FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2016 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chak, Kam Piu 翟錦標 |
|
|
ABI227 |
Rep |
|
2004-08-10 |
| 2 |
Chan, Bernard Hon Wai 陳漢偉 |
|
M |
AAE407 |
Rep |
|
2004-08-10 |
| 3 |
Chan, Wang Fai (SFC:AFI965) 陳宏輝 |
42 |
M |
AFI965 |
Rep |
|
2004-08-10 |
| 4 |
Chen, Qing (SFC:AHJ872) 陳青 |
|
|
AHJ872 |
Rep |
|
2004-08-10 |
| 5 |
Cheng, Chi Kwong (SFC:AGN592) 鄭志光 |
|
|
AGN592 |
RO |
2011-03-24 |
2022-12-08 |
| 6 |
Cheng, Judy Yuen Yi 鄭宛儀 |
|
F |
AIR787 |
Rep |
|
2003-07-26 |
| 7 |
Cheng, Lit Fai 鄭烈輝 |
|
|
ACK224 |
Rep |
|
2004-08-10 |
| 8 |
Cheung, Chik Fai 張藉輝 |
|
|
AAB513 |
Rep |
|
2004-08-11 |
| 9 |
Fang, Ming (SFC:AFP131) 方明 |
|
|
AFP131 |
Rep |
|
2004-08-11 |
| 10 |
Fok, Chi Cheung Allen 霍智祥 |
|
|
AXZ088 |
Rep |
2016-05-20 |
2018-03-06 |
| 11 |
Fung, Kwan Hay 馮錕禧 |
|
|
ADS316 |
Rep |
|
2004-08-10 |
| 12 |
Gao, Mei (SFC:AFS775) 高梅 |
|
|
AFS775 |
Rep |
|
2009-11-13 |
| 13 |
Ho, Chip Hang 何接恆 |
|
|
ABH036 |
Rep |
|
2004-08-10 |
| 14 |
Ho, Kelvin Chi Yin 何自然 |
|
M |
AAO487 |
Rep |
|
2004-08-10 |
| 15 |
Ho, Michael Yui Kin 何銳堅 |
|
M |
ABQ517 |
Rep |
|
2003-04-18 |
| 16 |
Huang, Likun (SFC:AYF198) 黃莅琨 |
|
|
AYF198 |
Rep |
2011-10-26 |
2011-11-25 |
| 17 |
Lam, Paul Chi Yung 林智勇 |
|
M |
AFT913 |
Rep |
|
2004-08-10 |
| 18 |
Lee, Deborah Wai Chung 李慧中 |
|
F |
AFY974 |
Rep |
|
2004-08-10 |
| 19 |
Lee, Tai Tong 李棣棠 |
|
|
ADZ578 |
Rep |
|
2004-08-10 |
| 20 |
Lee, Ying Kei 李英琪 |
|
|
AER770 |
Rep |
|
2004-08-10 |
| 21 |
Leung, Wai Yip (SFC:AAE338) 梁偉業 |
|
|
AAE338 |
Rep |
|
2004-08-10 |
| 22 |
Li, Chiu Yee 李昭儀 |
|
|
AJY016 |
Rep |
2016-10-17 |
2017-03-31 |
| 23 |
Li, Kwok Hung (SFC:AAB213) 李國雄 |
|
|
AAB213 |
RO |
|
2010-06-30 |
| 24 |
Poon, Linda Chi Lam 潘芝琳 |
|
F |
AHG567 |
Rep |
|
2003-07-07 |
| 25 |
Qian, Mingjin (SFC:ACS194) 錢銘今 |
|
|
ACS194 |
Rep |
2008-06-18 |
|
| 26 |
Qiu, Hong (SFC:AGH952) 邱紅 |
|
|
AGH952 |
Rep |
|
2004-08-16 |
| 27 |
See, Alvin Hoi Yi 施海夷 |
|
M |
AAC345 |
Rep |
|
2003-10-31 |
| 28 |
Shen, Danni (SFC:AZQ353) 沈丹妮 |
|
|
AZQ353 |
Rep |
2012-06-28 |
2014-06-30 |
| 29 |
Shen, Jing (SFC:AXD518) 沈菁 |
|
|
AXD518 |
Rep |
2011-05-09 |
2011-09-17 |
| 30 |
Tsui, Kwong Fai 徐光輝 |
|
|
AFS774 |
Rep |
|
2004-08-10 |
| 31 |
Wan, Chi Hang 溫志行 |
|
|
ANE890 |
Rep |
2014-10-28 |
2015-05-14 |
| 32 |
Wang, James Junyan 王俊彥 |
46 |
M |
ADA695 |
RO |
|
2006-12-31 |
| 33 |
Wang, Lu (SFC:AGW114) 王璐 |
|
|
AGW114 |
Rep |
|
2004-08-11 |
| 34 |
Wang, Yimin (SFC:APN587) 王逸旻 |
|
|
APN587 |
Rep |
2012-09-26 |
2012-09-26 |
| 35 |
Wong, Howard Horg Wang 王學宏 |
|
M |
ADV962 |
Rep |
|
2004-08-11 |
| 36 |
Yeung, Rankine Wai Kin 楊偉堅 |
55 |
M |
ACC364 |
RO |
|
|
| 37 |
Yip, Sheung Chi (SFC:AEI328) 葉尚志 |
|
|
AEI328 |
Rep |
|
2004-08-11 |
| 38 |
Yuen, Kin Wai (SFC:AEA365) 袁健偉 |
|
|
AEA365 |
Rep |
|
2004-08-11 |
| 39 |
Zhang, Xiaokui |
|
|
AXM302 |
Rep |
2013-01-21 |
2014-08-15 |
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