KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 凱基財富管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	Role	From	Until
1	An, Zhen 安鎮			Rep	2007-07-05	2009-12-07
2	Chan, Kit Tak 陳傑德			Rep	2008-10-02	2010-08-17
3	Chan, Pak Yeung Edwin 陳柏楊			Rep	2015-08-25	2017-01-23
4	Chan, Sai Hung 陳世雄			Rep	2009-12-23	2017-10-02
5	Chan, Shuk Lai 陳淑麗			Rep	2007-07-10	2007-08-01
6	Chan, Sze Ting (SFC:AVW227) 陳思婷			Rep	2010-09-13	2013-04-10
7	Chan, Tsang Shing (SFC:AOT840) 陳增城			Rep	2007-05-07	2008-07-07
8	Chan, Winnie Wun-yin 陳韻妍		F	Rep	2010-08-26	2017-10-02
9	Chan, Yi Hsiung 詹儀雄	44	M	Rep	2008-04-17	2008-10-01
10	Chang, Chia-Chen 張家真			Rep	2006-10-26	2012-03-01
11	Chang, Karen (SFC:AVF578) 張恩慈		F	Rep	2010-06-28	2017-10-02
12	Chang, Tai-Yun 張台雲			Rep	2007-08-07	2008-06-01
13	Chang, Yao-Jen 張耀仁			Rep	2004-04-14	2004-07-13
				Rep	2005-05-19	2009-12-19
14	Chao, Chun-Yi 趙文綺			Rep	2006-10-04	2017-10-02
15	Chao, Shu-Li 趙舒悧			Rep	2006-10-05	2009-10-16
16	Che, Chuan-Chih 車傳治			Rep	2006-10-04	2016-08-01
17	Chen, Chien Chih 陳建智			Rep	2007-09-14	2007-10-08
				RO	2007-10-08	2009-01-01
18	Chen, Chin-Hui 陳金輝			Rep	2008-09-11	2011-08-06
19	Chen, Chin-Hwa 陳靜華			Rep	2006-10-05	2012-02-01
20	Chen, Chun Wei (SFC:ANL052) 陳俊瑋			Rep	2007-08-02	2010-08-19
21	Chen, Fu-Tung 陳福東			Rep	2007-01-24	2017-10-02
22	Chen, Hung Chun 陳弘峻			Rep		2005-02-23
23	Chen, Jou-hsun 陳柔勳			Rep	2012-10-05	2017-10-02
24	Chen, Kuo An 陳國安			Rep	2005-12-30	2006-07-28
25	Chen, Louis Chun Jui 陳君瑞		M	Rep	2007-09-04	2008-04-01
26	Chen, Mei-Chun (SFC:AOG218) 陳玫君			Rep	2007-02-08	2009-12-01
27	Chen, Nan-Shou			Rep	2010-12-10	2017-10-02
28	Chen, Ping Yu 陳品妤			Rep	2006-10-27	2008-03-14
				RO	2012-12-03	2015-06-01
29	Chen, Shin-Fang 陳昕方			Rep	2006-11-13	2008-07-01
30	Chen, Te Ming (SFC:ARE447) 陳德民			Rep	2008-06-19	2009-04-16
31	Chen, Yen Hwa 陳燕華			Rep	2005-09-30	2009-12-19
32	Chen, Yen-Ni (SFC:ASL752) 陳彥霓			Rep	2009-03-20	2009-06-01
33	Chen, Yi Jung (SFC:ASL753) 陳怡蓉			Rep	2009-02-26	2009-06-01
34	Chen, Yi-Chun Jessica 陳怡君			Rep	2008-12-29	2010-07-01
35	Chen, Yin-Tzu 陳盈慈			Rep	2008-07-09	2011-08-10
36	Cheng, Carson King Fung 鄭景丰			Rep		2004-08-02
37	Cheng, Kwok Chun 鄭國駿			Rep		2003-06-11
38	Cheung, Kwok Sing (SFC:AJF556) 張國聲			Rep	2007-07-25	2007-09-01
39	Cheung, Nga Li 張雅莉			Rep	2006-04-18	2009-12-19
40	Chien, Ching-Yi 簡青誼			Rep	2015-07-30	2017-10-02
41	Chiou, Shun-Hui 邱舜慧			Rep	2007-01-15	2012-03-01
42	Chiu, Leo Yung 焦勇		M	Rep	2008-05-15	2008-07-26
43	Chiu, Sherman Hin Fung 趙衍鋒	39	M	Rep	2005-10-25	2010-05-09
44	Cho, Shih-Ming 卓師銘			Rep	2010-12-10	2017-10-02
45	Cho, Wai Fai 曹偉輝			Rep	2009-12-23	2017-10-02
46	Chou, Sheng-Yuan 周聖淵			Rep	2007-01-16	2017-10-02
47	Chou, Shu-Huei 周淑恵			Rep	2007-01-26	2012-09-01
48	Chou, Tzu-Fang 周子方			Rep	2008-05-05	2011-06-01
49	Chow, Alice Wai Yin 周慧妍		F	Rep	2005-11-28	2009-12-19
50	Chum, Ting Pong 覃定邦			Rep		2003-05-27
51	Chung, Hsiang-Po 鍾香珀			Rep	2007-01-16	2017-10-02
52	Chung, Miao-Ling 鍾妙玲			Rep	2008-06-18	2008-10-01
53	Dong, Liping 董麗萍			Rep	2012-12-06	2016-05-26
54	Feng, Lei Ming 馮雷明	58	M	Rep	2003-06-25	2003-07-30
				RO	2003-07-30	2011-03-08
55	Foong, Hock Meng			RO	2010-04-23	2017-10-02
56	Fung, Man Tak 馮文德			Rep	2010-03-19	2011-04-09
57	Fung, Yiu Kai 馮耀楷			Rep		2009-12-19
58	Guo, Longfei 郭龍飛			Rep	2012-12-04	2014-03-25
59	Guo, Xiaoxuan 郭筱璇			Rep	2011-09-12	2012-10-23
60	Heung, Wing Fai 香榮輝			Rep		2009-12-19
61	Ho, Chi Feng 何奇峯			RO		2005-08-03
62	Ho, Chia-Chi 何佳琪			Rep	2008-01-28	2008-04-19
63	Ho, Ying-Chih 何英志			Rep	2007-05-29	2007-06-27
				RO	2007-06-27	2009-09-01
64	Hou, Yung-Shun 侯永順			Rep	2012-10-05	2017-10-02
65	Hsieh, Ya-Hui 謝雅卉			Rep	2008-04-16	2015-07-30
66	Hsu, Cheng-Feng 許正鋒			Rep	2006-10-04	2008-02-21
67	Hsu, Chih-Wei 許志偉			Rep	2008-08-27	2009-12-19
68	Hsu, Chung-Huan 徐崇恒			Rep	2008-08-27	2009-12-19
69	Hsu, Li Chen 徐莉珍			Rep	2008-05-16	2013-03-18
70	Hsu, Li-Yueh 許瓈月			Rep	2012-10-05	2017-10-02
71	Hu, Zhaoling 胡昭玲			Rep	2008-07-15	2009-08-13
72	Huang, Chien-Chung 黃建中			Rep	2006-10-11	2006-10-21
73	Huang, Hsin-Cheng 黃信誠			Rep	2008-07-10	2009-10-16
				Rep	2012-03-27	2017-10-02
74	Huang, Hsiu Jung 黃秀蓉			Rep	2007-01-25	2009-12-19
75	Huang, Hsiu Ling 黃秀玲			Rep	2008-07-31	2010-07-01
76	Huang, Mei-Ching (SFC:ARA866) 黃美靜			Rep	2008-06-03	2009-01-01
77	Huang, Ming-Chung 黃明鐘			Rep	2007-09-06	2017-10-02
78	Huang, Po-Wen (SFC:AOE628) 黃柏雯			Rep	2007-01-15	2017-10-02
79	Huang, Sheng-Lung 黃勝隆			Rep	2006-10-06	2017-10-02
80	Huang, Ying-Hui 黃鶯慧			Rep	2008-06-03	2009-12-01
81	Huang, Yu Yuan 黃裕元			Rep	2007-12-27	2017-10-02
82	Hui, Kwun Hei 許冠熙			Rep	2010-03-04	2017-10-02
83	Hui, Tak Tsun 許德俊			Rep	2009-10-28	2013-05-25
84	Hung, Chien-Chou 洪健洲			Rep	2007-06-21	2017-10-02
85	Ip, Chi Kei 葉智基			Rep	2007-08-22	2007-11-05
86	Jhang, Sin-Lun 張心倫			Rep	2015-09-22	2017-10-02
87	Kei, Siu Hung 紀少雄			Rep		2003-06-24
88	Kong, Ki Fung (SFC:AMF054) 江琦峰			Rep	2009-12-14	2014-03-03
89	Ku, Ching Heung 古清香			Rep	2008-05-30	2014-03-01
90	Ku, Shih-Lin 谷世麟			Rep	2008-06-03	2008-11-07
91	Kuo, Ki Hung 郭其紅			Rep	2015-06-15	2017-10-02
92	Kuo, Ping-Hung 郭炳宏			Rep	2008-03-10	2017-10-02
93	Kwan, Addy Chun Fai 關俊輝			Rep	2010-03-04	2017-10-02
94	Kwan, Gary Chung Yan 關淙仁		M	RO	2013-10-09	2014-05-17
95	Kwok, Henry Hing Vie 郭慶威		M	Rep		2005-02-01
96	Kwok, Sze Ho 郭子豪			Rep	2008-09-30	2010-04-01
97	Kwok, Wing Sheung (SFC:BBN737) 郭榮嫦			Rep	2013-07-08	2014-10-25
98	Kwong, Keith Chin Cheung 鄺展翔		M	Rep	2012-10-16	2015-08-27
99	Kwong, Kin Leung 鄺建良			Rep	2010-03-04	2017-10-02
100	Kwong, Man Bun 鄺民彬			RO	2010-08-30	2017-10-02
101	Lai, Hiu Yik 賴曉憶			Rep	2006-06-23	2008-05-09
102	Lai, Sin Chong 黎善昌			Rep	2008-06-11	2009-01-01
103	Lam, Chui Wah 林翠嘩			Rep	2011-06-30	2012-03-23
104	Lam, Hiu Tung (SFC:AGA339) 林曉東			Rep		2010-08-03
105	Lam, Man Ling 林文玲			Rep	2004-09-24	2010-09-27
106	Lam, She Yan 林舒欣			Rep	2011-04-18	2011-10-30
107	Lau, Daniel Cheung Ka 劉長加		M	Rep	2011-02-23	2012-10-03
108	Lau, Hon Hing 劉漢興			Rep	2010-04-12	2011-01-20
109	Lau, Pong Wong 劉邦鍠			Rep	2015-12-17	2017-04-02
110	Law, Himson Shun Him 羅信謙			Rep	2012-10-09	2014-12-06
111	Lee, Man Sik 李文軾			RO	2010-03-08	2017-10-02
112	Lee, Ming Dah 李明達		M	Rep	2005-03-04	2005-07-25
113	Lee, Sebastian Sze Hang 李思行		M	Rep	2009-12-23	2017-10-02
114	Lee, Shu-Ching 李淑菁			Rep	2006-10-20	2008-05-09
115	Lee, Simon Shiu Man 李紹文		M	Rep	2009-03-10	2009-06-16
116	Lee, Sin Man (SFC:APV763) 李善文			Rep	2009-12-23	2017-10-02
117	Lee, Siu Lun (SFC:ABN376) 李兆麟			RO	2010-03-08	2017-10-02
118	Leung, Ka Man (SFC:ANG569) 梁家文			Rep	2013-07-29	2014-06-13
119	Leung, Shing Wai (SFC:ACZ462) 梁成偉			Rep		2003-08-22
120	Leung, Sze Chun 梁思進			Rep	2015-01-23	2017-10-02
121	Li, Eric Ting Ho 李廷荷		M	Rep	2003-10-21	2009-11-16
122	Li, Hon Kay 李漢基			Rep		2003-05-20
123	Li, Wei Yang (SFC:AOU195) 李維揚			Rep	2007-05-16	2015-10-01
124	Liang, Hsiu-Yun 梁綉雲			Rep	2007-06-04	2010-07-01
125	Liao, Chia-Hui 廖家慧			Rep	2008-06-03	2009-02-01
126	Liao, Yung-Chi 廖永祺			Rep	2006-07-28	2009-12-19
127	Lin, Chakun 林嘉焜			Rep	2007-05-16	2008-04-01
128	Lin, Chia-Lin 林佳霖			Rep	2010-12-10	2011-04-02
129	Lin, Hsi-Che 林希哲			Rep	2008-04-11	2009-04-01
130	Lin, Hsiu-An 林修安			Rep	2007-06-15	2009-08-01
131	Lin, Hsueh Yen 林雪燕			Rep	2008-06-02	2008-08-29
132	Lin, I-Chen (SFC:AOU455) 林怡貞			Rep	2007-05-16	2009-02-01
133	Lin, I-Fang 林奕芳			Rep	2007-04-02	2017-10-02
134	Lin, Shu-Jung 林淑蓉			Rep	2006-10-05	2009-12-01
135	Lin, Yi-Chun (SFC:AQB145) 林怡君			Rep	2007-12-27	2009-02-01
136	Lin, Yi-Ju (SFC:ANT962) 林宜儒			Rep	2006-10-05	2013-07-01
137	Lin, Yi-Ju (SFC:AOJ451) 林怡如			Rep	2007-06-13	2010-10-28
				Rep	2011-05-23	2011-06-02
138	Lin, Yu-Ying 林郁瑩			Rep	2008-06-16	2008-10-01
139	Liu, Da Wei (SFC:ANU281) 劉大偉			Rep	2006-10-04	2017-10-02
140	Liu, Kao-Jen 柳高仁			Rep	2007-12-27	2009-02-01
141	Liu, Kit Ling (SFC:AUI936) 廖潔靈			Rep	2013-09-19	2014-07-01
142	Liu, Miao (SFC:BAK406) 劉淼			Rep	2012-11-06	2013-01-26
143	Liu, Shih-Chi 劉世祺			Rep	2008-06-19	2010-06-19
144	Liu, Yan (SFC:BFR527) 劉艷			Rep	2015-08-04	2015-09-01
145	Lo, Betty Wai Man 盧慧敏		F	Rep	2012-11-23	2013-02-16
146	Lo, Hsiao-Lin 羅曉玲			RO	2007-07-04	2009-08-01
147	Lo, Ka Chiu 盧嘉昭			Rep		2005-09-08
				RO	2005-09-08	2009-12-19
148	Lo, King Wa 盧景華			Rep	2006-06-23	2011-04-11
149	Lo, Pei-Chi 羅珮琦			Rep	2011-04-26	2014-09-27
150	Lu, Hsiao Wen 魯曉玟			Rep	2009-02-19	2009-12-01
151	Ma, Kei Lok 馬基諾			Rep	2015-12-01	2017-10-02
152	Man, Po Kong 文普綱			Rep	2012-12-18	2012-12-19
153	Mok, Ka Fan 莫嘉勳			Rep	2012-11-23	2015-11-01
154	Ng, Hing Lok 吳卿樂			Rep	2010-05-19	2010-09-11
155	Ng, Hon Choi 吳漢材			Rep	2004-12-18	2006-03-29
156	Ng, Priscilla May Wah 吳美華		F	Rep	2007-03-13	2009-05-26
157	Ng, Tsz Kin (SFC:AZD014) 吳子健			Rep	2012-04-02	2012-07-15
158	Ngai, Tik Man 倪荻文			Rep	2014-05-05	2017-10-02
159	Ou Yang, Kuo Ruei 歐陽國瑞			Rep	2008-11-06	2009-05-15
				RO	2009-05-15	2010-04-01
				Rep	2010-04-01	2010-07-30
				RO	2010-07-30	2012-12-07
160	Qiu, Hoi Fung 丘海峰			Rep	2006-07-19	2007-10-03
161	Shen, Chiung-Fang 沈瓊芳			Rep	2007-01-18	2012-04-15
162	Shih, Hung-Chun 時宏君			Rep	2005-06-13	2006-01-06
163	So, Wai Leung 蘇偉良			RO		2004-06-01
164	Su, Chin-Chih 蘇靜枝			Rep	2012-10-05	2017-01-01
165	Su, Li-Lin 蘇麗鈴			Rep	2010-12-10	2017-10-02
166	Su, Tzu-Fan 蘇芷凡			Rep	2009-05-18	2010-01-21
167	Su, Yazhong 蘇亞中			Rep	2006-04-18	2009-12-19
168	Suei, Feng-Jih 隋風致	46	M	Rep	2007-04-02	2009-03-02
				RO	2009-03-02	2009-11-01
169	Sum, Wilfred Wai Kei 岑偉基	51	M	Rep	2003-09-04	2004-05-19
				RO	2004-05-19	2008-04-21
170	Sun, Anthony Chuen Wah 孫村華		M	Rep	2004-02-10	2005-01-21
171	Sung, Ching Hua 宋清華			RO	2007-05-07	2013-03-15
172	Sze, Albert Chun Hong 施振康		M	Rep	2011-10-12	2011-12-19
				RO	2011-12-19	2014-10-10
173	Tai, Chuan-Huang 戴傳晃			Rep	2008-03-10	2009-02-01
174	Tan, Chia Tien 譚家典			Rep	2004-08-03	2009-03-01
175	Tan, E Wuen 陳儀雯			Rep	2008-04-17	2009-12-19
176	Tang, Kwan Chung 鄧君仲			Rep		2003-09-26
177	Tong, Ngai Fung 湯毅鋒			Rep	2008-01-14	2017-10-02
178	Tsai, Ming-Chin 蔡明瑾			Rep	2008-06-26	2009-02-01
179	Tsai, Ming-Hsiao 蔡明孝			Rep	2011-08-03	2016-07-06
180	Tsang, Fan Chun 曾繁珍			Rep	2013-08-09	2016-10-07
181	Tsang, Man Shun 曾文舜			RO	2004-06-15	2005-01-03
182	Tse, Shek Hang 謝碩恆			Rep	2003-05-28	2004-05-06
183	Tseng, Chieh-Ping 曾潔萍			Rep	2006-10-05	2008-07-26
184	Tseng, Jen-Mei 曾仁美			Rep	2007-01-26	2012-02-01
185	Tseng, Ko 曾科			Rep	2008-02-26	2009-04-11
186	Tseng, Yi Ying 曾怡穎			Rep	2013-01-24	2017-10-02
187	Tsui, Marko Ying Kit 徐英傑			Rep		2003-05-27
188	Tsui, Moon Kwong 徐滿光			Rep	2004-09-22	2004-10-20
				Rep	2004-10-25	2004-10-25
189	Tuan, Shu Jen 段樹仁			RO	2006-10-05	2009-03-16
190	Ueng, Yih-Ling 翁藝玲			Rep	2008-05-05	2009-10-16
191	Wang, Chengjie (SFC:BAU798) 王承洁			Rep	2013-01-28	2013-11-16
192	Wang, Pei-Chi 王培輯			Rep	2012-10-09	2015-10-01
193	Wang, Yayuan 王雅媛	30	F	Rep	2008-08-11	2009-04-04
194	Wang, Yun-Ping 王允平			Rep	2004-09-16	2007-03-01
195	Wei, Szu-Chia 韋思佳			Rep	2006-10-06	2011-08-06
196	Weng, Chien-Tsang 翁健藏			Rep	2007-10-15	2011-01-13
				RO	2011-01-13	2011-06-01
197	Wong, Chak Wai (SFC:ACN129) 黃集蔚			RO	2014-07-29	2017-10-02
198	Wong, Choi Fat 黃再發			Rep	2009-09-08	2009-12-19
199	Wong, David Kam Suen 王鑑旋		M	Rep	2010-12-24	2011-04-01
200	Wong, Ka Hong 黃家康			Rep	2009-03-25	2009-06-06
201	Wong, Siu Yung (SFC:AAE033) 王少容			RO	2015-04-20	2017-10-02
202	Wong, Wah (SFC:AFD156) 王華			RO		2009-12-19
203	Wong, Wing Sang (SFC:AOE629) 王穎生			Rep	2007-01-16	2009-08-01
204	Wong, Yuen Yee (SFC:APB469) 王阮儀			Rep	2009-12-23	2017-09-30
205	Wong, Yuk Ming (SFC:ARH217) 黃玉明			Rep	2008-08-18	2009-01-01
206	Wu, Chang-Jen 吳昌仁			Rep	2006-05-26	2007-03-01
207	Wu, Chiang Li 吳強立			Rep	2014-10-22	2015-02-02
				RO	2015-02-02	2017-10-02
208	Wu, Daniel I Kwei 吳一揆		M	Rep	2004-08-30	2005-05-30
				RO	2005-05-30	2005-10-07
209	Wu, Huey-Ming 吳慧明			Rep	2005-04-25	2005-11-15
210	Wu, Kun-Lung 吳焜龍			Rep	2008-05-30	2009-12-19
211	Wu, Lulu (SFC:BBJ798) 吳璐璐			Rep	2014-03-13	2017-10-02
212	Wu, Shu-Fang 吳淑芳			Rep	2010-12-10	2011-04-02
213	Wu, Weimin (SFC:AZK393) 吳偉敏			Rep	2012-10-16	2013-03-29
214	Wu, Yang-Jen 吳楊仁			Rep	2007-01-16	2017-10-02
215	Wu, Yi Chieh 吳怡潔			Rep	2007-09-25	2013-04-18
216	Wung, Sheng-Bin 翁勝彬			Rep	2008-03-27	2008-11-17
				RO	2008-11-17	2009-12-19
217	Yam, Chi Fai 任志輝		M	Rep	2014-03-05	2017-10-02
218	Yang, Li-Shan 楊俐珊			Rep	2007-06-04	2010-07-01
219	Yang, Shu-Hua 楊淑華			Rep	2007-05-16	2008-02-18
220	Yau, Rosanna 邱韻蓓		F	Rep	2015-08-25	2015-11-29
221	Yee, Terra Mo Kit 余慕潔			Rep	2006-05-26	2007-05-04
222	Yeh, Hong-I 葉弘毅			Rep	2007-01-18	2008-05-15
223	Yeh, Su-Chen 葉素甄			Rep	2007-06-27	2009-03-17
				RO	2009-03-17	2017-10-02
224	Yeung, Francis Yiu Wah 楊耀華	55	M	Rep	2005-01-28	2005-05-25
				RO	2005-05-25	2009-12-19
225	Yeung, Wai Hung (SFC:AGK505) 楊偉雄			Rep		2004-08-02
226	Yeung, Wan Hei 楊允熙			Rep	2010-03-09	2015-07-03
227	Yi, Wei-Ying 易維英			Rep	2006-10-05	2017-10-02
228	Yim, Man Wa 嚴敏華			Rep	2014-09-30	2017-10-02
229	Yiu, Chim Hoi 姚暹開			Rep	2009-04-23	2009-12-19
230	Yuan, Qi (SFC:BBH903) 袁琪			Rep	2013-06-11	2014-05-17

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