GOLDMAN SACHS FUTURES (ASIA) LIMITED 高盛期貨(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Bhatia, Sanjiv			ADG304	Rep		2004-09-08
2	Chan, David Lik Shuen 陳力旋		M	AEM781	Rep		2004-10-14
3	Chan, Doris Wai Ling 陳慧齡		F	ADB147	Rep		2004-10-14
4	Chan, Genevieve Hoy Won 陳凱韻		F	AFB522	Rep		2003-06-06
5	Chan, Man Se 陳敏斯			ADV351	Rep		2004-10-14
6	Chan, Marian May Lan 陳美能			ADR126	Rep		2004-10-14
7	Chan, Pui Ping 陳沛萍			ACW670	Rep		2004-10-14
8	Chan, Rickie Wai Ming 陳偉名			ADU740	Rep		2004-10-14
9	Chan, Winston Chung Ching 陳中正		M	ACT420	Rep		2004-10-14
10	Chen, Nien Tze 陳念慈			ADT712	Rep		2004-10-14
11	Chui, Chi-Sun 徐志真			AFH192	Rep		2004-06-19
12	Chung, Chul			AHM499	Rep		2004-10-13
13	Chung, Hon Kee 鍾漢基			AEP533	Rep		2004-10-14
14	Davies, Paul Stephen (SFC:AHF147)		M	AHF147	Rep		2004-10-13
15	Dennig, Gerald Froemke		M	ACJ196	Rep		2003-08-13
16	Geng, Helena Hong			AHT420	Rep		2004-10-13
17	Giang, Maryanne Phung Van 江鳳文			AEL911	Rep		2004-04-28
18	Heng, Wui Kiat			AFE178	Rep		2004-10-13
19	Hitsch, Rudolf 吳林峰			AEX704	Rep		2004-10-13
20	Ho, Shirley Sui Fong 何瑞芳		F	AEP323	Rep		2004-10-13
21	Hu, Christine Jie		F	AHM887	Rep		2004-10-13
22	Hui, Kenneth Kin Hei 許健禧		M	AFE701	Rep		2004-10-13
23	Im, Carl Jung Choon		M	AEZ761	Rep		2004-10-13
24	Karnani, Vijay			AEO835	Rep		2004-10-13
25	Kedia, Prashant			AHA894	Rep		2004-10-13
26	Kengeter, Carsten Norbert (SFC:ANM959)			ANM959	RO	2006-08-23	2008-09-22
27	Ku, Stanley Chi Pang 古志鵬		M	ADV423	Rep		2004-10-14
28	Kuppenheimer, Gregory Bernard		M	AHO248	Rep		2004-10-13
29	Kwok, Kenneth Tak Sing 郭德勝		M	ABP731	Rep		2004-07-21
					RO	2004-07-21	2009-01-10
30	Kwon, Tae Kil			AFV448	Rep		2004-10-13
31	Lau, Dorothy Kwok Cheung 劉幗璋		F	AEY067	Rep		2004-09-25
32	Lau, Heung Wai 劉向慧			AFX585	Rep		2003-11-29
33	Lau, Lambert Ming Yeung 劉名揚	27	M	AGP157	Rep		2004-10-12
34	Lau, Rita Ming Leung 劉銘良		F	AFA353	Rep		2004-10-12
35	Lau, Suet Fan (SFC:AGB962) 劉雪芬			AGB962	Rep		2003-11-11
36	Law, Eddie Siu Wah 羅肇華	41	M	ACD719	Rep		2004-10-12
37	Lee, Fanny Yuk Lai 李玉麗		F	AFX602	Rep		2004-10-12
38	Lee, Ken Cham Chung 李湛聰		M	ADU738	Rep		2004-10-12
					Rep	2006-08-22	2006-09-18
					RO	2006-09-18	2009-01-20
39	Lee, Liang-Teh 李亮德			AEQ246	Rep		2004-10-12
40	Lee, Tanya Marie 李丹雅		F	AGN874	Rep		2004-11-12
41	Leung, Loletta Kit Wan 梁潔雲		F	AFA629	Rep		2004-10-12
42	Leung, Wendy (SFC:ACE653) 梁慧儀		F	ACE653	Rep		2004-10-12
43	Li, Dinnie Hoi Lin 李海蓮			AFL803	Rep		2003-06-20
44	Li, Wai Nga 李慧雅			AGL659	Rep		2003-05-24
45	Lim, Boon Keong			ACY706	Rep		2003-07-01
46	Lim, Dawn Pek Yee			AGP538	Rep		2004-10-14
47	Lim, Leland 林伯熙			AFH198	Rep		2004-10-14
48	Liu Chen, Hsiu-Chuan 陳秀娟			AEQ247	Rep		2004-10-14
49	Liu, Hao-Cheng 劉浩正			ADA141	Rep		2004-10-12
50	Lo, Wun Fai 羅煥暉			AGH027	Rep		2004-10-12
51	Lui, Jervis Chun Wai 呂俊為			AHY083	Rep		2003-10-09
52	Luo, Liuyi 羅柳怡			AHS854	Rep		2004-10-12
53	Ma, George Pui Pui 馬貝貝		M	AGN873	Rep		2004-10-12
54	Mabardy, Michael Paul		M	AFQ687	Rep		2004-10-12
55	Maeda, Koichi			AFJ229	Rep		2004-10-12
56	Mensah, Bernard Amponsah		M	AGI193	Rep		2004-09-28
57	Moo, Jason Yi Sin		M	AHR791	Rep		2004-10-12
58	Moyer, Jennifer Lynn		F	AEQ781	Rep		2003-10-07
59	Nee, Mary Yuet So 嚴月素	45	F	ABF513	Rep		2004-10-12
60	Ng, Grace Oi Kam 吳愛琴		F	ABX238	Rep		2004-10-12
61	Nolan, David John		M	ACL800	Rep		2004-10-13
62	Ong, Tze Ru			AGE375	Rep		2004-10-13
63	Ouyang, Xiu Zhang 歐陽修章			AFF127	Rep		2003-10-17
64	Paik, Sang Hyeon			AGN870	Rep		2004-10-13
65	Phua, Li Ling			AFU255	Rep		2004-10-13
66	Reilly, Eugene T		M	ANH725	RO	2006-08-23	2010-01-06
67	Rhee, Howard Sang-Hoon		M	AGN744	Rep		2004-10-13
68	Rothery, Simon Anderson		M	AEU736	Rep		2003-09-13
69	Sago, Katsunori			ANR813	Rep	2006-07-24	2007-05-07
70	So, Chun Hung 蘇鎮鴻			ACG344	Rep		2004-10-13
71	Tan, Eng Guan 陳榮元			AEO695	Rep		2004-10-13
72	Tegeder, Roland Walter Norbert	40	M	AGP530	Rep		2004-10-12
73	Tjandra, Januar			ADF752	Rep		2004-10-13
74	Turney, Randall Todd	43	M	ABM561	Rep		2004-06-05
75	Voon, David Hian Fook 溫賢福	40	M	ADT742	RO	2004-10-26	2011-08-01
76	Wan, Bryce Kwok Wai 溫國偉			AFE143	Rep		2004-10-12
77	Wang, John Hong Chiun 汪弘鈞	40	M	ADU310	Rep		2004-10-12
78	Wang, Yuqi (SFC:AHS592) 王宇琪			AHS592	Rep		2004-10-12
79	Wat, Chi Ming 屈志銘			ADU895	Rep		2003-08-21
80	Wills, Anthony Mark Gerard		M	AGB873	Rep		2003-09-13
81	Wong, Hoi Lun (SFC:AES314) 王凱倫			AES314	Rep		2004-09-25
82	Wong, Jeffrey Shek Chuen 黃碩俊		M	AHX034	Rep		2003-07-12
83	Wong, Pui Yin (SFC:AEM244) 黃珮賢			AEM244	Rep		2004-10-12
84	Wong, Vicky (SFC:AGG554) 王偉琪		F	AGG554	Rep		2004-10-12
85	Wu, David Tien-Wei 吳天維		M	AFZ823	Rep		2004-10-12
86	Wu, Jingtian 吳競天			AFQ381	Rep		2004-10-12
87	Wu, Yue (SFC:AFU292) 吳鉞			AFU292	Rep		2004-03-03
88	Xu, Yanping (SFC:ACR378) 徐艷萍			ACR378	Rep		2003-08-08
89	Yim, Nic Wan 嚴力耘			ACZ192	Rep		2004-10-13
90	Yong, Ming Chong			AFR178	Rep		2004-10-13
91	Yu, Fong Lin 尤芳蓮			ADU046	Rep		2004-10-13
92	Zhang, Kevin Yi 張奕	36	M	ACN914	RO		2004-01-05
93	Zhou, Yi (SFC:AGP146) 周憶			AGP146	Rep		2004-10-13

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