SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 申萬宏源融資(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2009 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Sunny Tit Leung 陳鐵樑 |
|
M |
ADP076 |
Rep |
|
2003-12-04 |
| 2 |
Chan, Wai Hung (SFC:AHT430) 陳偉雄 |
|
|
AHT430 |
Rep |
2009-07-06 |
2009-09-23 |
|
|
|
RO |
2009-09-23 |
2022-04-30 |
| 3 |
Chau, Tanny Suk Bing 周淑冰 |
|
F |
ADJ393 |
RO |
2006-10-13 |
2014-03-17 |
| 4 |
Cheung, Wai Lik 張偉力 |
|
|
AEK034 |
Rep |
2006-10-06 |
2008-07-21 |
|
|
|
Rep |
2008-12-16 |
2009-10-26 |
| 5 |
Chiu, Chun Pong (SFC:AFY720) 趙振邦 |
|
|
AFY720 |
Rep |
|
2006-06-01 |
| 6 |
Fu, Xingyi 傅幸藝 |
47 |
|
ALP813 |
RO |
2007-06-06 |
2016-03-05 |
| 7 |
Guo, Chun (1964-05-17) 郭純 |
45 |
M |
AEN591 |
RO |
|
2022-06-07 |
| 8 |
Hung, Hing Man (SFC:AIH325) 孔慶文 |
|
|
AIH325 |
Rep |
|
2004-03-01 |
| 9 |
Kwan, Hidulf Chun Yee 關振義 |
37 |
M |
ADX085 |
Rep |
2008-09-08 |
2008-11-01 |
| 10 |
Lam, Wai Tong 林瑋瑭 |
29 |
M |
APF483 |
Rep |
2007-12-17 |
2010-05-31 |
| 11 |
Lau, Wai Chun (SFC:ACY158) 劉偉駿 |
|
|
ACY158 |
Rep |
2005-12-21 |
2006-06-01 |
| 12 |
Lau, William Jing Yeung 劉正揚 |
28 |
M |
ANV150 |
Rep |
2008-02-04 |
2008-04-22 |
| 13 |
Lee, Eric Hing Cheung 李慶翔 |
41 |
M |
ADX639 |
Rep |
|
2003-12-23 |
| 14 |
Lee, Simon Siu Ming 李紹明 |
|
M |
ADK017 |
RO |
|
2006-06-16 |
| 15 |
Leung, Derek An Loy 梁晏來 |
|
M |
AEP106 |
Rep |
|
2003-05-20 |
| 16 |
Li, Jialu (SFC:AQM112) 李佳潞 |
|
|
AQM112 |
Rep |
2008-03-06 |
2010-07-05 |
| 17 |
Liu, Hiu Lau 廖曉柳 |
|
|
AGP529 |
Rep |
|
2004-01-01 |
| 18 |
Lock, Ivy Pik Shan 駱碧珊 |
|
F |
AIU532 |
Rep |
2008-06-23 |
2009-05-11 |
| 19 |
Mou, Shuk Han 繆淑嫻 |
|
|
ALN988 |
Rep |
2005-01-26 |
2005-09-21 |
| 20 |
Shih, Shun Ching 施順情 |
|
|
AEG459 |
Rep |
|
2003-06-20 |
| 21 |
Shin, Chuck Yin 單婥然 |
35 |
F |
AHF293 |
Rep |
2006-09-13 |
2007-06-01 |
| 22 |
Shu, Tony 徐成東 |
|
M |
APC238 |
Rep |
2007-07-24 |
2007-12-29 |
| 23 |
Siu, Wai Kit (SFC:AFM549) 蕭偉杰 |
|
|
AFM549 |
Rep |
|
2003-04-09 |
| 24 |
Ting, Willis Kay Loong 丁基龍 |
47 |
M |
AAH639 |
RO |
2006-12-18 |
2022-05-31 |
| 25 |
Tsang, Hin Cheung (SFC:AEE952) 曾衍祥 |
|
|
AEE952 |
Rep |
|
2006-06-28 |
| 26 |
Wong, Margaret Wan Men 黃蘊文 |
25 |
F |
APQ819 |
Rep |
2008-07-21 |
2008-10-07 |
| 27 |
Wong, Wai Leung (SFC:AFW562) 黃偉亮 |
|
|
AFW562 |
Rep |
|
2004-09-13 |
| 28 |
Yeung, Tsun Yin 楊俊賢 |
|
|
AOH101 |
Rep |
2009-12-07 |
2011-06-04 |
| 29 |
Ying, Nian Kang 應年康 |
|
|
AEA418 |
RO |
|
2012-03-10 |
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