UBS Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aberer, Helmuth | Rep | 2014-04-10 | 2015-09-11 | ||
| 2 | Albanese, Tommaso | Rep | 2015-11-26 | 2015-12-10 | ||
| 3 | Anderl, Maximilian | M | Rep | 2015-09-07 | 2015-09-09 | |
| Rep | 2015-12-28 | 2017-03-14 | ||||
| 4 | Bang, Edward Soo Jong | M | Rep | 2010-11-15 | 2014-09-08 | |
| 5 | Bhagwat, Niraj Dilip | Rep | 2005-10-24 | |||
| 6 | Blair, James Malcolm | M | Rep | 2012-11-26 | 2014-09-18 | |
| 7 | Bradshaw, John (SFC:AHC328) | M | Rep | 2012-03-29 | 2012-09-12 | |
| RO | 2012-09-12 | |||||
| 8 | Buehlmann, Rene | 44 | RO | 2014-08-11 | 2019-03-21 | |
| 9 | Bustnes, Brynjar Eirik | Rep | 2004-11-01 | 2006-12-31 | ||
| 10 | Cha, Benjamin Yiu Chung 查燿中 | 41 | M | Rep | 2013-07-23 | 2014-09-27 |
| 11 | Chan, Chee Seng (SFC:AJO200) | Rep | 2004-03-17 | |||
| 12 | Chan, Elsie Oi Sze 陳愛詩 | F | Rep | 2006-07-28 | 2012-09-12 | |
| RO | 2012-09-12 | 2015-07-18 | ||||
| 13 | Chan, Irene Wing Yin 陳詠妍 | F | Rep | 2014-09-08 | 2017-10-04 | |
| 14 | Chan, Karen Ka Ning 陳嘉寧 | F | Rep | 2011-08-01 | 2013-01-25 | |
| 15 | Chan, Kwan Ho (SFC:APN775) 陳鈞浩 | Rep | 2011-04-08 | 2012-05-01 | ||
| 16 | Chan, Patrick Hin Wai 陳獻為 | M | Rep | 2004-06-16 | ||
| RO | 2004-06-16 | 2004-12-23 | ||||
| Rep | 2004-12-23 | 2008-05-24 | ||||
| 17 | Chang, Alexander Paul 張明波 | M | Rep | 2015-10-12 | 2016-04-23 | |
| 18 | Chen, Helen Yan Heung 陳仁香 | F | Rep | 2005-09-28 | 2011-07-08 | |
| 19 | Chen, Lu (SFC:BEH822) 陳璐 | Rep | 2014-10-15 | 2016-08-20 | ||
| 20 | Chen, Michael Hao 陳豪 | M | Rep | 2014-01-16 | 2019-02-09 | |
| 21 | Chen, Zhanglong (SFC:AXY966) 陳章龍 | Rep | 2011-09-06 | 2021-02-26 | ||
| 22 | Chenaux-Repond, Lorenz Michael | M | Rep | 2006-06-16 | 2016-02-16 | |
| 23 | Cheng, King Hong 鄭競康 | Rep | 2010-08-27 | 2023-05-31 | ||
| 24 | Cheng, Shu Yuen 鄭樹源 | Rep | 2006-07-17 | 2008-07-12 | ||
| 25 | Cheung, Billy Wing Ho 張永豪 | Rep | 2006-08-01 | 2014-09-01 | ||
| 26 | Cheung, Catherine Ka Man 張嘉敏 | F | Rep | 2005-10-06 | 2010-07-17 | |
| Rep | 2012-07-03 | 2015-08-08 | ||||
| 27 | Cheung, Denise Wing Yan 張穎欣 | F | Rep | 2015-12-14 | ||
| 28 | Ching, Kerry Kim Wai 程劍慧 | F | Rep | 2006-09-15 | 2008-04-12 | |
| 29 | Chon, Lai Yi 鍾麗儀 | Rep | 2014-03-18 | 2018-03-05 | ||
| 30 | Chow, Tit Tsang | Rep | 2008-04-23 | 2019-06-07 | ||
| 31 | Choy, Elina Elaine Yee Ling 蔡懿翎 | F | Rep | 2010-09-08 | 2012-01-18 | |
| 32 | Chu, Lawrence Sheng Yu 諸承譽 | 36 | M | Rep | 2006-01-20 | 2007-07-31 |
| 33 | Chua, Michelle Mei Tak 蔡美德 | F | Rep | 2007-12-24 | 2009-07-07 | |
| 34 | Chuang, Yung-Chi 莊詠淇 | Rep | 2014-06-19 | 2016-10-22 | ||
| 35 | Chui, Hoi Yan (SFC:AKW893) 崔凱茵 | Rep | 2015-07-30 | 2016-06-09 | ||
| 36 | Chukiat, Nicholas Wynn | M | Rep | 2015-08-20 | 2015-08-28 | |
| Rep | 2015-10-30 | 2015-11-06 | ||||
| 37 | Dellmann, Marc Christian | M | Rep | 2015-10-13 | 2015-10-16 | |
| 38 | Dilkes, Ross Peter | M | Rep | 2009-01-19 | 2022-01-20 | |
| 39 | Egloff, Markus Peter | M | Rep | 2015-10-02 | 2018-07-03 | |
| 40 | Eichacker, Markus Karl Eugen | 47 | M | Rep | 2003-11-13 | |
| RO | 2003-11-13 | 2008-09-13 | ||||
| 41 | Ellis-Ferrara, Christopher Raymond | M | Rep | 2012-08-28 | 2013-01-04 | |
| 42 | Ferri, William Joseph | M | Rep | 2015-10-30 | 2015-10-30 | |
| 43 | Fipp, Robert Bernard | M | Rep | 2015-10-29 | 2018-06-23 | |
| 44 | Fitzpatrick, Dawn Nora | F | Rep | 2015-10-29 | 2015-11-02 | |
| Rep | 2015-12-10 | 2015-12-13 | ||||
| 45 | Frei, Michael | M | Rep | 2012-08-28 | 2014-05-14 | |
| 46 | Fu, Teh-Hsiu 傅德修 | RO | 2003-12-05 | |||
| 47 | Fung, Karena Pui San 馮珮珊 | Rep | 2006-09-13 | 2012-01-18 | ||
| 48 | Gao, Hui (SFC:AKW845) 高卉 | Rep | 2004-07-06 | 2008-10-13 | ||
| 49 | Garrood, Dane Alan | M | Rep | 2012-03-02 | 2012-11-26 | |
| 50 | Guan, Shao Ping 關少平 | Rep | 2006-05-22 | 2007-10-24 | ||
| 51 | Halek, David Neil | M | Rep | 2003-08-29 | ||
| RO | 2003-08-29 | 2013-06-03 | ||||
| 52 | Hanzl, David | M | Rep | 2014-09-26 | 2019-06-30 | |
| 53 | Hayek, Rami Gebran | Rep | 2011-02-14 | 2012-09-01 | ||
| 54 | Herm, Gunnar | Rep | 2015-11-26 | 2015-12-02 | ||
| 55 | Ho, David Patrick 何嘉豪 | M | Rep | 2011-06-27 | 2022-11-22 | |
| 56 | Ho, Gideon Siu Man 何紹民 | Rep | 2015-04-10 | 2016-01-29 | ||
| 57 | Holzherr, Thomas Markus | M | Rep | 2010-08-16 | 2011-08-31 | |
| 58 | Hong, James Shu Kin (SFC:AAK376) 洪樹堅 | M | RO | 2009-10-31 | ||
| 59 | Huang, Hai (SFC:ARB638) 黃海 | Rep | 2008-05-26 | 2015-07-28 | ||
| 60 | Huang, Shiao Wern Charlene | F | Rep | 2015-08-20 | 2015-08-28 | |
| 61 | Hui, Sai Fung 許世鋒 | Rep | 2014-05-23 | 2018-06-30 | ||
| 62 | Hung, Michael Siu Chun 洪小駿 | M | Rep | 2008-03-28 | 2011-05-11 | |
| 63 | Ilar, Kristina Birgitta | F | Rep | 2015-09-07 | 2019-10-10 | |
| 64 | Im, Jinseon | Rep | 2012-08-28 | 2014-05-10 | ||
| 65 | Johnson, Richard Anthony (SFC:BGJ124) | M | Rep | 2015-10-22 | 2015-10-24 | |
| 66 | Kang, Tae Jong 姜太鐘 | Rep | 2013-10-16 | 2016-11-26 | ||
| 67 | Karthigesu, Ganeshan Ramesh | M | Rep | 2010-05-31 | 2012-05-02 | |
| 68 | Keung, Helen Hoi Ling 姜凱齡 | F | Rep | 2008-03-05 | 2010-01-08 | |
| 69 | Khosla, Navjeewan Jatinder | Rep | 2012-03-19 | 2013-12-05 | ||
| 70 | Kim, Calvin | M | Rep | 2014-10-06 | ||
| 71 | Kim, Jun Sub | Rep | 2015-10-16 | 2018-06-20 | ||
| 72 | Kim, Seung-Bom | Rep | 2012-03-19 | 2017-03-14 | ||
| 73 | Kim, Yong Duk 金容德 | Rep | 2015-09-25 | 2020-03-13 | ||
| 74 | Klingenberg-Timm, Benno | M | Rep | 2015-09-08 | 2015-09-09 | |
| 75 | Kohler, David Hermann | M | Rep | 2005-06-21 | 2009-07-01 | |
| 76 | Kondo, Keiko 近藤敬子 | Rep | 2011-09-02 | 2014-03-05 | ||
| RO | 2014-03-05 | 2017-09-30 | ||||
| 77 | Koo, Julie J | F | Rep | 2015-04-13 | 2015-08-27 | |
| RO | 2015-08-27 | 2017-12-29 | ||||
| 78 | Kwok, Felix Man Chun 郭文駿 | M | Rep | 2011-01-31 | 2015-04-18 | |
| 79 | Kwong, Samuel Yee Kin 鄺懿堅 | M | Rep | 2007-10-31 | 2008-10-10 | |
| 80 | Lai, Chin Wai 賴展懷 | Rep | 2014-10-06 | 2016-07-30 | ||
| 81 | Lai, Ka Lai (SFC:AQP990) 賴家禮 | Rep | 2008-03-05 | 2012-12-08 | ||
| 82 | Lam, Chi Ping 林治平 | Rep | 2008-10-29 | 2014-05-22 | ||
| 83 | Lam, Franklin Fan Keung 林奮強 | 55 | M | Rep | 2005-12-01 | 2006-01-18 |
| RO | 2006-01-18 | 2011-07-11 | ||||
| 84 | Lam, Von Villy Mendoza 林威利 | Rep | 2012-11-13 | 2015-02-25 | ||
| 85 | Lam, Wan (SFC:BCK236) 林耘 | Rep | 2015-03-04 | 2015-10-24 | ||
| 86 | Lecher, Stefan Alexander | M | Rep | 2013-08-13 | 2014-03-05 | |
| RO | 2014-03-05 | 2016-08-15 | ||||
| 87 | Lee, Hon Kit (SFC:ADO606) 李漢傑 | Rep | 2008-01-28 | 2008-06-17 | ||
| RO | 2008-06-17 | 2011-11-11 | ||||
| 88 | Lee, Jason Kwan Ho 李君豪 | M | Rep | 2012-03-19 | 2019-01-29 | |
| 89 | Lee, Kong Hean 李光賢 | Rep | 2008-05-23 | 2009-09-10 | ||
| 90 | Lee, Paul Hung Bun 李鴻斌 | M | Rep | 2011-09-30 | 2015-06-27 | |
| 91 | Lee, Teong Gee 李忠義 | Rep | 2005-05-26 | 2006-10-18 | ||
| 92 | Lee, Tsz Heng 李芷蘅 | Rep | 2011-07-12 | 2014-01-10 | ||
| 93 | Lee, Won Jong | Rep | 2012-10-12 | 2015-06-26 | ||
| 94 | Lee, Yong Ha | Rep | 2010-06-21 | 2011-12-01 | ||
| 95 | Lee, Yui 李銳 | Rep | 2008-03-20 | 2009-05-07 | ||
| 96 | Leonard, John Christopher | M | Rep | 2015-10-29 | 2016-07-01 | |
| 97 | Leung, Ho Wa (SFC:AAV118) 梁可華 | Rep | 2003-10-11 | |||
| 98 | Leung, Jeremy Jan Yu | M | Rep | 2015-10-19 | 2015-10-21 | |
| 99 | Leung, Ka Wai (SFC:AOK606) 梁家瑋 | Rep | 2012-08-27 | 2016-04-01 | ||
| 100 | Leung, Po Chun 梁寶珍 | Rep | 2014-06-23 | 2018-09-04 | ||
| 101 | Li, Charles Sai Yiu 李世耀 | M | Rep | 2010-02-08 | 2016-02-16 | |
| 102 | Liaw, Irene Milin 廖美玲 | F | Rep | 2010-03-04 | 2011-10-19 | |
| 103 | Ling, Xinyuan 凌新源 | Rep | 2010-01-13 | 2010-07-16 | ||
| RO | 2010-07-16 | 2016-06-15 | ||||
| 104 | Liu, Hing Hung (SFC:ARP656) 廖慶雄 | Rep | 2008-09-17 | 2011-07-31 | ||
| 105 | Lo, York Yuen Yuk 羅元旭 | Rep | 2007-11-05 | 2008-04-17 | ||
| 106 | Loh, Jeric Seong Huat 羅祥發 | Rep | 2013-07-29 | 2014-10-08 | ||
| 107 | Mackie, Graham Alan | M | Rep | 2015-10-09 | 2015-10-23 | |
| 108 | Mak, Kai Yin 麥愷茵 | Rep | 2010-09-15 | 2013-06-01 | ||
| 109 | McCallum, Joshua Neil | M | Rep | 2015-07-21 | 2015-07-24 | |
| 110 | McConnell, Simon Peter Watson | M | Rep | 2014-10-20 | 2015-07-16 | |
| 111 | McCourt, Ryan James | M | Rep | 2015-10-23 | 2016-09-30 | |
| 112 | Miller, Steven Michael (SFC:AHF976) | M | Rep | 2007-03-08 | 2012-05-02 | |
| 113 | Ming, Albert 明耀文 | M | Rep | 2013-08-07 | 2014-03-05 | |
| RO | 2014-03-05 | 2016-08-16 | ||||
| 114 | Mondovits, Andreas Georg | M | RO | 2005-07-20 | 2010-04-26 | |
| Rep | 2010-04-26 | 2012-08-31 | ||||
| 115 | Nagpal, Shantanu | Rep | 2007-04-20 | 2007-10-26 | ||
| 116 | Oliete Galiano, Adolfo | M | Rep | 2015-06-08 | 2019-12-05 | |
| 117 | Pang, Jason Yat Sing 彭逸升 | M | Rep | 2006-08-10 | 2013-05-17 | |
| 118 | Pang, Kai Chun 彭啟晉 | Rep | 2015-01-07 | 2016-05-25 | ||
| 119 | Park, Sang 朴祥淳 | Rep | 2010-03-16 | 2010-09-17 | ||
| 120 | Perrett, David Michael (SFC:AFF191) | M | Rep | 2012-03-28 | 2012-09-12 | |
| RO | 2012-09-12 | 2012-12-18 | ||||
| Rep | 2012-12-18 | 2013-12-05 | ||||
| 121 | Perrott, Ashley James | M | Rep | 2009-01-02 | 2018-05-21 | |
| 122 | Pershad, Vikas | Rep | 2012-08-28 | 2014-03-27 | ||
| 123 | Piper, Stuart William Arnold | 62 | M | Rep | 2006-06-28 | 2008-07-04 |
| 124 | Purtschert, Markus Anton | M | Rep | 2014-05-07 | 2015-10-02 | |
| 125 | Quaife, Matthew Samuel Heighes | M | Rep | 2011-09-02 | 2013-04-22 | |
| 126 | Raebsamen, Urs | Rep | 2010-07-27 | 2021-07-23 | ||
| 127 | Raffaldini Ii, Jerome Lino | M | Rep | 2015-07-17 | 2015-07-24 | |
| Rep | 2015-08-10 | 2015-08-14 | ||||
| Rep | 2015-10-20 | 2015-10-30 | ||||
| Rep | 2015-11-16 | 2015-11-18 | ||||
| Rep | 2015-12-28 | 2016-01-07 | ||||
| 128 | Reuter, Clemens | Rep | 2015-10-29 | 2015-11-02 | ||
| 129 | Rivers, Thomas Edward | M | Rep | 2015-03-11 | 2016-10-18 | |
| 130 | Sanghrajka, Satyan Arvind | Rep | 2015-08-26 | 2015-09-02 | ||
| Rep | 2015-10-27 | 2015-10-31 | ||||
| Rep | 2015-11-30 | 2015-12-02 | ||||
| 131 | Saxvik, Eric Bradley | M | Rep | 2012-04-13 | 2013-09-05 | |
| RO | 2013-09-05 | 2017-01-12 | ||||
| 132 | Schlaepfer, Bruno | M | Rep | 2006-05-16 | 2006-12-22 | |
| 133 | Shao, Peiyi 邵佩藝 | Rep | 2014-01-10 | 2014-12-12 | ||
| 134 | Shi, Bin 施斌 | Rep | 2006-01-12 | 2010-08-11 | ||
| RO | 2010-08-11 | |||||
| 135 | Shiu, Ephrem 邵藹苓 | M | RO | 2014-02-17 | 2023-04-06 | |
| 136 | Shum, Yuk Yee 岑玉如 | Rep | 2005-10-19 | 2006-04-13 | ||
| 137 | Sotorp, Kai Reiner Jr | RO | 2013-04-05 | 2014-06-30 | ||
| 138 | Spielhofer, Philippe Marc | M | Rep | 2011-05-17 | 2015-09-01 | |
| 139 | Sun, Derrick 孫裕文 | M | Rep | 2013-07-08 | 2018-06-16 | |
| 140 | Tan, Siew Ming 陳秀敏 | Rep | 2004-12-29 | 2008-09-26 | ||
| 141 | Tang, Yue Han | Rep | 2014-08-05 | 2022-11-21 | ||
| 142 | Thorpe-Apps, Mark Winston | M | Rep | 2012-03-14 | 2013-01-14 | |
| 143 | To, Ngoc-Diep Diana 蘇玉葉 | Rep | 2011-01-31 | 2014-07-25 | ||
| 144 | Tse, Tina Siu 謝小娟 | Rep | 2011-08-18 | 2012-07-26 | ||
| 145 | Tseng, Yu Wen 曾鈺雯 | Rep | 2015-06-03 | 2017-07-15 | ||
| 146 | Tsui, Ka Ling 徐嘉玲 | Rep | 2015-10-05 | 2021-09-30 | ||
| 147 | Tung, Yat Shing 董日成 | Rep | 2007-08-03 | 2016-11-17 | ||
| 148 | Ueno, Akiko 八木晶子 | F | Rep | 2013-08-08 | 2021-06-23 | |
| 149 | Van Beek, Christiaan Lieven | Rep | 2015-09-18 | 2015-09-25 | ||
| Rep | 2015-11-23 | 2015-12-03 | ||||
| 150 | Wang, Dapeng (SFC:BFD828) 王大鵬 | Rep | 2015-03-26 | 2018-03-30 | ||
| 151 | Wang, Hsiao Chun 王曉群 | Rep | 2014-03-06 | 2015-07-21 | ||
| 152 | Wang, Yifen David 王軼奮 | Rep | 2014-05-29 | 2015-09-01 | ||
| 153 | Wichmann, Kasper Kvist | M | Rep | 2015-05-13 | 2019-08-17 | |
| 154 | Williamson, Andrew Masters | M | Rep | 2015-09-25 | ||
| 155 | Wong, Ee Kay Geoffrey | M | Rep | 2015-08-13 | 2015-08-19 | |
| 156 | Wong, Howard (SFC:ADY281) 黃浩雲 | M | Rep | 2013-02-06 | 2013-06-03 | |
| 157 | Wong, Jenq Shin Freddy 王政鑫 | Rep | 2015-10-15 | 2022-07-20 | ||
| 158 | Wong, Johnny Yat Hong 黃日康 | M | Rep | 2005-09-26 | 2011-09-26 | |
| 159 | Wong, Kwai Chu 黃桂珠 | Rep | 2015-03-20 | 2022-09-30 | ||
| 160 | Wong, Wai Ho (SFC:ALL183) 黃煒豪 | Rep | 2012-05-30 | 2015-03-28 | ||
| 161 | Woodland, Emily Jane | F | Rep | 2012-03-19 | 2017-08-08 | |
| 162 | Wu, Yuan (SFC:BFM561) 吳渊 | Rep | 2015-05-20 | 2023-11-13 | ||
| 163 | Yan, Cleo Sheung Ngar 甄尚雅 | F | Rep | 2006-07-28 | 2009-08-21 | |
| 164 | Yeo, Keng Swee 楊慶瑞 | Rep | 2005-04-11 | 2008-07-14 | ||
| 165 | Yeung, Chung Kit 楊忠杰 | Rep | 2013-09-24 | 2023-10-20 | ||
| 166 | Yeung, Hau Keung 楊孝強 | Rep | 2008-11-19 | 2012-05-18 | ||
| 167 | Yip, Sammy Ka Tak 葉家德 | Rep | 2013-09-03 | 2015-06-24 | ||
| 168 | Yiu, Wai Ho (SFC:APR883) 姚偉浩 | Rep | 2014-10-29 | 2020-06-04 | ||
| 169 | Yu, Cheng-yung 游正雍 | Rep | 2007-05-23 | 2010-05-26 | ||
| 170 | Yu, Ming Lai 余明麗 | Rep | 2007-09-25 | 2008-07-02 | ||
| Rep | 2008-11-03 | 2008-11-13 | ||||
| 171 | Yu, Thomas Ka Ming 余家明 | M | Rep | 2008-01-22 | 2018-12-21 | |
| 172 | Yu, Yik Ki 余奕淇 | Rep | 2008-07-14 | 2017-12-08 | ||
| 173 | Yu, Zhan 于湛 | Rep | 2014-09-11 | 2019-01-19 | ||
| 174 | Yuen, Ben Cheuk Bun 阮卓斌 | M | Rep | 2006-04-24 | 2006-05-29 | |
| RO | 2006-05-29 | 2013-12-20 | ||||
| 175 | Yuen, Siu Fung 袁兆豐 | Rep | 2006-03-27 | 2007-07-21 | ||
| 176 | Yuen, Wai Ling (SFC:AXZ887) 袁慧玲 | Rep | 2013-07-18 | |||
| 177 | Yung, Yu Ming 翁耀明 | Rep | 2005-12-09 | 2006-01-18 | ||
| RO | 2006-01-18 | 2012-04-03 | ||||
| 178 | Zhang, Yingdong 張穎冬 | Rep | 2015-08-06 | 2018-03-29 | ||
| 179 | Zhang, Yu (SFC:AVI265) 張宇 | 38 | M | Rep | 2011-09-01 | 2019-08-28 |
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