||
| Rep | 2010-10-18 | 2011-03-18 | |||||
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