FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 富蘭克林鄧普頓投資(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	Role	From	Until
1	Ahuja, Vivek Manohar		M	Rep	2008-07-17	2008-08-17
				Rep	2010-11-22	2010-12-22
				Rep	2011-01-13	2011-01-14
				Rep	2011-10-24	2011-10-25
				Rep	2012-04-10	2012-04-11
				Rep	2012-05-07	2012-05-08
				Rep	2012-06-26	2012-06-27
				Rep	2013-01-15	2013-01-16
				Rep	2013-02-25	2013-02-26
				Rep	2013-05-08	2013-05-09
				Rep	2014-01-15	2014-01-15
				Rep	2014-10-22	2014-10-23
				Rep	2015-01-06	2015-01-09
				Rep	2015-05-18	2015-05-20
				Rep	2015-06-05	2015-06-10
2	Beck, John William	51	M	Rep	2010-01-12	2010-02-12
				Rep	2010-03-17	2010-04-17
				Rep	2011-02-07	2011-03-07
				Rep	2012-01-30	2012-02-03
				Rep	2012-12-07	2012-12-07
				Rep	2014-09-24	2014-09-24
				Rep	2015-01-28	2015-01-28
3	Boersma, Norman John		M	Rep	2014-05-08	2014-05-08
4	Bowers, Grant Blair		M	Rep	2008-09-22	2008-10-22
				Rep	2010-08-20	2010-09-20
				Rep	2012-04-19	2012-04-20
				Rep	2013-10-25	2013-10-25
				Rep	2014-11-14	2014-11-14
5	Boyadjian, Mark Sarkis		M	Rep	2013-11-13	2013-11-15
6	Brimberry, Kurt Armstrong		M	Rep	2011-04-13	2011-05-13
				Rep	2012-02-06	2012-02-12
				Rep	2012-04-24	2012-04-26
7	Browning, Mark Banks		M	RO	2004-10-14	2005-04-27
				RO	2007-01-05	2020-12-31
8	Brugere-Trelat, Philippe Jean Michel		M	Rep	2014-01-15	2014-01-15
9	Brunton, Jamie Robert		M	Rep	2013-11-11	2013-11-15
				Rep	2015-04-20	2015-04-24
10	Burke, Edward Scully		M	Rep	2015-10-08	2015-10-12
11	Casey, Christopher Doss		M	Rep	2013-01-22	2013-03-22
12	Chan, Canyon Alan		M	Rep	2008-07-17	2008-08-17
				Rep	2009-05-04	2009-06-04
				Rep	2011-05-09	2011-06-09
13	Chan, Carrie Wai Yee 陳慧儀			Rep	2008-06-06	2009-05-23
14	Chan, Fung Ping (SFC:AOU775) 陳鳳萍			Rep	2008-10-16	2009-03-29
15	Chan, Isabella Shuet Sum 陳雪心		F	Rep	2005-12-13	2017-10-17
16	Chan, Jenny Ka Yun 陳嘉茵		F	Rep	2006-06-01	2008-03-14
17	Chan, Ka Ling (SFC:AZZ291) 陳嘉玲			Rep	2013-12-19	2015-10-02
18	Chan, Kam Tsuen 陳錦泉			Rep	2011-07-06	2017-11-28
19	Chan, Nicole Wing Ki 陳穎琪		F	Rep	2014-05-05	2016-10-03
20	Chan, Tsz Yin (SFC:AXH326) 陳芷嫣			Rep	2011-06-16	2015-01-30
21	Chan, Vivian Wing Kay 陳穎琪		F	Rep	2006-01-09	2022-06-30
22	Chan, Wai Cheung (SFC:AWU002) 陳韋璋			Rep	2011-02-11	2011-12-31
23	Chang, David Wan 張偉		M	Rep		2003-11-26
				RO	2003-11-26	2020-09-30
24	Chau, Stanley Hon Ming 周漢銘		M	Rep	2012-06-29	2012-09-26
25	Cheung, Angie Chor Ching 張礎靜		F	Rep	2011-07-22	2016-04-01
26	Cheung, Evelyn Yuen Ting 張婉婷			Rep	2015-01-12	2022-06-30
27	Cheung, Kam Hung (SFC:AJE683) 張感鴻			Rep	2007-07-18	2015-10-12
28	Choi, Pik Chi 蔡碧芝			Rep		2007-07-09
29	Choi, Yuk Lan (SFC:AJH490) 蔡育蘭			Rep	2004-01-09	2021-12-31
30	Chong, Edmund Yuk Hung 莊鈺洪		M	Rep		2004-11-12
31	Christian Jr, Robert George		M	Rep	2015-11-06	2015-11-13
32	Chua, Alan Boon Yong 蔡文勇		M	Rep		2004-01-07
33	Chui, Wai Hang 徐偉恆			Rep	2005-12-29	2022-06-30
34	Collison, Scott Seton		M	Rep	2014-02-24	2014-02-28
				Rep	2014-08-28	2014-08-28
				Rep	2014-10-14	2014-10-28
				Rep	2015-03-24	2015-03-25
				Rep	2015-04-15	2015-04-22
				Rep	2015-11-04	2015-11-13
35	Crawley, Trent James		M	Rep	2015-04-13	2015-04-17
36	Desai, Sonal (SFC:AZH436)			Rep	2012-04-18	2012-04-19
37	Duffy, Thomas James (SFC:AAK183)		M	RO	2005-01-20	2005-07-22
38	Duong, Kim Anh			Rep	2012-11-27	2012-11-28
39	Embler, Michael James		M	Rep	2008-11-17	2008-12-17
40	Franta, Christopher Steven		M	Rep	2015-04-21	2015-04-22
41	Fromm, Frederick Gregory		M	Rep	2012-04-19	2012-04-20
42	Fung, Gracia Yan Chi 馮恩賜			Rep	2007-08-01	2016-02-04
43	Gorlyn, Adam Bruce		M	Rep	2013-07-29	2013-07-29
44	Grotzinger, Adam W		M	Rep	2010-06-10	2010-12-23
				Rep	2011-02-21	2011-02-25
				Rep	2011-05-23	2011-05-27
				Rep	2011-09-06	2011-09-09
				Rep	2011-11-14	2011-11-18
				Rep	2012-02-06	2012-02-10
				Rep	2012-03-28	2012-03-31
				Rep	2012-06-21	2012-06-22
				Rep	2013-04-22	2013-04-23
				Rep	2013-08-05	2013-08-06
				Rep	2013-11-18	2013-11-19
				Rep	2014-02-12	2014-02-14
				Rep	2014-05-08	2014-05-09
				Rep	2014-10-29	2014-10-31
45	Ha, Sae Young			Rep	2013-11-18	2013-11-22
46	Hardingham, Nicholas Giles		M	Rep	2014-05-09	2014-05-09
47	Hasenstab, Michael James		M	Rep	2009-02-20	2009-03-20
				Rep	2010-08-30	2010-09-30
				Rep	2011-03-30	2011-04-30
				Rep	2014-01-06	2014-01-17
				Rep	2015-04-21	2015-04-24
48	Hatch, Jonathan George		M	Rep	2012-04-24	2012-04-25
				Rep	2014-10-08	2014-10-09
				Rep	2015-11-06	2015-11-10
49	Henry, Brian Andrew		M	Rep	2009-11-06	2009-12-06
50	Herrmann, Conrad Beadle			Rep	2010-03-03	2010-04-03
51	Heywood, Vincent Graham		M	Rep		2004-09-02
52	Ho, Chan Hong 何贊康			Rep	2005-12-29	2006-11-22
53	Ho, Teresa Wing Kwan 何穎君		F	Rep		2005-03-15
				Rep	2005-06-01	2006-02-28
54	Huber, Donald Graham		M	Rep	2010-03-01	2010-04-01
				Rep	2011-08-22	2011-08-26
55	Hui, Pui Yu 許佩如			Rep	2005-01-12	2005-03-15
56	Jacobs, Raymond Jean Hubert		M	Rep	2015-04-21	2015-04-22
57	Jung, Wenning T			Rep	2014-08-28	2014-08-28
				Rep	2015-04-21	2015-04-22
58	Keyser, Arthur Warren III		M	Rep	2014-03-05	2014-03-05
59	Kong, Suk Yee 鄺淑儀			Rep		2004-01-27
60	Kubinec, Michael Kenneth		M	Rep	2007-08-14	2008-12-09
61	Kuo, Yen-ling 郭妍伶			Rep	2005-09-13	2022-06-30
62	Kwok, Chor Man 郭楚雯			Rep	2004-07-28	2006-04-01
63	Lai, Jenny Sin Wan 賴倩雲		F	Rep	2010-10-12	2012-09-28
64	Lam, David Sze Chung 林思聰		M	Rep	2005-04-07	2006-05-26
65	Lam, Ka Chun (SFC:ARH361) 林嘉俊			Rep	2008-09-02	2010-06-01
66	Lam, Terence Chung Han 林忠漢		M	Rep	2005-07-05	2008-03-12
67	Land, Stephen Matthew		M	Rep	2011-07-13	2011-08-13
68	Lau, Angela Pui Yee 劉沛怡		F	Rep	2006-09-05	2022-06-30
69	Lau, Tracy Fung Sin 劉鳳仙		F	Rep	2005-06-24	2014-02-08
70	Law, Kit Ching 羅潔貞			Rep	2009-02-12	2011-03-02
71	Law, Wai Sze 羅慧詩			Rep	2004-08-19	2019-07-03
72	Ledward, William Patrick		M	Rep	2012-03-22	2012-03-23
				Rep	2012-05-23	2012-05-25
				Rep	2014-12-10	2014-12-11
73	Lee, Henry Him Wai 李謙偉		M	Rep		2004-05-03
74	Lee, Ming Yuan 李名媛			Rep	2013-07-15	2019-09-03
75	Lee, Tsz Wai (SFC:AYT809) 李芷慧			Rep	2012-01-26	2013-01-01
76	Lee, Yuen Ling (SFC:AGH840) 李婉玲			Rep		2005-08-22
				Rep	2007-03-23	2007-06-20
77	Leung, Pang 梁彬			Rep	2005-12-29	2022-06-30
78	Leung, Wai To 梁慧途			Rep		2022-06-30
79	Leung, Yan Ting (SFC:AOA297) 梁欣婷			Rep	2006-11-17	2008-08-23
80	Lewis Jr, Kenneth Allan		M	Rep	2014-04-01	2014-10-20
81	Li, Yan (SFC:APU861) 李岩			Rep	2011-03-28	2016-01-04
82	Li, Zheng (SFC:ALN042) 李崢			Rep	2007-11-01	2008-10-01
83	Lin, Jack (SFC:AGJ553) 林偉傑		M	Rep	2007-04-20	2008-05-31
84	Lo, Wing (SFC:APR851) 盧永			Rep	2007-10-03	2008-07-01
85	Lo, Winnie Wing Yee (SFC:APC907) 盧穎兒		F	Rep	2007-06-21	2012-01-04
86	Lou, Nathalie Choi Chi 劉賽枝			Rep		2007-01-18
87	Love, Tyler Charles 愛富謙		M	Rep	2013-11-14	2013-12-02
				Rep	2014-01-15	2019-05-16
88	Lui, Kwok Wing 呂國榮			Rep	2009-01-06	2009-12-01
89	Lun, Joseph Wai Ho 倫偉豪		M	Rep	2007-04-13	2007-04-25
90	Ma, Ka Man (SFC:BAC046) 馬嘉汶			Rep	2012-09-25	2015-06-22
91	Macdonald, Alistair John (SFC:AVW485)		M	Rep	2013-08-30	2013-09-03
				Rep	2014-08-18	2014-08-19
				Rep	2015-02-09	2015-02-10
				Rep	2015-08-18	2015-08-21
92	Magee Jr, Wilson Kuron		M	Rep	2014-04-09	2014-04-11
93	Makkawi, Ziad Khalil			Rep	2008-06-12	2008-07-12
94	Malawer, Jonathan Seth		M	Rep	2015-04-21	2015-04-22
95	Man, Janet Suet Ying 萬雪瑩		F	Rep	2007-10-24	2009-01-15
96	Man, Tak Yeung 文德揚			Rep	2006-12-11	2022-06-30
97	Mann, Samuel Thomas		M	Rep	2015-09-21	2015-09-22
				Rep	2015-11-09	2015-11-13
98	McCulloch, Evan Scott		M	Rep	2013-12-09	2013-12-09
99	Mobius, Joseph Benhard Mark	79	M	RO		2018-01-31
100	Moeller, Steven Edward		M	Rep	2010-08-10	2010-09-10
				Rep	2011-04-11	2011-04-15
				Rep	2014-06-25	2015-09-04
101	Molina, George H		M	Rep	2005-12-29	2010-08-26
				RO	2010-08-26	2022-06-30
102	Noto, Anthony Alexander		M	Rep	2007-01-08	2007-04-13
103	Pai, Anne Carin Leong		F	Rep	2014-10-03	2014-10-17
104	Pang, Matthew Man Yat 彭文逸		M	Rep	2013-03-12	2015-02-27
105	Pang, Yan Ni 彭欣妮			Rep	2013-10-09	2019-04-25
106	Perks, Edward Douglas		M	Rep	2011-07-18	2011-08-18
107	Plafker, Jed Andrew		M	RO		2004-06-26
108	Poon, Louis Lok Ming 潘樂鳴		M	Rep		2004-03-24
109	Portillo, Joseph Charles		M	Rep	2011-04-13	2011-05-13
				Rep	2011-09-22	2011-09-24
				Rep	2011-11-07	2011-11-08
				Rep	2012-04-24	2012-04-25
				Rep	2012-09-11	2012-09-12
				Rep	2013-03-04	2013-03-07
				Rep	2013-10-28	2013-11-02
				Rep	2014-05-19	2014-05-22
110	Qiu, Tian (SFC:APD349)			Rep	2007-06-29	2019-07-07
111	Quek, Kiah Ling 郭家琳			Rep	2007-11-27	2020-07-10
112	Ritchey Jr, John Brooks		M	Rep	2015-11-06	2015-11-13
113	Rudolph, Simon Devilliers	55	M	Rep		2007-11-15
				RO	2007-11-15	2014-01-03
				Rep	2014-01-03	2014-12-31
114	Russell, George Andrew		M	Rep	2013-01-16	2013-01-17
				Rep	2015-07-28	2015-07-30
115	Sat, Ka Chun 薩嘉俊			Rep	2012-03-15	2012-04-20
116	Satwalekar, Avinash Deepak			Rep	2012-11-27	2012-11-28
117	Saunders, David Charles (SFC:BBS456)		M	Rep	2013-08-12	2013-08-13
				Rep	2014-10-27	2014-10-28
				Rep	2015-01-29	2015-01-30
				Rep	2015-04-21	2015-04-22
				Rep	2015-11-04	2015-11-06
118	Schmidt, Jeffrey Dean		M	Rep	2014-11-13	2014-11-15
119	Shepherd, Kent Paul		M	Rep	2012-04-24	2012-04-25
				Rep	2015-11-13	2015-11-18
120	Shum, Wai Chun 沈偉俊			Rep	2005-01-11	2005-10-29
				RO	2005-10-29	2007-07-04
121	Siu, Wing Sze (SFC:BFP892) 蕭泳詩			Rep	2015-06-15	2017-06-09
122	Subramani, Deepak (SFC:BCH627)			Rep	2013-11-14	2013-11-21
123	Suen, Herbert Yee Bun 孫裕斌		M	Rep	2005-01-03	2007-05-17
124	Tan, Kang Yong			Rep	2013-05-08	2013-05-09
125	Tao, Queenie Kar Yee 杜嘉儀			Rep	2011-03-14	2011-07-20
126	Tran, Vi-Minh (SFC:AZQ509)			Rep	2012-07-04	2012-08-25
				Rep	2014-03-05	2014-03-06
				Rep	2014-05-14	2014-05-14
				Rep	2014-09-24	2014-09-24
				Rep	2015-05-21	2015-05-29
127	Tsang, Fu Hang 曾賦衡			Rep	2012-03-26	2013-01-01
				Rep	2013-02-08	2013-05-02
128	Tsang, Tsz Shan 曾子山			Rep	2013-08-09	2022-06-30
129	Tse, Monique Kit Ting 謝潔婷			Rep	2004-08-16	2006-09-22
130	Tse, Pui Kwan (SFC:AFF231) 謝佩坤			Rep	2005-06-24	2007-06-18
131	Tse, Yue Hong 謝汝康			Rep	2006-08-31	2008-05-30
132	Weidner, Marc (SFC:BEB079)		M	Rep	2014-08-28	2014-08-28
133	Wen, Feng (SFC:BAZ249) 文鋒			Rep	2013-03-06	2013-03-06
				Rep	2015-01-19	2015-01-20
134	Wilmshurst, Peter Michael		M	Rep	2013-11-18	2013-11-22
				Rep	2014-05-13	2014-05-15
				Rep	2015-08-28	2015-09-02
135	Wirz, Pascal Francois Marie		M	Rep	2010-03-01	2010-04-01
				Rep	2010-11-15	2010-12-15
				Rep	2012-04-24	2012-04-25
				Rep	2013-03-05	2013-03-07
136	Wong, Ho Ying 黃可盈			Rep	2015-12-21	2018-02-14
137	Wong, Hoi Ching (SFC:AQS435) 王海澄			Rep	2009-07-20	2014-08-24
138	Wong, Joanne Bik Wai 黃碧蕙		F	Rep		2013-11-22
				RO	2013-11-22	2020-08-07
139	Wong, Raymond Po Hoi 王報凱		M	Rep	2005-12-29	2006-11-19
140	Wong, Ricky Wai Kin 王偉鍵		M	Rep	2012-02-13	2022-06-30
141	Wong, Sze Ngai 黃詩藝			Rep	2009-02-13	2022-06-30
142	Wong, Tak Tai 黃德泰			Rep	2004-07-06	2021-02-02
143	Wong, Tsun Yin 王俊彥			Rep	2010-07-29	2021-01-22
144	Wong, Wing Sum (SFC:AVE603) 黃穎琛			Rep	2013-03-28	2022-06-30
145	Wong, Yau Nang 王祐能			Rep	2009-02-06	2014-06-07
146	Wu, Wai Kwok 吳惠國			RO		2020-09-30
147	Xu, Lirong (SFC:BAZ251) 徐荔容			Rep	2013-03-06	2013-03-06
				Rep	2015-01-19	2015-01-20
				Rep	2015-12-10	2015-12-17
148	Yang, Guang (SFC:AOZ128)			Rep	2007-05-29	2010-09-01
149	Yang, Jui-Ping 楊瑞蘋			Rep	2008-12-24	2022-03-04
150	Yeung, Ho Yip 楊豪業			Rep	2014-12-01	2017-10-16
151	Yeung, Jazz Shiu Bong 楊兆邦			Rep	2007-11-02	2013-08-19
152	Ying, Dan Yung 應丹蓉			Rep	2015-05-27	2020-06-30
153	Yu, Guang (SFC:BFZ524) 余光			Rep	2015-08-25	2015-08-28
154	Yu, Hok Man 余學文			Rep	2006-07-27	2013-01-03
155	Yuen, David Tak-Sing		M	Rep	2010-03-01	2010-04-01
				Rep	2011-11-14	2011-11-18
				Rep	2013-11-13	2013-11-15
				Rep	2015-04-21	2015-04-22
156	Zahn, David Martin (SFC:AWL065)		M	Rep	2010-12-09	2011-01-08
157	Zhang, Xiaodong (SFC:AFH079) 張晓東			Rep	2007-11-22	2010-05-06
158	Zhu, Guoqing (SFC:BAZ248) 朱國慶			Rep	2013-03-06	2013-03-06
159	Zoellner, Uwe			Rep	2014-01-10	2014-01-15
				Rep	2014-04-11	2014-04-11

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