SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Take me back:
Activity type:

Some data are hidden to fit your display. Rotate?

Row Name ROs Reps Total Reps v
total %
Licensed
1 313 Capital Management Limited 4 15 19 78.95 2010-04-19
2 3W Fund Management Limited 3 1 4 25.00 2012-11-16
3 987654 Limited 3 0 3 0.00 2015-11-09
4 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
5 A.M. BEST ASIA-PACIFIC LIMITED 3 4 7 57.14 2011-06-01
6 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
7 AASTOCKS.COM LIMITED 2 0 2 0.00
8 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
9 ABCI ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-10-18
10 ABCI CAPITAL LIMITED 6 26 32 81.25 2011-03-17
11 ABCI Securities Company Limited 11 50 61 81.97 2005-11-15
12 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
13 About Capital Management (HK) Co., Limited 2 5 7 71.43 2013-09-24
14 abrdn Hong Kong Limited 6 16 22 72.73
15 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
16 Absolute Investment Management (HK) Limited 2 0 2 0.00
17 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2013-12-11
18 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
19 Acion Partners Limited 2 6 8 75.00 2015-02-09
20 ACM ASIA LIMITED 2 0 2 0.00
21 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
22 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
23 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
24 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
25 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
26 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
27 Advantage Partners LC Limited 3 0 3 0.00 2015-11-27
28 Aegon Asset Management (Asia) Limited 3 6 9 66.67 2012-04-30
29 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
30 Aevitas Securities Limited 2 3 5 60.00
31 Affiliated Managers Group (Hong Kong) Limited 2 1 3 33.33 2010-12-07
32 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
33 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
34 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
35 AIF CAPITAL LIMITED 3 2 5 40.00
36 AIF Securities Limited 6 6 12 50.00 2004-11-02
37 AISANCE ASSET MANAGEMENT LIMITED 3 7 10 70.00 2005-06-16
38 AIU International Securities Limited 2 0 2 0.00 2011-12-28
39 AJ Securities Limited 2 4 6 66.67
40 Akron Corporate Finance Limited 3 2 5 40.00 2013-10-03
41 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
42 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
43 ALBOURNE PARTNERS (ASIA) LIMITED 3 7 10 70.00 2004-09-07
44 Aletheia Analyst Network Limited 2 7 9 77.78 2008-06-03
45 ALETHEIA TECHNOLOGIES LIMITED 2 3 5 60.00 2010-07-30
46 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
47 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
48 Allard Partners Limited 3 9 12 75.00
49 Alliance Asset Management Limited (HK) 2 1 3 33.33 2014-12-23
50 Alliance Capital Partners Limited (HK) 2 7 9 77.78 2014-01-24
51 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
52 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 8 71 79 89.87 2015-06-01
53 ALLY BRIDGE GROUP (HK) LIMITED 2 12 14 85.71 2015-07-09
54 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
55 Alpha Financial Group Limited 3 10 13 76.92 2005-10-31
56 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
57 Alpha Nova Capital Management Limited 2 0 2 0.00
58 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
59 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
60 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2015-06-12
61 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
62 ALPHATECH CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2015-04-10
63 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
64 ALPS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2013-11-20
65 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
66 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
67 ALTRUIST FINANCIAL GROUP LIMITED 2 40 42 95.24 2004-01-20
68 ALTUS CAPITAL LIMITED 4 10 14 71.43
69 ALTUS INVESTMENTS LIMITED (HK) 4 10 14 71.43 2005-12-14
70 AM Squared Limited 2 6 8 75.00 2005-06-30
71 Amasse Capital Limited 2 7 9 77.78 2012-07-13
72 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
73 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
74 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
75 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
76 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
77 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
78 Amundi Hong Kong Limited 6 41 47 87.23
79 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
80 Anbang Asset Management (Hong Kong) Co. Limited 4 1 5 20.00 2012-05-15
81 Anbang Capital (Hong Kong) Co. Limited 3 16 19 84.21 2013-12-06
82 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
83 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
84 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
85 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
86 Anli Securities Limited 3 6 9 66.67 2015-11-09
87 Annum Asset Management (Hong Kong) Limited 4 3 7 42.86 2013-07-05
88 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
89 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
90 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
91 Anuenue Securities Limited 5 8 13 61.54
92 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
93 AP Capital Management (Hong Kong) Limited 2 3 5 60.00 2015-08-04
94 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
95 Apollo Asset Management Limited (HK) 4 3 7 42.86 2010-09-16
96 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
97 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
98 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
99 Areion Asset Management Company Limited 2 1 3 33.33 2010-08-24
100 Ares Management Asia (Hong Kong) Limited 3 9 12 75.00 2009-05-25
101 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
102 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
103 ARGYLE STREET MANAGEMENT LIMITED 4 6 10 60.00
104 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
105 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
106 ARISTO SECURITIES LIMITED 3 5 8 62.50 2014-08-06
107 Ark Group Holdings (Hong Kong) Limited 3 35 38 92.11 2012-01-04
108 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
109 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
110 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
111 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
112 Arta Asset Management Limited 2 2 4 50.00 2008-07-10
113 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
114 Arta Global Futures Limited 2 0 2 0.00
115 Arta Global Markets Limited 4 6 10 60.00 2008-01-08
116 Artephius Partners Limited 2 2 4 50.00 2013-08-01
117 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
118 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
119 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
120 Ascender Capital Limited 2 0 2 0.00 2012-12-07
121 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
122 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
123 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
124 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
125 Asia Cornerstone Asset Management Company Limited 2 0 2 0.00 2015-03-05
126 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 10 13 76.92
127 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
128 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
129 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
130 Asia Pacific Asset Management Limited 1 1 2 50.00 2010-05-20
131 ASIA PACIFIC CAPITAL (HK) LIMITED 3 2 5 40.00 2004-01-02
132 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
133 Asia Pacific Financial Capital Limited 1 2 3 66.67
134 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
135 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
136 Asia Pacific Securities Limited 6 5 11 45.45 2012-02-03
137 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
138 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
139 Asiya Investments Hong Kong Limited 5 17 22 77.27 2012-07-06
140 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
141 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 11 14 78.57 2008-08-08
142 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
143 ASSET MANAGEMENT GROUP LIMITED 3 27 30 90.00 2006-01-17
144 Asset Management One Hong Kong Limited 3 2 5 40.00 2013-02-21
145 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
146 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
147 Astrum Capital Management Limited (HK) 7 10 17 58.82 2005-07-08
148 ATHENA WEALTH MANAGEMENT LIMITED 4 49 53 92.45 2008-04-25
149 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
150 Athos Capital Limited 2 3 5 60.00 2012-03-20
151 Atlantic Asset Management Limited 4 3 7 42.86 2013-11-06
152 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
153 ATLANTIS INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
154 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
155 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-11-22
156 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
157 Austin Asia Securities Limited 2 1 3 33.33 2012-11-14
158 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
159 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
160 AVALOK CAPITAL LIMITED 5 1 6 16.67 2012-05-31
161 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
162 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
163 Avenue Asset Management Limited (HK) 2 2 4 50.00 2015-08-27
164 Averest Capital Limited 3 2 5 40.00
165 Avia Asset Management Limited 3 2 5 40.00
166 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 19 23 82.61 2006-01-25
167 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
168 AXA Investment Managers Asia Limited 5 17 22 77.27 2005-07-21
169 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 5 17 22 77.27
170 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
171 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
172 Axis Capital Management Limited 2 2 4 50.00
173 Ayers Alliance Securities (HK) Limited 2 10 12 83.33 2013-10-07
174 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 0 2 0.00 2015-08-05
175 Azentus Capital Management Limited 4 2 6 33.33 2011-02-21
176 Azurewing Limited (HK) 2 2 4 50.00 2011-10-25
177 Bach Option Limited 2 1 3 33.33 2013-06-10
178 Baillie Gifford Asia (Hong Kong) Limited 2 2 4 50.00 2015-12-16
179 Bain Capital Public Equity (Asia) Limited 2 0 2 0.00 2015-09-07
180 BALI SECURITIES CO. LIMITED 2 1 3 33.33
181 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
182 Balyasny Asset Management (Hong Kong) Limited 2 15 17 88.24 2008-03-03
183 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
184 BANDS Financial Limited 3 2 5 40.00 2015-10-13
185 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
186 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
187 BARCLAYS CAPITAL ASIA LIMITED 19 268 287 93.38 2005-01-12
188 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 25 34 73.53 2003-08-29
189 Barings Investment Advisers (Hong Kong) Limited 5 5 10 50.00 2009-05-08
190 BASIC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-08-04
191 Bauhinia Capital Partners Limited 3 3 6 50.00 2012-01-09
192 BC Global Asset Management Limited 3 0 3 0.00 2015-11-03
193 BCCF SECURITIES CO., LIMITED 1 0 1 0.00 2012-09-17
194 BCT Financial Limited 2 60 62 96.77 2010-11-24
195 BEA Union Investment Management Limited 5 20 25 80.00
196 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
197 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
198 Beevest Securities Limited 5 7 12 58.33
199 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
200 Beijing Securities Limited 4 8 12 66.67 2008-11-07
201 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
202 Belvest Investment Services Limited 3 3 6 50.00 2014-06-23
203 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
204 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2004-10-26
205 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
206 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
207 Bentley Capital Limited (HK) 3 0 3 0.00
208 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
209 BERICH BROKERAGE LIMITED 4 11 15 73.33
210 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
211 BETA INTERNATIONAL SECURITIES LIMITED 3 6 9 66.67
212 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
213 BFAM Partners (Hong Kong) Limited 3 9 12 75.00 2012-03-30
214 BFIN Private Advisors (Hong Kong) Limited 4 4 8 50.00 2014-02-21
215 BG Asset Management Limited 2 2 4 50.00 2014-05-27
216 BGC SECURITIES (HONG KONG) LLC 2 32 34 94.12 2008-06-25
217 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 0 2 0.00 2011-01-04
218 Big Bay Asset Management (HK) Limited 1 0 1 0.00 2013-09-19
219 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
220 BIN YUAN CAPITAL LIMITED 3 1 4 25.00 2012-12-17
221 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
222 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
223 Black Marble Securities Limited 4 14 18 77.78
224 BlackRock Asset Management North Asia Limited 10 177 187 94.65 2003-12-16
225 BLACKSTONE GROUP (HK) LIMITED (THE) 6 47 53 88.68 2008-10-14
226 BLOOMYEARS LIMITED 2 1 3 33.33
227 Blossomhill Investment Limited 3 0 3 0.00 2010-03-04
228 Blue Lotus Capital Advisors Limited 2 2 4 50.00 2015-10-12
229 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
230 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2009-11-17
231 BlueBay Hong Kong Limited 2 2 4 50.00 2011-12-13
232 BlueCrest Capital Management (Hong Kong) Limited 3 12 15 80.00 2014-09-16
233 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
234 BLUESTONE SECURITIES (HK) CO., LIMITED 3 3 6 50.00 2015-04-24
235 BMI FUNDS MANAGEMENT LIMITED 4 14 18 77.78 2010-09-10
236 BMI Securities Limited 2 9 11 81.82 2011-03-14
237 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
238 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 23 29 79.31
239 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
240 BNP PARIBAS SECURITIES (ASIA) LIMITED 12 250 262 95.42 2011-09-06
241 BNY Mellon Investment Management Hong Kong Limited 7 17 24 70.83 2008-06-06
242 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
243 BOA Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
244 BOB International Asset Management Company Limited 3 1 4 25.00 2015-07-14
245 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
246 BOCHK Asset Management Limited 3 18 21 85.71 2010-12-15
247 BOCI ASIA LIMITED 17 89 106 83.96
248 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
249 BOCI RESEARCH LIMITED 5 39 44 88.64
250 BOCI SECURITIES LIMITED 21 420 441 95.24 2004-03-01
251 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 106 114 92.98 2007-07-04
252 BOCOM International (Asia) Limited 9 41 50 82.00 2007-09-21
253 BOCOM International Asset Management Limited 5 19 24 79.17 2007-09-13
254 BOCOM International Securities Limited 13 234 247 94.74 2007-09-10
255 BOCOM MPF & Financial Services Company Limited 4 21 25 84.00 2012-06-25
256 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 4 7 57.14 2013-11-29
257 BOKHARY SECURITIES LIMITED 2 8 10 80.00
258 Boman Capital (Hong Kong) Limited 3 0 3 0.00 2015-03-05
259 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
260 Bonus Eventus Securities Limited 2 0 2 0.00 2015-11-03
261 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
262 BOSC International Company Limited 4 8 12 66.67 2015-01-09
263 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
264 Bosera Asset Management (International) Co., Limited 3 22 25 88.00 2010-11-05
265 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 3 5 60.00 2010-10-06
266 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
267 Boyu Capital Investment Management Co., Limited 2 1 3 33.33 2014-11-28
268 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-08-31
269 Bradbury Securities Limited 2 9 11 81.82
270 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
271 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
272 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 4 4 8 50.00 2013-09-06
273 Bright Fund Management Limited 3 57 60 95.00
274 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
275 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
276 BRIGHT SMART FOREX LIMITED 2 7 9 77.78 2013-03-11
277 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 118 122 96.72 2011-02-15
278 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 150 153 98.04 2009-10-05
279 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
280 Brilliance Asset Management Limited 2 1 3 33.33 2014-03-19
281 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
282 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
283 BROOKE CAPITAL LIMITED 2 0 2 0.00
284 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 12 17 70.59 2011-01-04
285 BTG Pactual Asia Limited 2 8 10 80.00 2009-08-13
286 BTIG Hong Kong Limited 3 19 22 86.36 2008-04-15
287 BTL ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2015-08-28
288 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
289 BULLISH SECURITIES LIMITED 2 8 10 80.00
290 BUSINESS FUTURES LIMITED 3 4 7 57.14
291 BUSINESS SECURITIES LIMITED 3 13 16 81.25
292 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
293 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
294 CACHET ASSET MANAGEMENT LIMITED 3 5 8 62.50 2015-01-13
295 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
296 CAIIS Limited 4 24 28 85.71 2006-05-23
297 Caitong International Asset Management Co., Limited 4 13 17 76.47 2013-05-20
298 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 25 30 83.33 2012-08-01
299 Calibration Partners (Hong Kong) Limited 3 5 8 62.50 2013-12-09
300 Cambridge Strategy (Asset Management) Asia Limited (The) 3 4 7 57.14 2010-09-13
301 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
302 Canaccord Genuity (Hong Kong) Limited 5 1 6 16.67 2011-05-04
303 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
304 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 20 23 86.96 2004-07-15
305 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
306 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
307 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 3 6 50.00 2007-08-24
308 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
309 CAPITAL GLOBAL MANAGEMENT LIMITED 3 32 35 91.43 2005-09-17
310 Capital Instinct Limited 2 0 2 0.00 2011-05-25
311 Capital International, Inc. 4 40 44 90.91 2007-07-03
312 Capstone Financial (HK) Limited 6 6 12 50.00 2010-03-12
313 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
314 CARDINALASIA CONSULTING LIMITED 3 7 10 70.00 2003-06-27
315 Carlyle Global Credit (Asia) Limited 3 4 7 57.14 2015-04-02
316 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 0 3 0.00 2012-04-30
317 Carnegie Hill Capital Partners Limited 3 0 3 0.00 2015-11-25
318 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
319 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
320 CASH ASSET MANAGEMENT LIMITED 3 17 20 85.00 2005-03-30
321 CASH Wealth Management Limited 8 27 35 77.14 2011-01-17
322 CATHAY SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2007-11-27
323 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
324 CBH Asia Limited 4 16 20 80.00 2010-09-24
325 CBRE Capital Advisors Asia Pacific Limited 2 2 4 50.00 2013-09-27
326 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
327 CBRE Investment Management (Asia) Limited 3 1 4 25.00
328 CC Finance Limited 2 11 13 84.62 2006-04-20
329 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
330 CC SIF Advisory Limited 3 5 8 62.50 2006-07-25
331 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
332 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 18 62 80 77.50 2005-11-29
333 CCB INTERNATIONAL CAPITAL LIMITED 12 79 91 86.81 2004-05-27
334 CCB INTERNATIONAL SECURITIES LIMITED 20 54 74 72.97 2005-08-19
335 CCB Securities Limited 2 3 5 60.00
336 CCTIC International Limited 2 1 3 33.33 2010-06-28
337 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 6 14 20 70.00 2007-08-23
338 CEB International Capital Corporation Limited 2 0 2 0.00 2015-12-22
339 Celera Markets Limited 3 1 4 25.00 2008-08-12
340 CELESTIAL CAPITAL LIMITED 4 12 16 75.00
341 CELESTIAL COMMODITIES LIMITED 4 130 134 97.01
342 CELESTIAL SECURITIES LIMITED 4 216 220 98.18
343 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
344 CENTALINE SECURITIES LIMITED 3 50 53 94.34 2011-10-07
345 CENTALINE WEALTH MANAGEMENT LIMITED 4 69 73 94.52 2004-04-02
346 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
347 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
348 Central China International Securities Co., Limited 3 5 8 62.50 2015-07-13
349 Central Universe Futures Limited 2 4 6 66.67 2013-10-28
350 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 1 3 33.33 2015-06-11
351 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
352 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
353 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
354 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
355 Cephei Capital Management (Hong Kong) Limited 2 6 8 75.00 2007-07-19
356 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
357 CERES CAPITAL LIMITED 2 0 2 0.00
358 CES Capital International (Hong Kong) Co., Limited 8 10 18 55.56 2008-03-20
359 CES Commodities (HK) Limited 5 273 278 98.20
360 CES Forex (HK) Limited 3 154 157 98.09
361 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
362 CG Partners Asset Management Co., Limited 3 3 6 50.00 2015-09-01
363 CGS International Securities Hong Kong Limited 11 67 78 85.90
364 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
365 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
366 Chanceton Capital Partners Limited 2 7 9 77.78
367 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
368 Changjiang Corporate Finance (HK) Limited 3 12 15 80.00 2012-06-29
369 Changjiang Futures (HK) Limited 3 18 21 85.71 2012-02-13
370 Changjiang Securities Brokerage (HK) Limited 5 28 33 84.85 2011-12-13
371 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
372 Channel 8 Wealth Management Limited 3 12 15 80.00 2010-01-27
373 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
374 ChapmanCraig Limited 2 0 2 0.00
375 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
376 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 71.43
377 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
378 CHARLESWIN BULLION LIMITED 3 0 3 0.00 2011-11-07
379 CHARTWELL CAPITAL LIMITED (HK) 2 6 8 75.00 2008-02-05
380 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
381 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
382 CHEETAH ADVISORS LIMITED 2 1 3 33.33
383 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-02-07
384 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
385 CHEONG LEE SECURITIES LIMITED 3 10 13 76.92 2005-11-24
386 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
387 CHI SHUN LIMITED 2 1 3 33.33 2014-10-29
388 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
389 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
390 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
391 CHIEF SECURITIES LIMITED 8 158 166 95.18 2006-04-20
392 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
393 China Alpha Fund Management (HK) Limited 5 3 8 37.50 2010-05-31
394 China Angel Fund Management (HK) Company Limited 3 1 4 25.00 2011-10-24
395 China Asset Management (Hong Kong) Limited 5 24 29 82.76 2008-12-10
396 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
397 China Best International Futures Co., Limited 3 7 10 70.00 2012-02-22
398 China Best International Investment Consulting Company Limited 2 0 2 0.00 2013-05-08
399 China Best International Securities Company Limited 2 7 9 77.78 2015-08-12
400 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
401 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
402 CHINA DEMETER SECURITIES LIMITED 2 6 8 75.00 2010-10-18
403 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
404 China Enterprise Securities Company Limited 2 0 2 0.00 2011-01-27
405 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 26 30 86.67
406 CHINA EVERBRIGHT CAPITAL LIMITED 5 22 27 81.48 2005-05-09
407 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 84 93 90.32 2003-10-31
408 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
409 China Everbright Investment Management Limited 2 2 4 50.00 2007-07-03
410 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
411 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 14 115 129 89.15
412 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-06-22
413 China Finance Holdings Limited 3 0 3 0.00
414 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 2 4 50.00 2014-01-07
415 China Finance KAB Limited 3 13 16 81.25 2004-12-23
416 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
417 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 6 8 75.00 2013-02-25
418 China Galaxy International Futures (Hong Kong) Co., Limited 4 90 94 95.74 2011-12-14
419 China Galaxy International Securities (Hong Kong) Co., Limited 13 154 167 92.22 2011-09-12
420 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
421 CHINA GLORY SECURITIES COMPANY LIMITED 3 3 6 50.00 2013-07-09
422 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
423 CHINA HANYA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-04-22
424 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
425 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-04-27
426 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 9 90 99 90.91 2012-01-06
427 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14 2013-01-09
428 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 45 51 88.24 2012-07-13
429 China Innovation Capital Limited 2 4 6 66.67 2014-07-17
430 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 18 22 81.82 2006-07-03
431 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 33 37 89.19 2011-04-26
432 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 369 399 92.48 2008-08-20
433 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
434 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
435 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
436 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 22 27 81.48 2006-12-08
437 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
438 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
439 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 5 79 84 94.05
440 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 22 190 212 89.62 2005-02-15
441 China Orient International Asset Management Limited 6 15 21 71.43 2012-05-15
442 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
443 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
444 CHINA POINT STOCK BROKERS LIMITED 1 1 2 50.00
445 China Re Asset Management (Hong Kong) Company Limited 3 8 11 72.73 2015-05-14
446 China Renaissance Broking Services (Hong Kong) Limited 3 1 4 25.00
447 China Renaissance Securities (Hong Kong) Limited 10 23 33 69.70 2012-10-24
448 China Reserve Securities Limited 4 3 7 42.86
449 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 3 7 42.86 2009-08-28
450 China Securities (International) Asset Management Company Limited 3 11 14 78.57 2013-02-22
451 China Securities (International) Brokerage Company Limited 7 71 78 91.03 2013-04-24
452 China Securities (International) Corporate Finance Company Limited 7 42 49 85.71 2013-04-08
453 China Silver Asset Management (Hong Kong) Limited 2 1 3 33.33 2009-12-02
454 CHINA SKY SECURITIES LIMITED 3 3 6 50.00
455 China Sunrise Asset Management Limited 2 1 3 33.33 2014-10-09
456 China Sunrise Securities (International) Limited 2 2 4 50.00 2015-11-27
457 CHINA SYSTEM SECURITIES LIMITED 4 11 15 73.33 2005-07-07
458 CHINA TIMES SECURITIES LIMITED 2 8 10 80.00 2011-02-21
459 China Tonghai (IA) Limited 1 0 1 0.00
460 China Universal Asset Management (Hong Kong) Company Limited 6 11 17 64.71 2010-02-19
461 China Vered Asset Management (Hong Kong) Limited 2 2 4 50.00 2012-04-17
462 China Vered Securities Limited 2 0 2 0.00 2013-12-03
463 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 9 14 64.29 2007-04-20
464 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
465 China-Hong Kong Link Securities Company Limited 2 0 2 0.00 2015-09-30
466 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
467 Chinese Strategic Asset Management Limited 2 2 4 50.00 2007-09-07
468 CHN International Group Limited 2 1 3 33.33 2010-02-22
469 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
470 CHONG HING COMMODITIES AND FUTURES LIMITED 3 18 21 85.71
471 CHONG HING SECURITIES LIMITED 3 67 70 95.71
472 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
473 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
474 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
475 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
476 CHRISTFUND SECURITIES LIMITED 3 20 23 86.96
477 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
478 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
479 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
480 CIFM Asset Management (Hong Kong) Limited 3 9 12 75.00 2011-07-20
481 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 10 12 83.33
482 CINDA INTERNATIONAL CAPITAL LIMITED 3 10 13 76.92
483 CINDA INTERNATIONAL FUTURES LIMITED 3 42 45 93.33
484 CINDA INTERNATIONAL RESEARCH LIMITED 2 4 6 66.67 2010-07-26
485 CINDA INTERNATIONAL SECURITIES LIMITED 4 90 94 95.74
486 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 24 29 82.76 2007-12-07
487 Citadel Asia Limited 3 10 13 76.92 2005-10-21
488 Citadel Securities (Hong Kong) Limited 2 6 8 75.00 2009-04-09
489 CITIC Futures International Company Limited 2 3 5 60.00 2015-08-31
490 CITIC Securities (Hong Kong) Limited 12 70 82 85.37
491 CITIC Securities Asset Management (HK) Limited 5 22 27 81.48 2008-08-01
492 CITIC Securities Brokerage (HK) Limited 12 242 254 95.28
493 CITIC Securities CLSA Capital Partners (HK) Limited 3 13 16 81.25
494 CITIC Securities Futures (HK) Limited 4 115 119 96.64
495 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43 2007-02-16
496 Citigroup Global Markets Asia Limited 23 580 603 96.19 2008-03-31
497 CITY CREDIT CAPITAL (HK) LIMITED 3 6 9 66.67 2012-10-16
498 City Financial Investment Company (Hong Kong) Limited 3 3 6 50.00 2013-12-03
499 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
500 CLC ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-11-10
501 CLC FUTURES LIMITED 3 5 8 62.50 2014-10-29
502 CLC International Limited 4 9 13 69.23 2012-12-07
503 CLC SECURITIES LIMITED 4 14 18 77.78 2008-06-16
504 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
505 CloudAlpha Capital Management Limited 2 0 2 0.00 2015-03-05
506 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
507 CLSA FUTURES LIMITED 3 19 22 86.36
508 CLSA LIMITED 20 279 299 93.31 2013-07-09
509 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
510 CMB International Asset Management Limited 5 7 12 58.33 2010-05-26
511 CMB International Capital Limited 7 19 26 73.08 2010-09-07
512 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
513 CMB International Global Markets Limited 3 7 10 70.00
514 CMB International Securities Limited 4 34 38 89.47 2010-06-15
515 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-02-22
516 CMBC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2015-12-11
517 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 14 19 73.68 2010-08-20
518 CMBC SECURITIES COMPANY LIMITED 7 26 33 78.79 2008-01-24
519 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
520 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 12 16 75.00 2009-03-31
521 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
522 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
523 CN FIRST INTERNATIONAL FUTURES LIMITED 2 2 4 50.00 2013-09-25
524 CNCB (Hong Kong) Capital Limited 6 5 11 45.45 2010-10-27
525 CNI Global Assets Management Limited (HK) 2 2 4 50.00 2015-06-02
526 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
527 CNI Securities Group Limited 4 21 25 84.00 2009-12-15
528 COFCO Asset Management (International) Company Limited 4 2 6 33.33 2013-02-05
529 COHEN & STEERS ASIA LIMITED 5 5 10 50.00 2005-07-29
530 COL Securities (HK) Limited 3 1 4 25.00
531 COMGEST FAR EAST LIMITED 4 3 7 42.86 2014-11-03
532 COMMENCE COMPANY LIMITED 2 0 2 0.00
533 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
534 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
535 Complus Asset Management Limited 3 6 9 66.67 2011-05-25
536 COMPRADOR LIMITED (HK) 3 5 8 62.50 2015-04-08
537 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 24 26 92.31 2008-12-17
538 Conning Asia Pacific Limited 2 15 17 88.24 2012-02-24
539 Constellar Capital Partners Hong Kong Limited 2 2 4 50.00 2015-11-09
540 Continuum Capital Limited 2 0 2 0.00 2013-03-07
541 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
542 CONVOY CAPITAL HONG KONG LIMITED 3 5 8 62.50 2012-08-23
543 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
544 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 9 208 217 95.85
545 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
546 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 122 126 96.83
547 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 8 204 212 96.23
548 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
549 Cornucopiae Asset Management Limited 3 3 6 50.00 2011-08-02
550 CORPORATE BROKERS LIMITED 4 69 73 94.52
551 CORPORATE COMMODITIES LIMITED 4 27 31 87.10
552 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
553 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
554 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
555 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
556 Credit Agricole Securities (Asia) Limited 2 1 3 33.33
557 Credit Suisse (Hong Kong) Limited 36 454 490 92.65 2008-11-04
558 Credit Suisse Securities (Hong Kong) Limited 9 126 135 93.33 2013-07-30
559 CreditEase Wealth Management (HK) Limited 3 6 9 66.67 2013-11-06
560 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
561 Crosby Securities Limited 11 18 29 62.07 2013-03-06
562 CS Wealth Securities Limited 6 1 7 14.29
563 CSC FUTURES (HK) LIMITED 4 22 26 84.62 2015-03-09
564 CSC SECURITIES (HK) LIMITED 6 32 38 84.21 2003-12-29
565 CSI Corporate Finance (HK) Limited 6 24 30 80.00 2007-08-01
566 CSI Partners HK Limited 2 1 3 33.33 2015-11-06
567 CSOP Asset Management Limited 4 28 32 87.50 2008-09-29
568 CSPI Credit Ratings Company Limited 2 1 3 33.33 2012-08-10
569 CTBC Asia Limited 4 14 18 77.78 2004-01-14
570 CTI Capital Hong Kong Limited 3 5 8 62.50 2015-01-26
571 CTW SECURITIES LIMITED 3 1 4 25.00
572 CUPOLA CAPITAL LIMITED 2 4 6 66.67
573 CVC Asia Pacific Limited 6 14 20 70.00 2009-11-16
574 CVP Capital Limited (HK) 3 1 4 25.00 2014-10-22
575 CVP Securities Limited 3 27 30 90.00 2004-07-09
576 Cynosure Asset Management Hong Kong Limited 5 1 6 16.67
577 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
578 D&R International Capital Management (Hong Kong) Limited 2 1 3 33.33 2015-01-30
579 D'Asie Asset Management Limited 1 0 1 0.00 2015-09-24
580 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
581 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
582 D.J. SECURITIES LIMITED 2 0 2 0.00
583 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 10 15 66.67 2009-10-14
584 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 6 8 75.00 2011-09-02
585 DAEWOO SECURITIES (HONG KONG) LIMITED 6 24 30 80.00 2012-02-17
586 DAH SING SECURITIES LIMITED 3 6 9 66.67
587 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
588 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
589 Daiwa Capital Markets Hong Kong Limited 13 118 131 90.08 2007-10-05
590 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 3 7 42.86 2007-10-10
591 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
592 DATANG FINANCIAL HOLDING CO., LIMITED 2 0 2 0.00 2015-11-11
593 Davidson Kempner Asia Limited 2 11 13 84.62 2010-05-04
594 DBS ASIA CAPITAL LIMITED 10 12 22 54.55
595 DBS VICKERS (HONG KONG) LIMITED 5 136 141 96.45 2003-10-14
596 De Riva Asia Limited 3 10 13 76.92 2010-07-29
597 Deepwater Capital Limited 2 4 6 66.67 2015-05-19
598 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 25 30 83.33
599 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
600 DELTA ASIA SECURITIES LIMITED 3 13 16 81.25 2011-12-23
601 Delta Asia Wealth Management Limited 3 5 8 62.50
602 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
603 DES Asset Management Limited 3 1 4 25.00 2015-03-03
604 DEUTSCHE SECURITIES ASIA LIMITED 28 226 254 88.98 2004-01-08
605 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
606 DigitalBridge Management Asia Limited 4 10 14 71.43 2010-07-20
607 DIGNARI CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2014-06-30
608 Direxion Asia Limited 2 2 4 50.00 2013-06-13
609 DL BROKERAGE LIMITED 3 16 19 84.21
610 DL Family Office (HK) Limited 2 0 2 0.00 2015-07-23
611 DL SECURITIES (HK) LIMITED 3 2 5 40.00 2012-09-04
612 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
613 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
614 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
615 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
616 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
617 Double Haven Capital (Hong Kong) Limited 3 8 11 72.73 2007-02-16
618 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
619 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-01-28
620 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
621 DSG Asset Management (HK) Company Limited 2 0 2 0.00 2015-11-18
622 DST Investment Management Limited 2 4 6 66.67 2012-04-23
623 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
624 DWS Investments Hong Kong Limited 4 26 30 86.67
625 Dymon Asia Capital (HK) Limited 4 11 15 73.33 2011-08-31
626 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 8 26 34 76.47 2009-01-02
627 EAA SECURITIES LIMITED 2 1 3 33.33
628 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
629 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
630 EAST ASIA FUTURES LIMITED 4 8 12 66.67
631 EAST ASIA SECURITIES COMPANY LIMITED 4 134 138 97.10
632 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
633 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
634 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 1 5 20.00 2008-05-21
635 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
636 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
637 Eclipse Options (HK) Limited 5 23 28 82.14 2007-05-31
638 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 6 9 66.67 2008-02-26
639 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
640 EFG Asset Management (HK) Limited 4 5 9 55.56 2008-06-06
641 EFM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-11-04
642 eFusion Capital Limited 2 3 5 60.00 2014-06-06
643 EIG Global Energy (Asia) Limited 2 2 4 50.00 2012-02-08
644 EIP Alpha Limited 3 4 7 57.14 2014-02-12
645 Elements Advisors Limited 2 2 4 50.00 2010-06-08
646 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-12-22
647 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
648 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
649 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
650 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
651 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
652 Elpis Capital Limited 2 0 2 0.00 2015-01-09
653 ELSTONE SECURITIES LIMITED 2 0 2 0.00
654 Emerald Hill Capital Partners Limited 1 0 1 0.00 2011-10-26
655 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
656 Emperor Asset Management Limited 4 1 5 20.00 2009-11-03
657 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
658 EMPEROR FUTURES LIMITED 4 91 95 95.79
659 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 164 170 96.47
660 EMPEROR SECURITIES LIMITED (HK) 9 161 170 94.71
661 Emperor Wealth Management Limited 3 22 25 88.00 2009-06-09
662 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
663 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
664 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
665 Enhanced Securities Limited 2 2 4 50.00 2011-08-02
666 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
667 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
668 EnTrustPermal (Hong Kong) Limited 3 1 4 25.00 2006-03-09
669 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
670 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
671 EQT Partners Asia Limited 4 6 10 60.00 2011-04-15
672 Equities First Holdings Hong Kong Limited 2 0 2 0.00 2015-09-17
673 ESR ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
674 ESR Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
675 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
676 Eton Park Asia Limited 4 7 11 63.64 2006-11-13
677 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
678 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
679 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
680 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
681 EUTO CAPITAL PARTNERS LIMITED 2 6 8 75.00 2015-04-28
682 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
683 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
684 Ever-Long Capital Management Limited (b2014-01-15) 2 2 4 50.00 2014-11-27
685 EVER-LONG RESEARCH LIMITED 2 2 4 50.00
686 EVER-LONG SECURITIES COMPANY LIMITED 6 27 33 81.82
687 Everbright Capital Management Limited 3 2 5 40.00 2007-09-24
688 Everbright Securities Digital Finance (HK) Limited 2 10 12 83.33
689 Everbright Securities Global (HK) Limited 3 3 6 50.00
690 Everbright Securities Investment Services (HK) Limited 12 426 438 97.26
691 Evercore Asia Limited 5 13 18 72.22 2011-03-04
692 Evergain Funds Limited 2 2 4 50.00 2013-12-17
693 Evergrande Futures (Hong Kong) Limited 3 18 21 85.71 2003-11-21
694 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
695 EVERHOT SECURITIES LIMITED 3 5 8 62.50
696 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
697 Evo Capital Management Asia Limited 3 7 10 70.00 2007-08-22
698 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
699 EWARTON SECURITIES LIMITED 4 15 19 78.95
700 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
701 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
702 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
703 EXS Capital Asia Limited 3 8 11 72.73 2008-06-12
704 F. R. ZIMMERN LIMITED 2 3 5 60.00
705 F.E. Corporate Finance Advisory Limited 2 3 5 60.00 2012-08-03
706 F.T.M.F. DISTRIBUTION LIMITED 6 4 10 40.00 2008-08-15
707 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
708 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
709 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
710 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
711 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
712 FAIRWIN BROKING LIMITED 3 4 7 57.14
713 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
714 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
715 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
716 FDB Financial Group Limited 3 6 9 66.67
717 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
718 FE SECURITIES LIMITED 2 4 6 66.67
719 Fidelity Management & Research (Hong Kong) Limited 9 49 58 84.48 2008-09-04
720 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
721 FIG HK (Hong Kong) Limited 2 2 4 50.00 2014-10-08
722 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
723 FIL Investment Advisors 4 90 94 95.74
724 FIL Investment Management (Hong Kong) Limited 9 169 178 94.94
725 Finet Securities Limited 4 0 4 0.00 2015-12-17
726 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
727 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
728 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
729 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
730 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
731 FIRST SECURITIES (HK) LIMITED 6 31 37 83.78 2009-08-03
732 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
733 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
734 FIRST SHANGHAI FUTURES LIMITED 4 32 36 88.89
735 First Shanghai Investment Management (HK) Limited 3 0 3 0.00 2015-03-18
736 FIRST SHANGHAI SECURITIES LIMITED 8 67 75 89.33
737 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
738 FITCH (HONG KONG) LIMITED 5 83 88 94.32 2011-06-01
739 FLAG Squadron Asia Limited 2 0 2 0.00 2006-10-24
740 Forebright Capital Management Limited 3 2 5 40.00 2014-11-25
741 FORMAX ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-06-10
742 FORMAX SECURITIES LIMITED 2 9 11 81.82 2014-09-12
743 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
744 Forthright Capital Management Limited 2 0 2 0.00 2015-02-02
745 FORTUNE (HK) SECURITIES LIMITED 2 16 18 88.89
746 Fortune Asset Management Limited (HK) 1 6 7 85.71 2009-12-16
747 FORTUNE FINANCIAL CAPITAL LIMITED 0 4 4 100.00 2009-03-12
748 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
749 Fortune Origin Securities Limited 4 4 8 50.00 2009-07-09
750 Forwin Capital Management Limited 3 2 5 40.00 2014-06-17
751 Forwin Securities Group Limited 2 3 5 60.00 2015-05-19
752 Fosun International Securities Limited 7 23 30 76.67 2008-06-23
753 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
754 FOUNDER SECURITIES (HONG KONG) LIMITED 3 13 16 81.25 2014-12-19
755 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
756 Fountainhead Partners Company Limited 4 3 7 42.86 2015-10-12
757 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
758 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
759 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
760 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
761 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 8 11 72.73 2011-11-15
762 Frontpage Capital Limited 2 3 5 60.00 2015-11-10
763 FT Securities Limited 2 9 11 81.82
764 FTFT International Securities and Futures Limited 2 2 4 50.00 2010-08-23
765 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
766 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00 2014-11-25
767 FUBON SECURITIES (HONG KONG) LIMITED 3 3 6 50.00 2012-05-18
768 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
769 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
770 FULBRIGHT ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-03-22
771 FULBRIGHT FUTURES LIMITED 4 82 86 95.35 2005-12-05
772 FULBRIGHT SECURITIES LIMITED 5 240 245 97.96 2010-05-18
773 FULL WIN SECURITIES LIMITED 2 0 2 0.00
774 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 10 14 71.43 2012-09-24
775 FULLJET SECURITIES LIMITED 2 0 2 0.00
776 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
777 Funderstone Asset Management (HK) Limited 2 1 3 33.33
778 Funderstone Futures Limited 3 16 19 84.21
779 Funderstone Securities Limited 4 16 20 80.00
780 Futu Securities International (HONG KONG) Limited 3 11 14 78.57 2012-10-04
781 Future Growth Asset Management Limited 2 3 5 60.00 2010-05-11
782 Future Growth Financial Services Limited 3 7 10 70.00 2010-04-08
783 FWD Financial Planning Limited (HK) 2 116 118 98.31 2011-01-25
784 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
785 G. H. Financials (Hong Kong) Limited 2 1 3 33.33 2013-12-09
786 Gain Capital - Forex.com Hong Kong Limited 2 18 20 90.00 2009-07-22
787 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 18 20 90.00 2005-02-16
788 GAINWELL SECURITIES COMPANY LIMITED 4 0 4 0.00 2004-08-21
789 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
790 GAM HONG KONG LIMITED 7 11 18 61.11
791 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
792 GAOYU SECURITIES LIMITED 5 15 20 75.00
793 Gary Cheng Securities Limited 2 1 3 33.33 2015-12-02
794 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
795 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
796 GAYANG SECURITIES LIMITED 2 1 3 33.33 2010-11-09
797 GCAM Limited 2 1 3 33.33 2004-10-19
798 GCIS LIMITED 2 0 2 0.00 2007-05-16
799 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
800 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
801 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
802 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
803 GENERALI INVESTMENTS ASIA LIMITED 4 8 12 66.67 2006-02-08
804 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 3 5 60.00 2013-12-02
805 Genting Securities Limited 3 0 3 0.00 2012-05-18
806 GEO Securities Limited 2 63 65 96.92 2013-05-03
807 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
808 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
809 GET NICE CAPITAL LIMITED 2 0 2 0.00
810 GET NICE FUTURES COMPANY LIMITED 3 34 37 91.89
811 GET NICE SECURITIES LIMITED 5 81 86 94.19
812 GF Asset Management (Hong Kong) Limited 3 11 14 78.57 2007-11-08
813 GF Capital (Hong Kong) Limited 5 29 34 85.29 2007-01-31
814 GF FUTURES (HONG KONG) CO., LIMITED 3 37 40 92.50 2007-02-16
815 GF International Investment Management Limited 4 10 14 71.43 2011-09-08
816 GF Securities (Hong Kong) Brokerage Limited 10 127 137 92.70 2007-01-31
817 GFI (HK) SECURITIES L.L.C. 2 17 19 89.47 2007-06-18
818 GIGA (HONG KONG) LIMITED 2 2 4 50.00
819 Ginger Capital Advisory Limited 5 1 6 16.67 2011-06-01
820 GL Advisors Hong Kong Limited 3 1 4 25.00 2015-08-24
821 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
822 GLENWORTH CAPITAL LIMITED 2 0 2 0.00 2013-01-29
823 GLG Partners Hong Kong Limited 2 5 7 71.43 2010-11-30
824 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
825 Global Prime Partners (Asia) Limited 3 1 4 25.00 2015-08-05
826 Global Value Chain Investment Corporation Limited 2 3 5 60.00 2015-02-02
827 Glory Sun Securities Limited 7 29 36 80.56 2012-09-18
828 GLS SECURITIES LIMITED 3 3 6 50.00
829 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
830 GMT RESEARCH LIMITED (HK) 3 0 3 0.00 2014-10-10
831 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
832 Gold Mountains Asset Management Limited 2 1 3 33.33 2013-08-28
833 Goldbridge Securities Limited 1 0 1 0.00
834 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
835 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00 2008-12-02
836 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
837 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
838 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
839 Golden Jade Asset Management Limited 3 2 5 40.00 2012-04-26
840 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
841 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 3 7 42.86 2012-03-30
842 GOLDENWAY SECURITIES COMPANY LIMITED 3 2 5 40.00
843 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 1 0 1 0.00 2015-01-05
844 Goldhorse Securities Limited 3 0 3 0.00 2015-10-19
845 Goldin Equities Limited 2 4 6 66.67 2008-12-17
846 Goldin Financial Limited 2 4 6 66.67 2009-06-01
847 GOLDMAN SACHS (ASIA) L.L.C. 56 862 918 93.90
848 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 102 115 88.70 2013-07-11
849 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 419 436 96.10
850 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
851 Goldstream Capital Management Limited 3 1 4 25.00 2012-03-02
852 Goldyard Capital Limited 2 1 3 33.33
853 Gong Ping Futures Limited 3 26 29 89.66 2011-11-22
854 Gong Ping Securities Limited 3 26 29 89.66 2010-12-08
855 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
856 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
857 GPB Financial Services Hong Kong Limited 2 0 2 0.00 2015-12-15
858 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
859 Gram Capital Limited 3 4 7 57.14 2014-03-12
860 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 10 12 83.33
861 Grand Cartel Securities Company Limited 4 3 7 42.86
862 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
863 Grand China Securities Limited 3 12 15 80.00 2012-05-03
864 Grand Moore Capital Limited 2 0 2 0.00 2015-12-22
865 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 3 6 50.00
866 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
867 GRANSING SECURITIES CO., LIMITED 4 12 16 75.00
868 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
869 GREAT BAY SECURITIES LIMITED 1 0 1 0.00
870 Great Wall Pan Asia Asset Management Limited 4 7 11 63.64 2014-05-13
871 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
872 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
873 Greater China Securities Limited (b1999-04-26) 2 4 6 66.67
874 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 2 5 40.00
875 Greenfield Asset Management Limited 3 1 4 25.00 2005-11-11
876 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
877 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
878 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
879 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
880 Grey Investment Limited 2 4 6 66.67 2012-02-21
881 Grit Securities Limited 2 1 3 33.33
882 GROW Asset Management (HK) Limited 2 1 3 33.33 2015-01-09
883 Growth Track Asset Management Limited 2 1 3 33.33 2014-03-18
884 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
885 GSI FINANCE GROUP LIMITED 1 1 2 50.00 2011-03-18
886 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
887 GT CAPITAL LIMITED 4 7 11 63.64
888 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
889 Guard Capital Management Limited 2 3 5 60.00 2014-07-07
890 Gulf Line Capital Advisors Limited 2 0 2 0.00 2015-08-27
891 Guo Tong Capital Management Company Limited 2 0 2 0.00 2010-05-24
892 Guochuang Securities Financial Holding Group Co., Limited 2 5 7 71.43
893 GUODU FUTURES (HONG KONG) LIMITED 2 7 9 77.78 2012-12-04
894 GUODU SECURITIES (HONG KONG) LIMITED 4 8 12 66.67 2009-03-20
895 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 8 10 80.00 2010-06-29
896 Guosen Securities (HK) Brokerage Company, Limited 4 50 54 92.59 2010-02-26
897 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 3 12 15 80.00 2010-06-30
898 GUOTAI GLOBAL INVESTMENTS LIMITED 3 0 3 0.00 2015-08-19
899 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
900 GUOTAI JUNAN CAPITAL LIMITED 7 42 49 85.71
901 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 5 8 62.50 2008-05-29
902 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 71 74 95.95 2010-11-26
903 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
904 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 8 183 191 95.81
905 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
906 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
907 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
908 GUOYUAN FUTURES (HONG KONG) LIMITED 3 40 43 93.02 2007-11-29
909 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 72 76 94.74 2007-01-30
910 Hafoo Securities Limited 3 6 9 66.67 2009-12-09
911 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 20 23 86.96 2008-07-03
912 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 25 28 89.29
913 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 2 2 4 50.00 2008-07-24
914 HAITONG INTERNATIONAL CAPITAL LIMITED 9 30 39 76.92
915 HAITONG INTERNATIONAL FUTURES LIMITED 8 283 291 97.25
916 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 24 27 88.89 2005-11-15
917 HAITONG INTERNATIONAL RESEARCH LIMITED 2 29 31 93.55
918 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 407 423 96.22 2003-09-30
919 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
920 HALCYON SECURITIES LIMITED 3 9 12 75.00 2013-01-28
921 Hamilton Lane (Hong Kong) Limited 2 7 9 77.78 2010-07-05
922 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
923 HAMON ASSET MANAGEMENT LIMITED 3 5 8 62.50
924 HAMON INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
925 HANG SENG FUTURES LIMITED 2 5 7 71.43
926 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 45 51 88.24
927 HANG SENG INVESTMENT SERVICES LIMITED 3 14 17 82.35
928 HANG SENG SECURITIES LIMITED 5 15 20 75.00
929 HANG TAI SECURITIES LIMITED 4 4 8 50.00
930 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
931 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
932 HANTEC SECURITIES CO., LIMITED 2 16 18 88.89
933 Hao Advisors Management Limited 2 1 3 33.33 2015-05-12
934 Hao Tian International Securities Limited 4 4 8 50.00
935 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
936 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
937 Harmony Advisors Limited 3 3 6 50.00 2014-01-28
938 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
939 HARRIS FRASER (INTERNATIONAL) LIMITED 3 33 36 91.67
940 HARVEST GLOBAL INVESTMENTS LIMITED 3 35 38 92.11 2009-02-16
941 HD Capital Limited 2 1 3 33.33 2015-12-14
942 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-05-21
943 HEAD & SHOULDERS SECURITIES LIMITED 4 6 10 60.00 2008-03-27
944 Hedgestone Capital Group (H.K.) Co., Limited 2 2 4 50.00 2015-05-12
945 Heitman HK Limited 2 2 4 50.00 2012-12-05
946 Heitman International HK Limited 2 1 3 33.33 2014-02-18
947 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
948 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 66.67
949 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
950 HENIK SECURITIES LIMITED 2 10 12 83.33
951 HENYEP SECURITIES LIMITED 3 13 16 81.25
952 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
953 HERMES SECURITIES LIMITED 2 8 10 80.00
954 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
955 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
956 HF Securities and Futures Limited 2 1 3 33.33 2015-10-28
957 HFS ASSET MANAGEMENT LIMITED 3 4 7 57.14
958 HFT INVESTMENT MANAGEMENT (HK) LIMITED 2 7 9 77.78 2010-10-27
959 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
960 HGNH International Asset Management Co., Limited 2 8 10 80.00 2011-10-24
961 HGNH International Forex Co., Limited 2 23 25 92.00 2014-04-04
962 HGNH International Futures Co., Limited 5 34 39 87.18 2007-06-26
963 HGNH International Securities Co., Limited 3 24 27 88.89 2014-01-08
964 High Nine Asset Management Limited 2 0 2 0.00 2015-04-24
965 Hillhouse Investment Management Limited 2 5 7 71.43 2011-01-24
966 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
967 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
968 HING WONG SECURITIES LIMITED 3 9 12 75.00
969 HIP HING SECURITIES LIMITED 2 2 4 50.00
970 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 3 7 42.86 2013-02-28
971 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
972 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
973 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
974 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
975 HOI SANG SECURITIES LIMITED 2 3 5 60.00
976 Holly International Financial Holdings Limited 2 5 7 71.43 2012-06-29
977 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
978 HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-11-21
979 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 5 5 10 50.00 2007-09-21
980 HONG KONG INTERNATIONAL FUTURES LIMITED 4 12 16 75.00
981 Hong Kong Stock Link Securities Limited 2 3 5 60.00
982 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
983 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
984 Hongkong Bay Asset Management Limited 5 4 9 44.44 2012-03-08
985 Hongkong Bay Securities Limited 3 2 5 40.00
986 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
987 HOORAY CAPITAL LIMITED 2 2 4 50.00
988 HOORAY SECURITIES LIMITED 2 7 9 77.78
989 Horizon Asset International (HK) Limited 3 9 12 75.00 2008-09-03
990 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
991 Houlihan Lokey (China) Limited 2 11 13 84.62 2008-10-09
992 HPEF Capital Partners Limited 3 8 11 72.73
993 HPEF Venture Partners Limited 2 1 3 33.33
994 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
995 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
996 HSBC BROKING FOREX (ASIA) LIMITED 4 96 100 96.00
997 HSBC BROKING FUTURES (ASIA) LIMITED 4 108 112 96.43
998 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 24 26 92.31
999 HSBC BROKING SECURITIES (ASIA) LIMITED 9 114 123 92.68 2015-01-19
1000 HSBC BROKING SECURITIES (HONG KONG) LIMITED 8 15 23 65.22
1001 HSBC Corporate Finance (Hong Kong) Limited 10 116 126 92.06 2012-03-09
1002 HSBC Global Asset Management (Hong Kong) Limited 7 119 126 94.44 2006-03-29
1003 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
1004 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 86 93 92.47
1005 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
1006 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 74 78 94.87 2011-03-04
1007 HSZ (HONG KONG) LIMITED 2 5 7 71.43
1008 HUA NAN SECURITIES (HK) LIMITED 3 4 7 57.14
1009 HUA YU INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1010 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
1011 Huajin Corporate Finance (International) Limited 5 1 6 16.67
1012 HUAJIN FUTURES (INTERNATIONAL) LIMITED 2 3 5 60.00 2015-08-17
1013 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 2 7 9 77.78 2015-08-17
1014 Huarong International Asset Management Limited 2 7 9 77.78 2011-03-14
1015 Huarong International Securities Limited 9 41 50 82.00 2004-10-25
1016 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
1017 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 16 83 99 83.84 2007-04-04
1018 Huaxin Futures Limited 2 0 2 0.00 2015-11-10
1019 Huayu Securities Limited 2 6 8 75.00
1020 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
1021 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1022 HUNG SING FUTURES LIMITED 2 3 5 60.00
1023 HUNG SING SECURITIES LIMITED 4 13 17 76.47
1024 Hutchin Hill Capital HK Limited 4 6 10 60.00 2015-03-09
1025 HWA Asset Management Limited 2 0 2 0.00 2013-12-02
1026 HZ CAPITAL LIMITED (HK) 2 0 2 0.00 2015-03-26
1027 I-ACCESS INVESTORS LIMITED 5 29 34 85.29 2005-07-13
1028 IAM LEGACY LIMITED 4 8 12 66.67 2007-08-21
1029 iBest Consultants Limited 5 30 35 85.71 2008-04-15
1030 iBest Securities Company Limited 2 2 4 50.00
1031 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1032 ICAP Equities Asia Limited 3 14 17 82.35 2008-12-22
1033 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
1034 ICBC (Asia) Futures Company Limited 2 0 2 0.00 2013-07-23
1035 ICBC (ASIA) SECURITIES LIMITED 4 16 20 80.00
1036 ICBC Asset Management (Global) Company Limited 3 8 11 72.73
1037 ICBC Credit Suisse Asset Management (International) Company Limited 3 9 12 75.00 2011-11-18
1038 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 14 17 82.35 2009-12-14
1039 ICBC INTERNATIONAL CAPITAL LIMITED 7 57 64 89.06 2008-05-27
1040 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 34 38 89.47 2009-11-16
1041 ICBC INTERNATIONAL FUTURES LIMITED 3 19 22 86.36 2009-05-06
1042 ICBC INTERNATIONAL RESEARCH LIMITED 4 13 17 76.47 2009-07-10
1043 ICBC INTERNATIONAL SECURITIES LIMITED 17 49 66 74.24 2008-11-14
1044 IDS FOREX HK LIMITED 2 2 4 50.00 2014-09-17
1045 iFAST Financial (HK) Limited 5 12 17 70.59 2007-03-30
1046 iFAST Global Markets (HK) Limited 4 8 12 66.67 2008-02-12
1047 iFAST Securities (HK) Limited 3 1 4 25.00
1048 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1049 IL&FS Global Financial Services (HK) Limited 3 1 4 25.00 2013-10-11
1050 Imagi Brokerage Limited 3 4 7 57.14
1051 IMARKETS LIMITED 2 0 2 0.00
1052 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1053 IMC Asia Pacific Limited 2 0 2 0.00 2007-03-12
1054 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
1055 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1056 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 1 3 33.33 2013-12-02
1057 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1058 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
1059 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 81 85 95.29 2010-10-06
1060 Impression Investment Limited 3 0 3 0.00 2014-04-30
1061 Income Partners Asset Management (HK) Limited 5 19 24 79.17
1062 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
1063 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 70.00 2009-08-06
1064 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1065 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
1066 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
1067 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1068 INNOVAX CAPITAL LIMITED 4 6 10 60.00 2015-02-25
1069 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
1070 Insight Capital Investment Limited 2 1 3 33.33 2014-06-16
1071 INSTINET PACIFIC LIMITED 5 16 21 76.19
1072 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1073 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
1074 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
1075 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
1076 Interactive Brokers Hong Kong Limited 5 44 49 89.80 2004-01-07
1077 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
1078 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1079 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1080 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1081 INTERNATIONAL COMMERCE CORPORATION 3 4 7 57.14 2006-02-13
1082 INV Partners Limited 3 2 5 40.00 2009-11-24
1083 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 81 85 95.29
1084 INVESCO HONG KONG LIMITED 6 95 101 94.06
1085 Ion Pacific Limited 4 0 4 0.00 2015-12-17
1086 IP Investment Management (HK) Limited 2 4 6 66.67 2015-12-21
1087 IPP Financial Advisers Limited 2 26 28 92.86 2006-12-21
1088 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1089 IRIDIUM CAPITAL LIMITED (HK) 2 3 5 60.00 2015-01-29
1090 Isola Capital Asset Management Limited 2 3 5 60.00 2012-10-17
1091 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
1092 iVenture Investment Management Limited 2 0 2 0.00
1093 IVORY CAPITAL PRIVATE LIMITED 3 3 6 50.00 2007-03-21
1094 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
1095 J Capital Research Limited 2 0 2 0.00 2012-03-01
1096 J.P. MORGAN BROKING (HONG KONG) LIMITED 16 164 180 91.11 2003-12-02
1097 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 11 151 162 93.21
1098 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
1099 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
1100 JANE STREET HONG KONG LIMITED 3 19 22 86.36 2013-07-26
1101 Janus Henderson Investors Hong Kong Limited 3 17 20 85.00
1102 Japaninvest (Hong Kong) Limited 4 1 5 20.00 2010-10-26
1103 Jefferies Hong Kong Limited 11 120 131 91.60 2010-01-04
1104 JF INTERNATIONAL MANAGEMENT INC. 3 50 53 94.34
1105 JIMEI SECURITIES LIMITED 3 18 21 85.71 2008-12-09
1106 JINRUI FUTURES (HONG KONG) LIMITED 3 10 13 76.92 2007-07-27
1107 JK Capital Management Limited 4 6 10 60.00 2015-12-01
1108 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
1109 JOINCAP CAPITAL LIMITED 2 1 3 33.33
1110 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1111 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1112 JOYFUL CAPITAL HK LIMITED 2 0 2 0.00 2015-02-05
1113 JPMorgan Asset Management (Asia Pacific) Limited 11 119 130 91.54 2006-02-16
1114 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
1115 JPMorgan Funds (Asia) Limited 8 117 125 93.60
1116 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1117 JS CRESVALE CAPITAL LIMITED 5 3 8 37.50
1118 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 11 16 68.75 2010-09-29
1119 JS SECURITIES LIMITED (HK) 2 0 2 0.00 2011-01-20
1120 JT CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-10-13
1121 Jupiter Asset Management (Asia Pacific) Limited 5 12 17 70.59 2014-12-12
1122 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1123 JVSakk Asia Limited 5 10 15 66.67
1124 JVSakk Asset Management Limited 4 24 28 85.71 2008-08-28
1125 JW Capital Limited (HK) 4 4 8 50.00 2011-12-19
1126 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1127 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1128 Kaisa Asset Management Limited 3 0 3 0.00 2015-08-18
1129 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
1130 KAISER FUTURES LIMITED 4 17 21 80.95
1131 Kaiser KT Capital Limited 3 1 4 25.00
1132 KAISER SECURITIES LIMITED 3 18 21 85.71
1133 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1134 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
1135 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
1136 Kam Wah Investments Limited 1 0 1 0.00
1137 KARFORD SECURITIES LIMITED 2 0 2 0.00
1138 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1139 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1140 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 10 13 76.92 2004-12-16
1141 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
1142 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
1143 KARST PEAK CAPITAL LIMITED 3 3 6 50.00 2012-03-16
1144 KB Securities Hong Kong Limited 3 5 8 62.50
1145 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1146 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
1147 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
1148 KEC Capital Company Limited 2 3 5 60.00 2010-10-04
1149 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1150 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1151 Keptain Securities and Asset Management Limited 2 8 10 80.00 2013-01-24
1152 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
1153 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 14 17 82.35 2006-11-28
1154 KGI ASIA LIMITED 14 747 761 98.16
1155 KGI Asset Management Limited 4 17 21 80.95 2013-05-31
1156 KGI CAPITAL ASIA LIMITED 7 9 16 56.25
1157 KGI FUTURES (HONG KONG) LIMITED 11 462 473 97.67
1158 KGI SECURITIES (HONG KONG) LIMITED 9 35 44 79.55
1159 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 49 57 85.96
1160 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1161 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
1162 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1163 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1164 King Sun Securities Limited 2 1 3 33.33
1165 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1166 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1167 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1168 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1169 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1170 KINGSTON CORPORATE FINANCE LIMITED 4 8 12 66.67
1171 KINGSTON FUTURES LIMITED 2 18 20 90.00
1172 KINGSTON SECURITIES LIMITED 6 55 61 90.16
1173 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
1174 KINGSWAY CAPITAL LIMITED 5 11 16 68.75 2008-08-14
1175 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 13 46 59 77.97 2004-05-31
1176 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 1 3 33.33
1177 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1178 Kiu Hung Capital Company Limited 3 0 3 0.00 2015-10-23
1179 KKR CAPITAL MARKETS ASIA LIMITED 1 5 6 83.33 2009-10-22
1180 KMT SECURITIES LIMITED 2 4 6 66.67
1181 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1182 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1183 KOALA SECURITIES LIMITED 2 13 15 86.67 2015-09-09
1184 KOG FOREX LIMITED 2 4 6 66.67 2013-01-08
1185 Koi Investment Partners International Limited 2 1 3 33.33 2010-11-05
1186 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 6 9 66.67 2014-04-11
1187 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
1188 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
1189 Kriya Capital Limited 3 2 5 40.00 2010-01-08
1190 KTF CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2011-10-31
1191 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-07-02
1192 KVB Kunlun Securities (HK) Limited 3 9 12 75.00 2008-07-02
1193 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1194 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
1195 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1196 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
1197 Kylin International (HK) Co., Limited 2 0 2 0.00 2014-04-04
1198 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1199 LAMTEX SECURITIES LIMITED 2 10 12 83.33
1200 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1201 LaSalle Investment Management Hong Kong Limited 4 5 9 55.56 2007-06-14
1202 LAU & COMPANY LIMITED 2 0 2 0.00
1203 LAZARD ASIA (HONG KONG) LIMITED 4 7 11 63.64 2007-03-20
1204 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2008-11-20
1205 LBN Advisers Limited 2 5 7 71.43 2007-09-13
1206 LCA Solutions Limited 2 6 8 75.00 2010-07-30
1207 Leading Securities Company Limited 2 1 3 33.33 2013-02-21
1208 Lee Kee Store Company Limited 2 4 6 66.67 2015-02-04
1209 LEE'S SECURITIES COMPANY LIMITED 3 8 11 72.73 2005-01-03
1210 Legal & General Investment Management Asia Limited 3 1 4 25.00 2013-07-22
1211 LEGENDS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-08-23
1212 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
1213 LEHIN SECURITIES LIMITED 3 17 20 85.00
1214 LEI SHING HONG SECURITIES LIMITED 3 14 17 82.35
1215 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1216 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
1217 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
1218 LFM Global Investment (Hong Kong) Company, Limited 2 2 4 50.00 2012-12-06
1219 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 16 20 80.00 2003-06-06
1220 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 81 86 94.19
1221 Light & Salt Capital Management Limited 2 5 7 71.43 2014-09-10
1222 Lighthorse Asset Management (HK) Limited 2 9 11 81.82 2009-09-04
1223 LIM ADVISORS LIMITED 6 14 20 70.00
1224 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1225 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1226 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
1227 Lion Global Financial Limited 4 21 25 84.00 2008-10-10
1228 Liquid Capital Markets Hong Kong Limited 3 9 12 75.00 2009-10-29
1229 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
1230 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1231 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1232 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1233 LMAX Hong Kong Limited 3 3 6 50.00 2015-01-06
1234 LMR Partners Limited 2 2 4 50.00 2012-07-17
1235 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
1236 Longitude Asia Limited 2 2 4 50.00
1237 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1238 LONGRUN FINANCIAL GROUP LIMITED 2 6 8 75.00 2012-01-17
1239 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
1240 LST CAPITAL PARTNERS LIMITED 3 1 4 25.00 2014-07-25
1241 LT Finance Management Limited 2 4 6 66.67 2012-12-10
1242 LT Securities Limited 3 6 9 66.67 2011-04-01
1243 LUEN FAT SECURITIES COMPANY LIMITED 5 39 44 88.64
1244 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1245 LUK FOOK FUTURES (HK) LIMITED 5 45 50 90.00 2011-12-05
1246 LUK FOOK SECURITIES (HK) LIMITED 6 102 108 94.44 2012-06-25
1247 LUMINARY CAPITAL LIMITED 3 0 3 0.00 2007-11-14
1248 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1249 LW Asset Management Advisors Limited 2 0 2 0.00 2013-05-08
1250 LY CAPITAL LIMITED 3 4 7 57.14 2013-12-11
1251 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1252 M SECURITIES LIMITED (HK) 1 1 2 50.00 2006-02-23
1253 M&F Asset Management Limited 4 2 6 33.33
1254 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1255 M3 Capital Partners (HK) Limited 2 12 14 85.71 2008-10-17
1256 Mackenzie Investments Asia Limited 5 4 9 44.44
1257 Macquarie Asia Securities Limited 2 22 24 91.67 2005-07-26
1258 MACQUARIE CAPITAL LIMITED 18 221 239 92.47 2013-07-09
1259 Macquarie Corporate (Hong Kong) Limited 7 50 57 87.72
1260 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 35 39 89.74 2010-06-29
1261 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
1262 MAGIC COMPASS SECURITIES LIMITED 3 6 9 66.67 2011-10-12
1263 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1264 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1265 MAN INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-28
1266 MANGO FINANCIAL LIMITED 5 19 24 79.17
1267 Manulife Investment Management (Hong Kong) Limited 21 277 298 92.95 2015-03-17
1268 MAP CAPITAL LIMITED (HK) 1 0 1 0.00 2008-01-16
1269 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1270 MARC FABER LIMITED 2 0 2 0.00
1271 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
1272 Marex HK Asia Limited 2 8 10 80.00 2013-08-23
1273 Marex Hong Kong Limited 3 7 10 70.00 2011-01-28
1274 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1275 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1276 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1277 Mason Futures Limited (HK) 4 36 40 90.00
1278 MASON INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1279 Mason Securities Limited 4 44 48 91.67
1280 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
1281 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1282 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 20 23 86.96 2008-06-30
1283 Matrix Asset Management Limited 2 1 3 33.33 2014-06-05
1284 Matrix Securities Limited 2 2 4 50.00
1285 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1286 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 6 8 75.00 2004-09-22
1287 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
1288 MC Asset Management Asia Limited 2 1 3 33.33 2014-03-18
1289 MCM Asia Limited 5 8 13 61.54 2013-03-28
1290 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1291 MEAG Hong Kong Limited 4 4 8 50.00
1292 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1293 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
1294 MERCER INVESTMENTS (HK) LIMITED 3 15 18 83.33 2005-08-04
1295 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1296 Merdeka Securities Limited 3 3 6 50.00
1297 Merrill Lynch (Asia Pacific) Limited 47 537 584 91.95
1298 Merrill Lynch Far East Limited 45 456 501 91.02 2010-08-20
1299 Mesirow Financial Hong Kong, Limited 3 1 4 25.00 2012-06-05
1300 MESSIS CAPITAL LIMITED 4 15 19 78.95 2012-12-11
1301 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1302 METRO CAPITAL FUTURES LIMITED 2 0 2 0.00
1303 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
1304 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1305 MFG Limited (HK) 4 8 12 66.67 2006-07-17
1306 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
1307 MIB FUTURES (HONG KONG) LIMITED 5 53 58 91.38 2011-03-25
1308 MIB SECURITIES (HONG KONG) LIMITED 12 93 105 88.57 2012-05-21
1309 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 1 3 33.33 2013-11-26
1310 MIDLAND WEALTH MANAGEMENT LIMITED 2 20 22 90.91 2008-02-18
1311 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1312 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1313 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1314 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1315 Minerva Holding Financial Securities Limited 5 8 13 61.54
1316 MING HON SECURITIES LIMITED 3 1 4 25.00
1317 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
1318 Mirae Asset Capital (China) Limited 3 7 10 70.00 2012-11-29
1319 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 24 31 77.42 2005-07-05
1320 Mirae Asset Securities (HK) Limited 5 1 6 16.67 2007-01-11
1321 MIS SERVICES LIMITED (d2019-06-01) 4 2 6 33.33
1322 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
1323 MizMaa Ventures Limited 2 1 3 33.33 2015-01-15
1324 MIZUHO CAPITAL MARKETS (HK) LIMITED 4 6 10 60.00 2010-11-03
1325 MIZUHO SECURITIES ASIA LIMITED 13 137 150 91.33 2007-02-26
1326 MLB Asset Management Limited 2 1 3 33.33 2015-10-30
1327 Modus Asset Management Limited 2 3 5 60.00 2015-09-10
1328 MOELIS & COMPANY ASIA LIMITED 2 15 17 88.24 2009-12-11
1329 Monex Boom Securities (H.K.) Limited 4 8 12 66.67
1330 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 3 6 9 66.67 2011-04-14
1331 MoneyMore Securities Limited 3 14 17 82.35
1332 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1333 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
1334 Moody's Investors Service Hong Kong Limited 4 107 111 96.40 2011-06-01
1335 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1336 Morgan Stanley Asia Limited 37 951 988 96.26 2006-04-07
1337 Morgan Stanley Hong Kong Securities Limited 16 351 367 95.64 2010-11-30
1338 Morningstar Investment Management Asia Limited 6 17 23 73.91 2014-05-08
1339 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1340 MORTON SECURITIES LIMITED 2 1 3 33.33
1341 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
1342 MTF SECURITIES LIMITED 1 0 1 0.00
1343 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1344 MUFG Securities Asia Limited 9 48 57 84.21 2010-12-31
1345 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1346 MVision Private Equity Advisers Asia Limited 2 6 8 75.00 2012-03-29
1347 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1348 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
1349 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1350 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
1351 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1352 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1353 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
1354 NATIXIS ASIA LIMITED 4 70 74 94.59 2004-10-19
1355 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1356 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
1357 Neo Risk Investment Advisors Limited 3 1 4 25.00 2015-02-05
1358 Neo-Criterion Capital Limited 2 2 4 50.00 2014-04-14
1359 Nerico Brothers Limited (HK) 11 95 106 89.62 2004-11-30
1360 Neuberger Berman Asia Limited 4 34 38 89.47 2008-03-13
1361 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
1362 Neutral Financial Holding Company Limited 4 9 13 69.23
1363 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
1364 New China Asset Management (Hong Kong) Limited 3 10 13 76.92 2013-11-06
1365 NEW GALA SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-02-02
1366 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1367 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1368 NEW SPRING CAPITAL LIMITED 2 2 4 50.00 2011-06-17
1369 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
1370 Newedge Broker Hong Kong Limited 6 14 20 70.00
1371 NewQuest Capital Advisors (HK) Limited 2 10 12 83.33 2012-03-08
1372 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1373 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
1374 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
1375 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1376 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
1377 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
1378 NFH Asset Management Limited 2 0 2 0.00 2015-10-16
1379 NFH Corporate Finance Limited 2 1 3 33.33 2015-11-17
1380 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73 2013-09-17
1381 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
1382 Nine Masts Capital Limited 3 15 18 83.33 2010-05-11
1383 NINE RIVERS CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-09-25
1384 Ninety One Hong Kong Limited 3 9 12 75.00 2014-04-09
1385 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
1386 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
1387 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
1388 NOMURA INTERNATIONAL (HONG KONG) LIMITED 16 503 519 96.92
1389 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1390 North Beta International Securities Limited 2 8 10 80.00 2009-07-17
1391 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1392 Northern Trust Company of Hong Kong Limited (The) 8 23 31 74.19 2011-09-05
1393 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2009-04-09
1394 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1395 Nuada Limited 6 4 10 40.00 2004-01-15
1396 NUOXIN CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2006-08-24
1397 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
1398 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
1399 Oaktree Capital (Hong Kong) Limited 5 11 16 68.75 2006-07-12
1400 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1401 Oasis Management (Hong Kong) 2 7 9 77.78 2004-09-14
1402 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
1403 OCBC Futures Investment (Hong Kong) Limited 2 7 9 77.78
1404 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
1405 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1406 Ocean Blue Economic Asset Management Company Limited 3 1 4 25.00 2014-12-30
1407 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
1408 Octal Capital Limited 5 6 11 54.55 2011-06-01
1409 Odysseus Capital Asia Limited 2 2 4 50.00 2009-10-29
1410 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1411 OIA Asia Limited 2 0 2 0.00 2014-11-20
1412 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
1413 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1414 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
1415 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
1416 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
1417 OLD PEAK LIMITED (HK) 3 4 7 57.14 2005-08-26
1418 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1419 ONE CHINA SECURITIES LIMITED 2 29 31 93.55 2004-03-01
1420 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1421 OnePlatform Asset Management Limited 21 993 1014 97.93 2007-07-04
1422 OnePlatform Securities Limited 2 19 21 90.48
1423 ONSHINE SECURITIES LIMITED 3 5 8 62.50
1424 Ontario Teachers' Pension Plan (Asia) Limited 6 7 13 53.85 2013-05-20
1425 oOo Securities (HK) Group Limited 8 62 70 88.57 2004-12-03
1426 OP INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43 2004-02-18
1427 Open Asset Management Limited 3 0 3 0.00 2011-03-08
1428 Open Securities Limited 6 8 14 57.14 2010-07-16
1429 Oppenheimer Investments Asia Limited 4 9 13 69.23 2010-02-12
1430 Optima Capital Limited 4 13 17 76.47 2007-10-25
1431 OPTIVER TRADING HONG KONG LIMITED 2 3 5 60.00 2007-12-03
1432 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
1433 Opus Capital Management Limited 3 3 6 50.00 2015-03-31
1434 Oracle Capital Limited 1 0 1 0.00 2009-08-17
1435 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1436 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1437 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2008-04-22
1438 ORCHID TREE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2015-06-02
1439 Ord Minnett Hong Kong Limited 3 8 11 72.73 2013-01-15
1440 Oreana Financial Services Limited 2 5 7 71.43 2011-07-12
1441 ORFI CAPITAL LIMITED 2 1 3 33.33 2013-07-31
1442 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2010-08-18
1443 ORIENT CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2014-09-18
1444 ORIENT FUTURES (HONG KONG) LIMITED 5 25 30 83.33 2011-02-28
1445 ORIENT SECURITIES (HONG KONG) LIMITED 5 47 52 90.38 2010-07-21
1446 ORIENT SECURITIES LIMITED 2 16 18 88.89
1447 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 0 2 0.00 2015-01-15
1448 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
1449 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
1450 ORIENTAL WEALTH FUTURES LIMITED 1 0 1 0.00 2009-06-18
1451 ORIENTAL WEALTH SECURITIES LIMITED 1 0 1 0.00 2008-09-05
1452 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
1453 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1454 ORTUS CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2003-08-29
1455 Oshidori Corporate Finance Limited 4 3 7 42.86
1456 Oshidori Securities Limited 6 9 15 60.00 2015-05-19
1457 OTCex Hong Kong Limited 3 7 10 70.00 2010-08-23
1458 Otkcab Limited 3 3 6 50.00 2011-10-07
1459 OVERLOOK INVESTMENTS LIMITED 2 6 8 75.00
1460 Owl Creek Hong Kong Limited 3 2 5 40.00 2011-05-20
1461 Oxbow Capital Management (HK) Limited 2 6 8 75.00 2015-06-02
1462 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
1463 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1464 PacBridge Capital Partners (HK) Limited 3 0 3 0.00 2009-03-17
1465 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 38 41 92.68 2007-01-09
1466 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
1467 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
1468 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1469 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1470 Pacific Sun Advisors Limited 2 2 4 50.00
1471 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1472 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
1473 PANOPTIC EUROPE LIMITED 3 1 4 25.00 2015-05-04
1474 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1475 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1476 PARAMETRICA MANAGEMENT LIMITED 3 3 6 50.00 2012-08-03
1477 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1478 Parry International Trading Limited 2 2 4 50.00 2010-08-26
1479 Partners Asset Management (HK) Limited 4 5 9 55.56 2007-04-03
1480 Partners Capital Asia Limited 3 1 4 25.00 2011-08-04
1481 PARTNERS CAPITAL INTERNATIONAL LIMITED 3 3 6 50.00
1482 PARTNERS CAPITAL SECURITIES LIMITED 3 6 9 66.67
1483 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1484 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
1485 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
1486 Patrol Capital Management Limited 2 1 3 33.33 2015-08-24
1487 Paulson Asia Limited 3 1 4 25.00 2011-02-21
1488 PC SECURITIES LIMITED 3 12 15 80.00 2014-06-11
1489 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
1490 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1491 Pedder Street Investment Management Limited 3 3 6 50.00 2014-06-03
1492 PEGASUS FUND MANAGERS LIMITED 3 10 13 76.92 2011-01-28
1493 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1494 Penjing Asset Management (HK) Limited 1 0 1 0.00 2005-03-24
1495 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1496 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1497 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
1498 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
1499 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1500 PGIM (Hong Kong) Limited 2 3 5 60.00
1501 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1502 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1503 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 37 39 94.87
1504 PHILLIP COMMODITIES (H.K.) LIMITED 4 340 344 98.84 2003-12-09
1505 PHILLIP SECURITIES (HONG KONG) LIMITED 6 530 536 98.88
1506 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1507 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1508 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
1509 PICC Asset Management (Hong Kong) Company Limited 2 3 5 60.00 2015-04-16
1510 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
1511 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
1512 Pictet Asset Management (Hong Kong) Limited 7 14 21 66.67 2006-10-26
1513 PIMCO Asia Limited 3 14 17 82.35 2006-05-17
1514 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 5 11 16 68.75 2007-03-08
1515 Pine Star Asset Management Limited 2 1 3 33.33 2014-01-30
1516 PineBridge Investments Asia Limited 5 34 39 87.18 2009-04-02
1517 PineBridge Investments Hong Kong Limited 4 18 22 81.82
1518 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1519 PINESTONE SECURITIES LIMITED 4 0 4 0.00 2012-09-13
1520 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 13 17 76.47 2007-03-01
1521 Ping An of China Capital (Hong Kong) Company Limited 3 6 9 66.67 2010-12-07
1522 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1523 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 32 39 82.05 2009-07-30
1524 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
1525 Pinxin (Hong Kong) Asset Management Co. Limited 2 0 2 0.00 2014-11-13
1526 Pinyin Capital Management Hong Kong Limited 2 2 4 50.00 2015-11-02
1527 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
1528 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1529 PJT Partners (HK) Limited 2 6 8 75.00 2015-10-06
1530 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1531 Planetree Futures Limited 4 8 12 66.67
1532 Planetree Securities Limited 5 13 18 72.22
1533 PLATFORM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-06-26
1534 PLATINUM BROKING COMPANY LIMITED 2 4 6 66.67 2011-02-21
1535 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
1536 Pleiad Investment Advisors Limited 3 6 9 66.67 2014-06-13
1537 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
1538 PO LEE SECURITIES LIMITED 3 4 7 57.14
1539 PO SANG SECURITIES LIMITED 4 13 17 76.47 2012-03-23
1540 Point72 Hong Kong Limited 7 35 42 83.33 2006-11-14
1541 Polen Capital HK Limited 3 10 13 76.92 2012-09-28
1542 POLYMATHY CAPITAL LIMITED 1 1 2 50.00 2013-12-17
1543 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1544 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1545 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 11 15 73.33 2008-03-12
1546 PRESIDENT SECURITIES (HONG KONG) LIMITED 11 20 31 64.52 2007-06-20
1547 PRESTIGE SECURITIES LIMITED (HK) 2 1 3 33.33 2015-09-15
1548 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 10 17 58.82
1549 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1550 Prime Cdex Securities Limited 4 21 25 84.00
1551 PRIME COURAGE SECURITIES COMPANY LIMITED 2 6 8 75.00 2011-09-19
1552 PRIME SECURITIES LIMITED (HK) 2 10 12 83.33
1553 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1554 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 5 9 55.56
1555 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 3 5 60.00
1556 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 8 12 66.67
1557 Principal Investment & Retirement Services Limited 2 49 51 96.08 2011-08-17
1558 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1559 Prive Financial Limited 3 0 3 0.00 2012-12-06
1560 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1561 Profound Capital Limited 2 0 2 0.00 2014-01-24
1562 Progeny (Hong Kong) Limited 2 3 5 60.00 2010-07-09
1563 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1564 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1565 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
1566 Proton Capital Limited 3 2 5 40.00 2007-10-16
1567 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
1568 Prudence Investment Management (Hong Kong) Limited 4 5 9 55.56 2009-06-08
1569 PRUDENTIAL BROKERAGE LIMITED 3 146 149 97.99
1570 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 60 63 95.24
1571 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
1572 PSI Capital Asia Limited 2 3 5 60.00 2012-10-12
1573 Public Financial Securities Limited 2 5 7 71.43
1574 Public Securities Limited 2 9 11 81.82
1575 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1576 Pulun International Capital Limited 2 3 5 60.00 2015-09-16
1577 PUREHEART CAPITAL ASIA LIMITED 2 5 7 71.43 2007-03-08
1578 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1579 PYRMONT WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2006-02-24
1580 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2015-10-19
1581 Qantex Capital Markets Limited 4 10 14 71.43 2009-04-14
1582 QH Asset Management Company Limited 2 1 3 33.33 2014-07-03
1583 QH CAPITAL LIMITED 3 0 3 0.00 2009-07-22
1584 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
1585 QL Asset Management Company Limited 4 3 7 42.86 2014-10-06
1586 QMIS Asset Management Limited 0 2 2 100.00 2009-08-13
1587 QMIS Securities Limited 1 1 2 50.00 2009-07-24
1588 QUAD CAPITAL MANAGEMENT LIMITED 3 5 8 62.50 2014-08-04
1589 Quam Asset Management Limited (b1983-06-28) 4 7 11 63.64
1590 Quam Capital Limited (b1994-08-04) 9 18 27 66.67
1591 Quam Securities Limited 14 201 215 93.49 2004-10-15
1592 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
1593 QUEST STOCKBROKERS (HK) LIMITED 3 2 5 40.00
1594 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
1595 Quintus Partners Limited 4 1 5 20.00 2015-06-12
1596 R.J. O'Brien & Associates HK Limited 2 7 9 77.78 2007-10-29
1597 Racing Capital Management (HK) Limited 3 0 3 0.00 2015-08-27
1598 RaffAello Capital Limited 5 5 10 50.00 2012-07-05
1599 RaffAello Securities (HK) Limited 3 7 10 70.00 2005-03-30
1600 Rakuten Securities Hong Kong Limited 2 8 10 80.00
1601 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1602 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1603 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
1604 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 7 55 62 88.71
1605 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 60 67 89.55 2004-10-14
1606 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
1607 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1608 REALINK FINANCIAL TRADE LIMITED 4 3 7 42.86 2003-09-25
1609 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1610 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
1611 RED CAPITAL GROUP LIMITED 4 7 11 63.64 2014-09-03
1612 RED CLIFF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-08-15
1613 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1614 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
1615 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
1616 REDFORD CORPORATE FINANCE LIMITED 2 1 3 33.33 2011-02-07
1617 REDFORD SECURITIES LIMITED 4 9 13 69.23 2005-03-31
1618 Redwood Peak Limited 2 3 5 60.00 2007-10-05
1619 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1620 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
1621 Religare Capital Markets (Hong Kong) Limited 4 6 10 60.00 2008-07-24
1622 RHB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2008-05-08
1623 RHB CAPITAL HONG KONG LIMITED 4 11 15 73.33
1624 RHB FUTURES HONG KONG LIMITED 4 50 54 92.59 2005-09-28
1625 RHB SECURITIES HONG KONG LIMITED 8 107 115 93.04 2006-11-17
1626 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
1627 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1628 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1629 Rich Union Securities (H.K.) Limited 5 37 42 88.10
1630 RICHE BRIGHT SECURITIES LIMITED 2 4 6 66.67 2008-01-04
1631 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
1632 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1633 Rifa Futures Limited 3 11 14 78.57 2008-12-01
1634 Rifa Securities Limited 6 28 34 82.35
1635 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1636 Robeco Hong Kong Limited 3 35 38 92.11 2007-12-18
1637 ROC Partners (HK) Limited 2 3 5 60.00 2015-02-03
1638 ROCIM Limited 2 0 2 0.00 2007-06-29
1639 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
1640 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1641 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1642 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1643 RONGTONG GLOBAL INVESTMENT LIMITED 2 7 9 77.78 2013-12-30
1644 ROOFER SECURITIES LIMITED 3 8 11 72.73
1645 ROSA SECURITIES LIMITED 3 2 5 40.00
1646 Rosefinch Global Asset Management (HK) Limited 2 0 2 0.00 2015-06-15
1647 Rothschild & Co Hong Kong Limited 5 23 28 82.14 2005-04-27
1648 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1649 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1650 RRJ Management (HK) Limited 3 13 16 81.25 2013-05-31
1651 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1652 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1653 Rui Da International Finance Holding Limited 2 5 7 71.43 2012-03-30
1654 Ruisen Port Securities Limited 2 6 8 75.00 2011-01-05
1655 S&P Global Ratings Hong Kong Limited 3 59 62 95.16 2011-06-01
1656 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1657 Safari Asia Limited 2 1 3 33.33 2010-04-30
1658 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
1659 Samena Capital Hong Kong Limited 2 2 4 50.00 2009-09-01
1660 Samsung Asset Management (Hong Kong) Limited 3 25 28 89.29 2008-04-23
1661 SAMSUNG SECURITIES (ASIA) LIMITED 3 7 10 70.00
1662 Sanford C. Bernstein (Hong Kong) Limited 7 46 53 86.79 2011-09-28
1663 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
1664 SANFULL SECURITIES LIMITED 6 66 72 91.67
1665 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1666 Sapiens Technologies Limited 2 0 2 0.00 2015-11-30
1667 Saxo Capital Markets HK Limited 5 3 8 37.50 2011-01-19
1668 SBI China Capital Asset Management Limited 2 3 5 60.00 2007-10-17
1669 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
1670 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
1671 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
1672 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1673 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
1674 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1675 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 80 86 93.02
1676 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1677 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 32 35 91.43 2007-03-09
1678 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
1679 SDHG International Securities Limited 3 6 9 66.67
1680 SDICS International Asset Management (Hong Kong) Limited 3 7 10 70.00 2010-08-19
1681 SDICS International Corporate Finance (Hong Kong) Limited 4 6 10 60.00 2010-09-01
1682 SDICS International Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
1683 SDICS International Securities (Hong Kong) Limited 8 77 85 90.59 2010-05-18
1684 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1685 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1686 Seazen Resources Asset Management Limited 3 3 6 50.00 2014-12-29
1687 Seazen Resources Futures Limited 4 3 7 42.86 2013-08-21
1688 Sectoral Asset Management Limited 2 2 4 50.00 2013-08-08
1689 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1690 SEEKERS ADVISORS H.K. LIMITED 2 5 7 71.43 2012-03-23
1691 SEEKERS MARKETS LIMITED 5 13 18 72.22 2013-08-09
1692 Segantii Capital Management Limited 3 20 23 86.96 2007-11-22
1693 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
1694 Select Investment Services Limited (HK) 2 0 2 0.00 2011-09-16
1695 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1696 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
1697 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 8 12 66.67 2008-11-07
1698 Sensible Asset Management Limited 3 2 5 40.00 2005-06-18
1699 Seres Asset Management Limited 4 1 5 20.00 2010-04-14
1700 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1701 SFGHK Limited 2 0 2 0.00 2007-06-12
1702 SFM HK Management Limited 2 7 9 77.78 2010-11-01
1703 SG Asset Finance (Hong Kong) Limited 6 14 20 70.00 2003-10-02
1704 SG SECURITIES (HK) LIMITED 38 192 230 83.48 2003-12-16
1705 SHACOM FUTURES LIMITED 2 7 9 77.78
1706 Shacom Securities Limited 3 10 13 76.92
1707 Shang International Finance Limited 4 7 11 63.64
1708 Shangding International Asset Management Company Limited 3 6 9 66.67 2010-09-08
1709 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1710 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2015-06-19
1711 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 8 11 72.73 2007-05-18
1712 SHANXI SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00 2015-06-10
1713 SHENG YUAN ASSET MANAGEMENT LIMITED 2 4 6 66.67 2011-06-14
1714 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2011-12-05
1715 SHENG YUAN SECURITIES LIMITED 4 11 15 73.33 2010-10-27
1716 Sheng Yuan Sino Asset Management Limited 3 0 3 0.00 2005-09-09
1717 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
1718 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 19 24 79.17
1719 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 164 173 94.80
1720 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
1721 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 227 238 95.38
1722 Shinhan Asset Management (Hong Kong) Limited 3 4 7 57.14 2011-01-27
1723 Shinhan Investment Asia Limited 3 3 6 50.00 2007-10-15
1724 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2011-01-18
1725 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1726 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1727 SIFT CAPITAL PARTNERS LIMITED 1 1 2 50.00 2013-10-28
1728 Sigma Capital Management Limited 5 8 13 61.54 2008-03-12
1729 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1730 Silk Road International Capital Limited 1 0 1 0.00
1731 Silver Grant International Capital Management Limited 2 0 2 0.00 2015-04-30
1732 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1733 SILVERHORN INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2011-02-28
1734 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1735 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1736 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
1737 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1738 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
1739 SINO GRADE SECURITIES LIMITED 3 11 14 78.57
1740 SINO WEALTH SECURITIES LIMITED 2 5 7 71.43 2012-03-05
1741 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1742 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
1743 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 15 30 45 66.67 2008-02-21
1744 SINOMAX SECURITIES LIMITED 3 11 14 78.57
1745 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 35 40 87.50 2009-06-02
1746 SINOPAC SECURITIES (ASIA) LIMITED 9 74 83 89.16 2012-04-23
1747 Sinostar Asset Management Limited 3 7 10 70.00 2013-08-16
1748 Sinostar Securities Limited 1 0 1 0.00 2014-08-18
1749 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 4 6 66.67 2015-03-06
1750 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
1751 SIU ON SECURITIES LIMITED 3 4 7 57.14
1752 SJS Markets Limited 2 0 2 0.00 2005-03-02
1753 SM Investment Advisors Limited 3 0 3 0.00 2014-12-03
1754 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
1755 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
1756 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1757 SMBC Nikko Securities (Hong Kong) Limited 10 26 36 72.22 2012-07-20
1758 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1759 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
1760 SoFi Securities (Hong Kong) Limited 3 4 7 57.14 2011-12-22
1761 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1762 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
1763 Solaris Capital Advisors (HK) Limited 2 1 3 33.33 2015-04-14
1764 SOLID KING SECURITIES LIMITED 3 6 9 66.67
1765 Solitude Limited (HK) 2 0 2 0.00 2015-10-20
1766 Somerley Capital Limited 9 15 24 62.50 2013-10-02
1767 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1768 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1769 Soochow Securities International Brokerage Limited 6 98 104 94.23 2012-01-12
1770 Soochow Securities International Capital Limited 4 5 9 55.56 2013-07-19
1771 Soochow Securities International Futures Limited 5 57 62 91.94 2012-08-27
1772 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1773 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
1774 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
1775 South China Forex Limited 2 17 19 89.47 2010-06-21
1776 SOUTH CHINA RESEARCH LIMITED 4 8 12 66.67
1777 SOUTH CHINA SECURITIES LIMITED 6 96 102 94.12
1778 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1779 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
1780 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 46 54 85.19 2010-02-23
1781 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 8 12 66.67
1782 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 16 22 72.73
1783 SPARX Asia Investment Advisors Limited 4 5 9 55.56 2004-04-20
1784 SPDB International Capital Limited 2 4 6 66.67 2015-10-13
1785 SPDB International Investment Management Limited 3 2 5 40.00 2015-10-13
1786 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2012-07-12
1787 SPQ Asia Capital Limited 3 1 4 25.00 2013-04-02
1788 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1789 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1790 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1791 Springs Capital (Hong Kong) Limited 2 3 5 60.00 2011-04-14
1792 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
1793 Sprout Asset Management (Asia) Limited 2 3 5 60.00 2014-12-08
1794 SPS COMMODITIES LIMITED 2 6 8 75.00
1795 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1796 SPS SECURITIES LIMITED 4 17 21 80.95
1797 St. James's Place (Hong Kong) Limited 4 32 36 88.89 2012-02-14
1798 Standard & Poor's Investment Advisory Services (HK) Limited 2 3 5 60.00 2010-09-21
1799 Standard Advisory Asia Limited 3 7 10 70.00 2014-12-01
1800 Standard Chartered Securities (Hong Kong) Limited 9 40 49 81.63 2012-12-17
1801 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 13 16 81.25 2005-07-07
1802 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2015-01-16
1803 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2012-03-30
1804 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 32 36 88.89 2015-07-02
1805 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
1806 State Street Securities Hong Kong Limited 5 17 22 77.27 2013-04-22
1807 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1808 Stellar Securities Limited 2 2 4 50.00
1809 STI Asset Management Limited 4 7 11 63.64 2008-10-22
1810 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
1811 STJ Advisors (Asia) Limited 3 2 5 40.00 2011-11-17
1812 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1813 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
1814 STOCKWELL SECURITIES LIMITED 3 55 58 94.83
1815 StoneX Financial (HK) Limited 3 0 3 0.00 2014-07-03
1816 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1817 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1818 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
1819 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
1820 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
1821 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1822 Success Futures and Foreign Exchange Limited 4 51 55 92.73 2005-12-06
1823 Success Securities Limited 4 74 78 94.87
1824 Sucden Financial (HK) Limited 4 4 8 50.00 2009-04-28
1825 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1826 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
1827 Sumitomo Mitsui Trust (Hong Kong) Limited 7 11 18 61.11 2014-01-07
1828 Sumo Asset Management Limited 2 4 6 66.67 2010-07-07
1829 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1830 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1831 Sun Life Asset Management (HK) Limited 3 3 6 50.00 2014-05-23
1832 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1833 SUN SECURITIES LIMITED 5 9 14 64.29 2011-04-01
1834 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1835 Sunfund Capital Limited 2 2 4 50.00 2015-10-27
1836 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1837 Sunrise Brokers (Hong Kong) Limited 2 27 29 93.10 2009-12-09
1838 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
1839 Superactive Financial Group Company Limited 3 2 5 40.00 2015-06-12
1840 Superfund Financial (Hong Kong) Limited 2 2 4 50.00
1841 SUPREME CHINA SECURITIES LIMITED 3 7 10 70.00 2014-10-10
1842 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1843 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
1844 Swiss International Asset Management Limited 3 1 4 25.00 2013-12-16
1845 Swiss-Asia Asset Management (HK) Limited 3 6 9 66.67 2010-06-02
1846 Swissquote Asia Limited 6 3 9 33.33 2013-02-25
1847 Sylebra Capital Limited 2 7 9 77.78 2011-09-06
1848 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
1849 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1850 SynerWealth Financial Limited 4 21 25 84.00 2009-02-04
1851 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
1852 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1853 T & F Equities Limited 2 1 3 33.33 2012-12-11
1854 T G SECURITIES LIMITED 3 2 5 40.00 2005-12-19
1855 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1856 T. Rowe Price Hong Kong Limited 5 42 47 89.36 2010-12-21
1857 T.F.S. Derivatives HK Limited 7 32 39 82.05 2009-04-03
1858 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1859 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
1860 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
1861 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1862 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1863 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
1864 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
1865 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1866 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1867 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1868 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1869 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 24 30 80.00 2008-08-07
1870 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 22 26 84.62 2010-04-27
1871 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1872 Taiping Securities (HK) Co Limited 6 50 56 89.29
1873 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1874 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1875 Tandem Investors Limited 3 2 5 40.00 2014-12-24
1876 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1877 TANG PING KONG LIMITED 3 8 11 72.73
1878 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1879 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 37 43 86.05 2007-04-26
1880 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
1881 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1882 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1883 TC Capital International Limited 3 13 16 81.25 2010-08-11
1884 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
1885 TC Investment Management (Asia) Limited 4 12 16 75.00 2014-03-18
1886 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1887 Telecom King Securities Limited 3 15 18 83.33 2007-10-17
1888 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2006-03-24
1889 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1890 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1891 Templewater Hong Kong Limited 7 20 27 74.07
1892 Tenbagger Investment Management (Hong Kong) Limited 2 1 3 33.33 2015-09-11
1893 TENGARD FUND MANAGEMENT LIMITED 3 6 9 66.67 2012-04-03
1894 Tensant Securities Limited 2 1 3 33.33 2004-08-25
1895 TFI Asset Management Limited 3 7 10 70.00 2009-06-18
1896 TFI Securities and Futures Limited 3 4 7 57.14 2013-05-14
1897 THING ON SECURITIES LIMITED 3 5 8 62.50
1898 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1899 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 17 20 85.00 2008-04-11
1900 THREE STONES CAPITAL LIMITED 2 2 4 50.00 2015-11-11
1901 TIAN YUAN FINANCE LIMITED 3 6 9 66.67
1902 TIANDA ASSET MANAGEMENT LIMITED 1 0 1 0.00 2013-04-24
1903 TIANDA SECURITIES LIMITED 2 5 7 71.43 2011-01-18
1904 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1905 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1906 Tiger Securities Asset Management Company Limited 2 5 7 71.43 2006-12-29
1907 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1908 Tiro Capital Limited 1 1 2 50.00 2014-08-27
1909 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1910 Tongfang Securities Limited 2 1 3 33.33 2015-07-17
1911 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
1912 TOPAZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-02-11
1913 Topaz Financial Group Limited 3 11 14 78.57 2012-10-12
1914 Tor Investment Management (Hong Kong) Limited 4 5 9 55.56 2012-12-12
1915 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
1916 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1917 Towers Watson Investment Services Hong Kong Limited 3 13 16 81.25 2007-05-14
1918 TOYO SECURITIES ASIA LIMITED 3 6 9 66.67
1919 TPG Capital, Limited 2 7 9 77.78 2012-03-07
1920 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1921 TR Advisors Limited 3 3 6 50.00 2008-12-02
1922 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1923 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1924 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
1925 TRANSASIA PRIVATE CAPITAL LIMITED 3 4 7 57.14 2013-03-19
1926 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1927 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1928 TREE LINE ADVISORS (HONG KONG) LIMITED 2 7 9 77.78 2006-06-30
1929 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1930 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
1931 Trilogy Partners Limited 2 1 3 33.33 2014-07-25
1932 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1933 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1934 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1935 True Partner Advisor Hong Kong Limited 2 4 6 66.67 2010-09-30
1936 TRUTH SECURITIES LIMITED 3 4 7 57.14
1937 TSE'S SECURITIES LIMITED 3 36 39 92.31
1938 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1939 TT INTERNATIONAL (HONG KONG) LIMITED 7 9 16 56.25 2004-06-04
1940 TULLETT PREBON (HONG KONG) LIMITED 3 21 24 87.50 2010-08-26
1941 Tung Shing Futures (Brokers) Limited 5 82 87 94.25
1942 Tung Shing Securities (Brokers) Limited 9 190 199 95.48 2012-03-15
1943 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
1944 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1945 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1946 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1947 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1948 Turiya Advisors Asia Limited 2 11 13 84.62 2005-04-26
1949 TVC MANAGEMENT LIMITED 3 0 3 0.00
1950 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1951 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1952 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1953 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
1954 UBP ASSET MANAGEMENT ASIA LIMITED 4 20 24 83.33 2007-01-11
1955 UBS Asset Management (Hong Kong) Limited 10 61 71 85.92 2012-09-12
1956 UBS DERIVATIVES HONG KONG LIMITED 7 79 86 91.86
1957 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
1958 UBS SECURITIES ASIA LIMITED 13 438 451 97.12
1959 UBS SECURITIES HONG KONG LIMITED 19 327 346 94.51 2011-07-06
1960 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-11
1961 UCF Asset Management (HK) Limited 1 2 3 66.67 2012-05-04
1962 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1963 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
1964 UNION GAMING SECURITIES ASIA LIMITED 3 0 3 0.00 2015-03-26
1965 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1966 United Securities Limited (HK) 1 2 3 66.67
1967 UNITED SIMSEN FOREX DEALERS LIMITED 1 0 1 0.00
1968 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
1969 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 154 158 97.47
1970 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1971 UPBEST COMMODITIES COMPANY LIMITED 3 5 8 62.50
1972 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
1973 UPBEST SECURITIES COMPANY LIMITED 5 24 29 82.76
1974 VALUABLE CAPITAL LIMITED 4 5 9 55.56 2010-07-14
1975 VALUE PARTNERS HONG KONG LIMITED 5 79 84 94.05 2007-11-19
1976 VALUE PARTNERS LIMITED 5 79 84 94.05
1977 Value Partners Private Equity Limited 3 4 7 57.14
1978 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1979 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
1980 Vanguard Investments Hong Kong Limited 6 19 25 76.00 2012-02-07
1981 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
1982 Vantage Capital Markets HK Limited 5 31 36 86.11 2008-10-02
1983 Vantage New Generation Securities Limited 2 2 4 50.00 2012-08-03
1984 Vantum Futures Limited 2 4 6 66.67
1985 VBG Capital Limited 4 6 10 60.00 2009-04-20
1986 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-06-25
1987 VC BROKERAGE LIMITED 3 50 53 94.34
1988 VC CAPITAL LIMITED 3 5 8 62.50
1989 VC International Asset Management Limited 3 0 3 0.00
1990 VC INTERNATIONAL TRADING LIMITED 4 29 33 87.88
1991 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1992 VEDA CAPITAL LIMITED (HK) 2 6 8 75.00 2005-12-28
1993 Vegasoul Capital Management (Asia) Limited 3 4 7 57.14 2010-01-29
1994 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1995 Venture Smart Asia Limited 2 0 2 0.00 2015-12-18
1996 VERACITY INVESTMENT CO., LIMITED 5 0 5 0.00 2012-11-20
1997 VERCAP Financial Services Limited 2 0 2 0.00
1998 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1999 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
2000 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
2001 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
2002 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
2003 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
2004 VICTORY SECURITIES COMPANY LIMITED 3 44 47 93.62 2007-02-16
2005 Viking Global Hong Kong Limited 2 3 5 60.00 2010-09-17
2006 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
2007 Virtu ITG Hong Kong Limited 4 14 18 77.78
2008 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
2009 Vision Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
2010 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
2011 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
2012 VISION FINANCE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-11-14
2013 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
2014 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
2015 VL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2009-04-15
2016 VMS Securities Limited 7 10 17 58.82
2017 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
2018 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
2019 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
2020 Vontobel Wealth Management (Hong Kong) Limited 4 6 10 60.00 2013-01-14
2021 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
2022 VTB Capital Hong Kong Limited 5 3 8 37.50 2011-06-30
2023 W. Falcon Asset Management (Asia) Limited 4 3 7 42.86 2014-07-17
2024 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
2025 WAH SANG SECURITIES LIMITED 3 1 4 25.00
2026 WAH THAI SECURITIES LIMITED 3 3 6 50.00
2027 WAI FAT SECURITIES LIMITED 2 2 4 50.00
2028 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
2029 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
2030 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
2031 Wanhai Securities (HK) Limited 3 7 10 70.00
2032 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
2033 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2034 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2013-07-03
2035 Waton Securities International Limited 2 3 5 60.00
2036 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
2037 Waypointe Limited 3 0 3 0.00 2015-02-11
2038 Wealth Management Cube Limited 2 1 3 33.33 2015-03-19
2039 WEALTH MANAGEMENT GROUP LIMITED 2 2 4 50.00 2007-02-02
2040 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
2041 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
2042 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
2043 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
2044 Well Link International Securities Limited 3 7 10 70.00 2012-10-04
2045 Well Link Securities Limited 2 16 18 88.89 2005-11-11
2046 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
2047 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
2048 Wellington Management Hong Kong Limited (b2003-01-02) 9 38 47 80.85 2003-09-18
2049 Wells Fargo Securities Asia Limited 8 26 34 76.47 2008-04-25
2050 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 4 18 22 81.82 2008-09-02
2051 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
2052 Widus Investment Limited 2 0 2 0.00 2015-10-22
2053 WILBY SECURITIES LIMITED 2 2 4 50.00
2054 Willis Towers Watson Securities (Hong Kong) Limited 1 0 1 0.00 2015-06-17
2055 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
2056 WILSON SECURITIES LIMITED 2 2 4 50.00 2010-02-25
2057 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
2058 Win Harvest Asset Management Limited 2 0 2 0.00 2015-10-28
2059 Win Securities Limited 4 5 9 55.56
2060 WIN WONG SECURITIES LIMITED 4 26 30 86.67
2061 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
2062 WINFULL SECURITIES LIMITED 3 13 16 81.25
2063 WING FAT SECURITIES LIMITED 3 7 10 70.00
2064 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
2065 WING FUNG FUTURES LIMITED 3 25 28 89.29 2006-04-21
2066 WING FUNG SECURITIES LIMITED 4 22 26 84.62
2067 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 1 0 1 0.00
2068 WING ON CHEONG SECURITIES COMPANY LIMITED 3 11 14 78.57
2069 WING ON SECURITIES LIMITED 2 5 7 71.43
2070 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
2071 WINGS SECURITIES (HK) LIMITED 3 4 7 57.14
2072 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
2073 Winner International Securities Limited 4 20 24 83.33
2074 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
2075 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
2076 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
2077 WINTECH SECURITIES LIMITED 4 6 10 60.00
2078 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
2079 WINTONE SECURITIES LIMITED 2 8 10 80.00 2004-02-16
2080 Wisetrade Securities Limited 2 9 11 81.82
2081 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
2082 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
2083 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
2084 WOCOM LIMITED (HK) 4 16 20 80.00
2085 WOCOM SECURITIES LIMITED 4 19 23 82.61
2086 Wolver Hill Asset Management Asia Limited 3 2 5 40.00 2009-03-10
2087 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
2088 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
2089 Xin Tian Fund Management Company Limited 2 5 7 71.43 2013-05-30
2090 Xingtai Capital Management Limited 2 1 3 33.33 2013-11-21
2091 Xinhu International Futures (Hong Kong) Co., Limited 2 2 4 50.00 2012-05-22
2092 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 2 0 2 0.00 2015-09-17
2093 YARDLEY SECURITIES LIMITED 2 4 6 66.67
2094 YF ASSET MANAGEMENT LIMITED 3 3 6 50.00 2013-04-16
2095 YF FUTURES COMPANY LIMITED 2 6 8 75.00
2096 YF SECURITIES COMPANY LIMITED 2 11 13 84.62
2097 Yi Shun Da Capital Limited 2 4 6 66.67 2015-11-04
2098 YICKO SECURITIES LIMITED 5 16 21 76.19 2015-10-30
2099 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
2100 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
2101 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2014-10-24
2102 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 4 6 66.67 2013-05-03
2103 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
2104 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
2105 Yuanta Asia Investment (Hong Kong) Limited 4 5 9 55.56 2003-08-13
2106 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
2107 Yuanta Securities (Hong Kong) Company Limited 15 126 141 89.36 2006-07-08
2108 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
2109 YUE XIU ASSET MANAGEMENT LIMITED 4 5 9 55.56 2011-04-12
2110 YUE XIU FUTURES COMPANY LIMITED 3 35 38 92.11
2111 YUE XIU SECURITIES COMPANY LIMITED 6 52 58 89.66 2013-12-02
2112 Yuet Sheung International Securities Limited 2 0 2 0.00 2015-12-18
2113 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
2114 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
2115 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
2116 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
2117 Yunfeng Financial Markets Limited 11 22 33 66.67
2118 Yunfeng Securities Limited 5 4 9 44.44 2013-08-27
2119 Zaaba Capital Limited 2 3 5 60.00 2015-12-16
2120 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
2121 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
2122 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
2123 Zentrum Capital Advisors Limited 2 1 3 33.33 2014-06-03
2124 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
2125 ZHONGCAI ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-13
2126 Zhongcai Securities Limited 3 3 6 50.00 2014-12-19
2127 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
2128 ZhongHua Finance Capital Co., Limited 1 0 1 0.00 2005-05-26
2129 Zhongrong International Capital Management Limited 2 0 2 0.00 2015-05-22
2130 ZHONGRONG PT SECURITIES LIMITED 5 43 48 89.58 2010-07-30
2131 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67 2013-12-19
2132 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 9 11 81.82 2014-01-07
2133 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 47 52 90.38 2012-12-07
2134 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 81 86 94.19 2012-11-13
2135 Zijing Capital Limited 3 8 11 72.73 2003-05-07
2136 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
2137 Zynergy Asset Management Limited 2 8 10 80.00 2013-10-10
2137 Average 3.40 18.03 21.44 84.12

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top