FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2009 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chak, Kam Piu 翟錦標 |
|
|
ABI227 |
Rep |
|
2004-08-10 |
| 2 |
Chan, Bernard Hon Wai 陳漢偉 |
|
M |
AAE407 |
Rep |
|
2004-08-10 |
| 3 |
Chan, To (SFC:AMF426) 陳濤 |
|
|
AMF426 |
Rep |
2005-08-16 |
2005-11-10 |
| 4 |
Chan, Wang Fai (SFC:AFI965) 陳宏輝 |
35 |
M |
AFI965 |
Rep |
|
2004-08-10 |
| 5 |
Chen, Qing (SFC:AHJ872) 陳青 |
|
|
AHJ872 |
Rep |
|
2004-08-10 |
| 6 |
Cheng, Judy Yuen Yi 鄭宛儀 |
|
F |
AIR787 |
Rep |
|
2003-07-26 |
| 7 |
Cheng, Lit Fai 鄭烈輝 |
|
|
ACK224 |
Rep |
|
2004-08-10 |
| 8 |
Cheung, Chik Fai 張藉輝 |
|
|
AAB513 |
Rep |
|
2004-08-11 |
| 9 |
Cheung, Hang Chin 張恆展 |
|
|
AOX089 |
Rep |
2007-06-11 |
2008-04-25 |
| 10 |
Ching, Ah Chye (SFC:AAG308) 莊益才 |
|
|
AAG308 |
RO |
|
2019-05-08 |
| 11 |
Fang, Ming (SFC:AFP131) 方明 |
|
|
AFP131 |
Rep |
|
2004-08-11 |
| 12 |
Fung, Kwan Hay 馮錕禧 |
|
|
ADS316 |
Rep |
|
2004-08-10 |
| 13 |
Gao, Mei (SFC:AFS775) 高梅 |
|
|
AFS775 |
Rep |
|
2009-11-13 |
| 14 |
Ho, Chip Hang 何接恆 |
|
|
ABH036 |
Rep |
|
2004-08-10 |
| 15 |
Ho, Kelvin Chi Yin 何自然 |
|
M |
AAO487 |
Rep |
|
2004-08-10 |
| 16 |
Ho, Michael Yui Kin 何銳堅 |
|
M |
ABQ517 |
Rep |
|
2003-04-18 |
| 17 |
Lai, Ho Yin (SFC:AIH679) 黎浩然 |
|
|
AIH679 |
Rep |
2004-07-30 |
2006-06-28 |
| 18 |
Lam, Heung Wing (SFC:ACD758) 林向榮 |
|
|
ACD758 |
Rep |
2004-05-12 |
2004-11-29 |
| 19 |
Lam, Paul Chi Yung 林智勇 |
|
M |
AFT913 |
Rep |
|
2004-08-10 |
| 20 |
Lee, Deborah Wai Chung 李慧中 |
|
F |
AFY974 |
Rep |
|
2005-04-07 |
| 21 |
Lee, Tai Tong 李棣棠 |
|
|
ADZ578 |
Rep |
|
2004-08-10 |
| 22 |
Lee, Ying Kei 李英琪 |
|
|
AER770 |
Rep |
|
2004-08-10 |
| 23 |
Leung, Wai Yip (SFC:AAE338) 梁偉業 |
|
|
AAE338 |
Rep |
|
2004-08-10 |
| 24 |
Li, Bingshan 李冰山 |
|
|
ALH680 |
Rep |
2005-07-22 |
2007-07-31 |
| 25 |
Li, Kwok Hung (SFC:AAB213) 李國雄 |
|
|
AAB213 |
RO |
|
2010-06-30 |
| 26 |
Li, Mingjiang (SFC:ANG396) 李明江 |
|
|
ANG396 |
Rep |
2006-05-11 |
2010-06-30 |
| 27 |
Li, Xian Feng 李险峰 |
|
|
ALH681 |
Rep |
2006-08-24 |
2007-02-28 |
| 28 |
Li, Yue (SFC:AQG737) 李岳 |
|
|
AQG737 |
Rep |
2008-02-18 |
2009-01-31 |
| 29 |
Lu, Xiaoxun 陸曉遜 |
|
|
AGB117 |
Rep |
2009-12-11 |
2012-10-31 |
| 30 |
Man, Kon Sum 文幹森 |
|
|
AFI890 |
Rep |
2006-06-28 |
2010-01-01 |
| 31 |
Mao, Li (SFC:AQG730) 毛力 |
|
|
AQG730 |
Rep |
2008-02-18 |
2009-12-15 |
| 32 |
Poon, Linda Chi Lam 潘芝琳 |
|
F |
AHG567 |
Rep |
|
2003-07-07 |
| 33 |
Qiu, Hong (SFC:AGH952) 邱紅 |
|
|
AGH952 |
Rep |
|
2004-08-16 |
| 34 |
See, Alvin Hoi Yi 施海夷 |
|
M |
AAC345 |
Rep |
|
2003-10-31 |
| 35 |
Tsui, Kwong Fai 徐光輝 |
|
|
AFS774 |
Rep |
|
2004-08-10 |
| 36 |
Wang, James Junyan 王俊彥 |
39 |
M |
ADA695 |
RO |
|
2006-12-31 |
| 37 |
Wang, Lu (SFC:AGW114) 王璐 |
|
|
AGW114 |
Rep |
|
2004-08-11 |
| 38 |
Wang, Wei (SFC:ARG951) 王瑋 |
|
|
ARG951 |
Rep |
2008-07-31 |
2009-11-08 |
| 39 |
Wang, Wenzhou (SFC:ARO923) 王文洲 |
|
|
ARO923 |
Rep |
2008-10-16 |
2011-07-04 |
| 40 |
Wong, Howard Horg Wang 王學宏 |
|
M |
ADV962 |
Rep |
|
2006-03-20 |
| 41 |
Wong, Pak Chun 王柏俊 |
|
|
AQZ536 |
Rep |
2008-06-11 |
2010-04-25 |
| 42 |
Xiang, Xi (AUC503) 項喜 |
|
|
AUC503 |
Rep |
2009-12-02 |
2011-06-30 |
| 43 |
Xu, Feina 許斐娜 |
|
|
AQG753 |
Rep |
2008-03-03 |
2015-11-08 |
| 44 |
Yeung, Rankine Wai Kin 楊偉堅 |
48 |
M |
ACC364 |
RO |
|
|
| 45 |
Yip, Sheung Chi (SFC:AEI328) 葉尚志 |
|
|
AEI328 |
Rep |
|
2012-01-09 |
| 46 |
Yu, James Tsz Chau 余紫秋 |
|
M |
AMP259 |
Rep |
2005-11-25 |
2006-08-10 |
|
|
|
Rep |
2007-03-26 |
2007-08-31 |
| 47 |
Yu, Ka Ho (SFC:ALS369) 余家豪 |
|
|
ALS369 |
Rep |
2006-01-27 |
2007-02-28 |
| 48 |
Yuen, Kin Wai (SFC:AEA365) 袁健偉 |
|
|
AEA365 |
Rep |
|
2004-08-11 |
| 49 |
Zhang, Chunmei (SFC:AKO867) 張春美 |
|
|
AKO867 |
Rep |
2006-02-02 |
2008-03-31 |
| 50 |
Zhang, Wei (SFC:ARB949) 張薇 |
|
|
ARB949 |
Rep |
2008-06-11 |
2010-06-17 |
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