AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 安盛羅森堡投資管理亞太有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Archer, Anthony William (SFC:ADA338) |
|
M |
ADA338 |
RO |
|
2005-06-22 |
| 2 |
Cheng, Ka Keung 鄭家強 |
|
|
ALZ686 |
Rep |
2005-06-16 |
2015-03-30 |
| 3 |
Choong, Chee Ming |
|
|
ALV116 |
Rep |
2005-04-12 |
2010-04-06 |
| 4 |
Du, Ying (SFC:ALR735) 杜迎 |
|
|
ALR735 |
Rep |
2005-04-06 |
2012-08-23 |
| 5 |
Fasso, Anthony Gerard |
|
M |
ACR987 |
RO |
2005-05-06 |
2005-05-12 |
|
|
|
RO |
2005-05-23 |
2010-02-19 |
| 6 |
Goldfeld, Leon |
|
M |
AED561 |
RO |
|
2004-05-31 |
| 7 |
Kang, Mi Jung |
|
|
ADI436 |
Rep |
|
2004-09-24 |
| 8 |
Kwong, Wing Man 鄺穎文 |
|
|
AFC448 |
Rep |
|
2003-05-19 |
| 9 |
Lam, Ming Yan (SFC:ACJ619) 林銘恩 |
|
|
ACJ619 |
Rep |
2004-11-05 |
2007-04-27 |
| 10 |
Lee, Andrew Shu Yan 李樹仁 |
|
M |
AFP239 |
Rep |
|
2004-11-30 |
| 11 |
Lee, Ye Jiat |
|
|
ALW870 |
Rep |
2005-06-20 |
2017-10-31 |
| 12 |
Leung, Kitty Wing Man 梁穎雯 |
|
F |
AFV787 |
Rep |
|
2005-03-21 |
| 13 |
Li, Zheng (SFC:ALN042) 李崢 |
|
|
ALN042 |
Rep |
2004-12-21 |
2007-08-31 |
| 14 |
Liao, Cheng Shu |
|
|
AHV085 |
RO |
2004-06-16 |
2011-02-18 |
| 15 |
Liew, Julie Wai Mun 廖惠敏 |
|
F |
AEP630 |
Rep |
2003-05-28 |
2006-09-18 |
| 16 |
Lo, Amy Ming Sze 盧明詩 |
|
F |
AJE176 |
Rep |
2003-10-24 |
2019-01-31 |
| 17 |
Lu, Shu Hua 盧淑華 |
|
|
AFV777 |
Rep |
|
2012-04-19 |
| 18 |
Pun, Melanie 潘美鈴 |
|
F |
AFQ372 |
Rep |
|
2003-05-30 |
| 19 |
Richardson, Nigel (SFC:AKT582) |
|
M |
AKT582 |
RO |
2004-09-14 |
2009-03-15 |
| 20 |
Tan, Cheng Soon |
|
|
ALU098 |
Rep |
2005-03-24 |
2010-07-26 |
| 21 |
Thompson, Nicholas James Creer |
|
M |
ABE543 |
Rep |
|
2004-04-01 |
| 22 |
Tsang, Karen Sze Wai 曾思慧 |
|
F |
AFN688 |
Rep |
|
2004-10-15 |
| 23 |
Wou, Cecile Terry 吳天理 |
|
|
ABP465 |
Rep |
2005-12-14 |
2006-01-03 |
| 24 |
Yim, Kam Kin 嚴錦堅 |
|
|
ADK344 |
Rep |
|
2005-03-21 |
| 25 |
Yip, Tai Yuen 葉泰源 |
|
|
AAG994 |
RO |
|
2005-05-31 |
| 26 |
Yu, Elvin Tin Yau 余天佑 |
|
M |
AGK719 |
Rep |
|
2005-04-15 |
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