SPARX Asia Investment Advisors Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
Role From Until
1 Chau, Kwok Fai 周國輝 Rep 2006-09-11 2014-08-18
2 Fan, Weiwei (SFC:ALW233) 范維維 Rep 2007-06-25 2012-07-06
3 Fong, Poh Chung 方寶畯 Rep 2007-09-05 2014-11-24
4 Kim, Min Soo (SFC:AEP532) Rep 2006-02-01 2009-06-05
5 Kwok, Yik Ki 郭奕琪 Rep 2007-08-13 2012-06-18
6 Liu, Shun Hong 廖舜康 Rep 2006-07-17 2008-01-07
7 Mepani, Pravin (SFC:ALW554) Rep 2005-05-09 2012-02-09
8 Saha, Kunal (SFC:APB639) Rep 2007-06-07 2011-10-28
9 Yip, Ka Hay 葉家曦 Rep 2004-11-18 2007-03-19
RO 2007-03-19 2007-09-21
10 Allen, Thomas Lloyd M Rep 2004-09-15 2009-05-31
11 Bahra, Kanwaljit Singh M RO 2007-09-25 2011-12-31
12 Brennan, Martin (SFC:AHN339) M RO 2004-04-20 2011-07-12
13 Doud, Thomas Andrew M Rep 2005-03-22 2011-10-28
14 Easterbrook, Trevor Stephen M Rep 2005-06-22 2009-03-31
15 Flint, Darryl Mark M Rep 2004-04-30 2007-04-03
RO 2007-04-03 2011-10-28
16 Fong, William Chi Wai 方志偉 M Rep 2004-06-23 2007-04-30
17 Fung, David Yu Wai 馮裕偉 M Rep 2006-09-11 2012-01-11
18 Hung, Horace Yiu Keung 熊耀強 M Rep 2006-06-14 2011-07-21
19 King, Geoffrey Chang Wei 金昌尉 M Rep 2006-12-13 2007-01-22
RO 2007-01-22 2007-05-01
Rep 2007-05-01 2010-07-18
20 Macleod, Torquil Magnus M Rep 2006-11-03 2011-10-28
21 Malik, Farhat Abbas (SFC:AIO088) M RO 2004-04-20 2010-06-30
22 Michalski, Tytus M Rep 2004-05-11 2009-06-16
23 Naughton, Thomas Edmund Wyville 35 M Rep 2004-04-22 2007-03-19
RO 2007-03-19 2009-08-31
24 Parsons, Paul Rodney M Rep 2006-11-09 2009-03-31
25 Petras, Jason William M Rep 2007-02-28 2008-03-04
26 Pidgeon, Thomas Graham M Rep 2006-11-09 2009-03-31
27 Shiu, Paul Kin Ming 邵建銘 M Rep 2007-04-27 2011-02-25
28 Tabar, Samir Victor M Rep 2007-08-07 2008-02-28
29 Tang, Nelson Yu Ming 湯毓銘 37 M Rep 2005-03-29 2007-01-31
30 Tye, Philip Andrew 45 M RO 2004-04-20 2007-02-05
31 Vaswani, Arun Purushotam M Rep 2005-08-29 2011-10-28
32 Wong, Raymond Tin Wai 黃田卉 M Rep 2006-07-25 2010-07-23
33 Yang, Richard Shih Hau 楊世浩 M Rep 2006-12-13 2007-01-22
RO 2007-01-22 2007-05-01
Rep 2007-05-01 2010-01-06

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