SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 AASTOCKS.COM LIMITED 2 0 2 0.00
2 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
3 abrdn Hong Kong Limited 6 16 22 72.73
4 Absolute Investment Management (HK) Limited 2 0 2 0.00
5 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
6 ACM ASIA LIMITED 2 0 2 0.00
7 Aevitas Securities Limited 2 3 5 60.00
8 AIF CAPITAL LIMITED 3 2 5 40.00
9 AJ Securities Limited 2 4 6 66.67
10 Allard Partners Limited 3 9 12 75.00
11 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
12 Alpha Nova Capital Management Limited 2 0 2 0.00
13 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
14 ALTUS CAPITAL LIMITED 4 10 14 71.43
15 Amundi Hong Kong Limited 6 41 47 87.23
16 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 7 14 50.00
17 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
18 Anuenue Securities Limited 5 8 13 61.54
19 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
20 ARGYLE STREET MANAGEMENT LIMITED 4 6 10 60.00
21 Arta Global Futures Limited 2 0 2 0.00
22 ASIA DEBT MANAGEMENT HONG KONG LIMITED 3 10 13 76.92
23 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
24 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
25 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
26 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
27 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
28 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
29 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
30 ATLANTIS INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
31 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
32 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
33 Averest Capital Limited 3 2 5 40.00
34 Avia Asset Management Limited 3 2 5 40.00
35 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
36 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 5 17 22 77.27
37 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
38 Axis Capital Management Limited 2 2 4 50.00
39 BALI SECURITIES CO. LIMITED 2 1 3 33.33
40 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
41 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
42 BEA Union Investment Management Limited 5 20 25 80.00
43 Beevest Securities Limited 5 7 12 58.33
44 Bentley Capital Limited (HK) 3 0 3 0.00
45 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
46 BERICH BROKERAGE LIMITED 4 11 15 73.33
47 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
48 BETA INTERNATIONAL SECURITIES LIMITED 3 6 9 66.67
49 Black Marble Securities Limited 4 14 18 77.78
50 BLOOMYEARS LIMITED 2 1 3 33.33
51 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
52 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 23 29 79.31
53 BOCI ASIA LIMITED 17 89 106 83.96
54 BOCI RESEARCH LIMITED 5 39 44 88.64
55 BOKHARY SECURITIES LIMITED 2 8 10 80.00
56 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
57 Bradbury Securities Limited 2 9 11 81.82
58 Bright Fund Management Limited 3 57 60 95.00
59 BROOKE CAPITAL LIMITED 2 0 2 0.00
60 BULLISH SECURITIES LIMITED 2 8 10 80.00
61 BUSINESS FUTURES LIMITED 3 4 7 57.14
62 BUSINESS SECURITIES LIMITED 3 13 16 81.25
63 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
64 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
65 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
66 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
67 CBRE Investment Management (Asia) Limited 3 1 4 25.00
68 CCB Securities Limited 2 3 5 60.00
69 CELESTIAL CAPITAL LIMITED 4 12 16 75.00
70 CELESTIAL COMMODITIES LIMITED 4 130 134 97.01
71 CELESTIAL SECURITIES LIMITED 4 216 220 98.18
72 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
73 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 25.00
74 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
75 CERES CAPITAL LIMITED 2 0 2 0.00
76 CES Commodities (HK) Limited 5 273 278 98.20
77 CES Forex (HK) Limited 3 154 157 98.09
78 CGS International Securities Hong Kong Limited 11 67 78 85.90
79 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
80 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
81 Chanceton Capital Partners Limited 2 7 9 77.78
82 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
83 ChapmanCraig Limited 2 0 2 0.00
84 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 71.43
85 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
86 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
87 CHEETAH ADVISORS LIMITED 2 1 3 33.33
88 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
89 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
90 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
91 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 26 30 86.67
92 CHINA EVERBRIGHT RESEARCH LIMITED 2 4 6 66.67
93 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 14 115 129 89.15
94 China Finance Holdings Limited 3 0 3 0.00
95 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
96 China Hong Kong Capital Asset Management Company Limited 3 5 8 62.50
97 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00
98 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
99 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 5 79 84 94.05
100 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
101 CHINA POINT STOCK BROKERS LIMITED 1 1 2 50.00
102 China Renaissance Broking Services (Hong Kong) Limited 3 1 4 25.00
103 China Reserve Securities Limited 4 3 7 42.86
104 CHINA SKY SECURITIES LIMITED 3 3 6 50.00
105 China Tonghai (IA) Limited 1 0 1 0.00
106 CHONG HING COMMODITIES AND FUTURES LIMITED 3 18 21 85.71
107 CHONG HING SECURITIES LIMITED 3 67 70 95.71
108 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
109 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
110 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
111 CHRISTFUND SECURITIES LIMITED 3 20 23 86.96
112 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
113 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 10 12 83.33
114 CINDA INTERNATIONAL CAPITAL LIMITED 3 10 13 76.92
115 CINDA INTERNATIONAL FUTURES LIMITED 3 42 45 93.33
116 CINDA INTERNATIONAL SECURITIES LIMITED 4 90 94 95.74
117 CITIC Securities (Hong Kong) Limited 12 70 82 85.37
118 CITIC Securities Brokerage (HK) Limited 12 242 254 95.28
119 CITIC Securities CLSA Capital Partners (HK) Limited 3 13 16 81.25
120 CITIC Securities Futures (HK) Limited 4 115 119 96.64
121 CLSA FUTURES LIMITED 3 19 22 86.36
122 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
123 CMB International Global Markets Limited 3 7 10 70.00
124 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
125 COL Securities (HK) Limited 3 1 4 25.00
126 COMMENCE COMPANY LIMITED 2 0 2 0.00
127 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 9 208 217 95.85
128 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
129 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 122 126 96.83
130 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 8 204 212 96.23
131 CORPORATE BROKERS LIMITED 4 69 73 94.52
132 CORPORATE COMMODITIES LIMITED 4 27 31 87.10
133 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
134 Credit Agricole Securities (Asia) Limited 2 1 3 33.33
135 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
136 CS Wealth Securities Limited 6 1 7 14.29
137 CTW SECURITIES LIMITED 3 1 4 25.00
138 CUPOLA CAPITAL LIMITED 2 4 6 66.67
139 Cynosure Asset Management Hong Kong Limited 5 1 6 16.67
140 D.J. SECURITIES LIMITED 2 0 2 0.00
141 DAH SING SECURITIES LIMITED 3 6 9 66.67
142 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
143 DBS ASIA CAPITAL LIMITED 10 12 22 54.55
144 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 25 30 83.33
145 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
146 Delta Asia Wealth Management Limited 3 5 8 62.50
147 DL BROKERAGE LIMITED 3 16 19 84.21
148 DWS Investments Hong Kong Limited 4 26 30 86.67
149 EAA SECURITIES LIMITED 2 1 3 33.33
150 EAST ASIA FUTURES LIMITED 4 8 12 66.67
151 EAST ASIA SECURITIES COMPANY LIMITED 4 134 138 97.10
152 ELSTONE SECURITIES LIMITED 2 0 2 0.00
153 EMPEROR FUTURES LIMITED 4 91 95 95.79
154 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 164 170 96.47
155 EMPEROR SECURITIES LIMITED (HK) 9 161 170 94.71
156 ENLIGHTEN FUTURES LIMITED 3 13 16 81.25
157 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
158 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
159 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
160 EVER-LONG RESEARCH LIMITED 2 2 4 50.00
161 EVER-LONG SECURITIES COMPANY LIMITED 6 27 33 81.82
162 Everbright Securities Digital Finance (HK) Limited 2 10 12 83.33
163 Everbright Securities Global (HK) Limited 3 3 6 50.00
164 Everbright Securities Investment Services (HK) Limited 12 426 438 97.26
165 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
166 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
167 EVERHOT SECURITIES LIMITED 3 5 8 62.50
168 EWARTON SECURITIES LIMITED 4 15 19 78.95
169 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
170 F. R. ZIMMERN LIMITED 2 3 5 60.00
171 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
172 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
173 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
174 FAIRWIN BROKING LIMITED 3 4 7 57.14
175 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
176 FDB Financial Group Limited 3 6 9 66.67
177 FE SECURITIES LIMITED 2 4 6 66.67
178 FIL Investment Advisors 4 90 94 95.74
179 FIL Investment Management (Hong Kong) Limited 9 169 178 94.94
180 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
181 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
182 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
183 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
184 FIRST SHANGHAI FUTURES LIMITED 4 32 36 88.89
185 FIRST SHANGHAI SECURITIES LIMITED 8 67 75 89.33
186 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
187 FORTUNE (HK) SECURITIES LIMITED 2 16 18 88.89
188 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
189 FT Securities Limited 2 9 11 81.82
190 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
191 FULL WIN SECURITIES LIMITED 2 0 2 0.00
192 FULLJET SECURITIES LIMITED 2 0 2 0.00
193 Funderstone Asset Management (HK) Limited 2 1 3 33.33
194 Funderstone Futures Limited 3 16 19 84.21
195 Funderstone Securities Limited 4 16 20 80.00
196 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
197 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 70.00
198 GAM HONG KONG LIMITED 7 11 18 61.11
199 GAOYU SECURITIES LIMITED 5 15 20 75.00
200 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
201 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
202 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
203 GET NICE CAPITAL LIMITED 2 0 2 0.00
204 GET NICE FUTURES COMPANY LIMITED 3 34 37 91.89
205 GET NICE SECURITIES LIMITED 5 81 86 94.19
206 GIGA (HONG KONG) LIMITED 2 2 4 50.00
207 GLS SECURITIES LIMITED 3 3 6 50.00
208 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
209 Goldbridge Securities Limited 1 0 1 0.00
210 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
211 GOLDENWAY SECURITIES COMPANY LIMITED 3 2 5 40.00
212 GOLDMAN SACHS (ASIA) L.L.C. 56 862 918 93.90
213 GOLDMAN SACHS FUTURES (ASIA) LIMITED 17 419 436 96.10
214 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
215 Goldyard Capital Limited 2 1 3 33.33
216 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
217 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 10 12 83.33
218 Grand Cartel Securities Company Limited 4 3 7 42.86
219 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
220 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 3 6 50.00
221 GRANSING SECURITIES CO., LIMITED 4 12 16 75.00
222 GREAT BAY SECURITIES LIMITED 1 0 1 0.00
223 Greater China Securities Limited (b1999-04-26) 2 4 6 66.67
224 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 2 5 40.00
225 Grit Securities Limited 2 1 3 33.33
226 GT CAPITAL LIMITED 4 7 11 63.64
227 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
228 GUOTAI JUNAN CAPITAL LIMITED 7 42 49 85.71
229 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 8 183 191 95.81
230 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 25 28 89.29
231 HAITONG INTERNATIONAL CAPITAL LIMITED 9 30 39 76.92
232 HAITONG INTERNATIONAL FUTURES LIMITED 8 283 291 97.25
233 HAITONG INTERNATIONAL RESEARCH LIMITED 2 29 31 93.55
234 HAMON ASIAN ADVISORS LIMITED 3 5 8 62.50
235 HAMON ASSET MANAGEMENT LIMITED 3 5 8 62.50
236 HAMON INVESTMENT MANAGEMENT LIMITED 3 6 9 66.67
237 HANG SENG FUTURES LIMITED 2 5 7 71.43
238 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 45 51 88.24
239 HANG SENG INVESTMENT SERVICES LIMITED 3 14 17 82.35
240 HANG SENG SECURITIES LIMITED 5 15 20 75.00
241 HANG TAI SECURITIES LIMITED 4 4 8 50.00
242 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
243 HANTEC SECURITIES CO., LIMITED 2 16 18 88.89
244 Hao Tian International Securities Limited 4 4 8 50.00
245 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
246 HARRIS FRASER (INTERNATIONAL) LIMITED 3 33 36 91.67
247 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 66.67
248 HENIK SECURITIES LIMITED 2 10 12 83.33
249 HENYEP SECURITIES LIMITED 3 13 16 81.25
250 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
251 HERMES SECURITIES LIMITED 2 8 10 80.00
252 HFS ASSET MANAGEMENT LIMITED 3 4 7 57.14
253 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
254 HING WONG SECURITIES LIMITED 3 9 12 75.00
255 HIP HING SECURITIES LIMITED 2 2 4 50.00
256 HOI SANG SECURITIES LIMITED 2 3 5 60.00
257 HONG KONG INTERNATIONAL FUTURES LIMITED 4 12 16 75.00
258 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 20 24 83.33
259 Hong Kong Stock Link Securities Limited 2 3 5 60.00
260 Hongkong Bay Securities Limited 3 2 5 40.00
261 HOORAY CAPITAL LIMITED 2 2 4 50.00
262 HOORAY SECURITIES LIMITED 2 7 9 77.78
263 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
264 HPEF Capital Partners Limited 3 8 11 72.73
265 HPEF Venture Partners Limited 2 1 3 33.33
266 HSBC BROKING FOREX (ASIA) LIMITED 4 96 100 96.00
267 HSBC BROKING FUTURES (ASIA) LIMITED 4 108 112 96.43
268 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 24 26 92.31
269 HSBC BROKING SECURITIES (HONG KONG) LIMITED 8 15 23 65.22
270 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
271 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 86 93 92.47
272 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
273 HSZ (HONG KONG) LIMITED 2 5 7 71.43
274 HUA NAN SECURITIES (HK) LIMITED 3 4 7 57.14
275 HUA YU INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
276 Huajin Corporate Finance (International) Limited 5 1 6 16.67
277 Huayu Securities Limited 2 6 8 75.00
278 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
279 HUNG SING FUTURES LIMITED 2 3 5 60.00
280 HUNG SING SECURITIES LIMITED 4 13 17 76.47
281 iBest Securities Company Limited 2 2 4 50.00
282 ICBC (ASIA) SECURITIES LIMITED 4 16 20 80.00
283 ICBC Asset Management (Global) Company Limited 3 8 11 72.73
284 iFAST Securities (HK) Limited 3 1 4 25.00
285 Imagi Brokerage Limited 3 4 7 57.14
286 IMARKETS LIMITED 2 0 2 0.00
287 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
288 Income Partners Asset Management (HK) Limited 5 19 24 79.17
289 INCU CORPORATE FINANCE LIMITED 3 3 6 50.00
290 INSTINET PACIFIC LIMITED 5 16 21 76.19
291 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
292 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
293 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
294 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 81 85 95.29
295 INVESCO HONG KONG LIMITED 6 95 101 94.06
296 iVenture Investment Management Limited 2 0 2 0.00
297 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 11 151 162 93.21
298 Janus Henderson Investors Hong Kong Limited 3 17 20 85.00
299 JF INTERNATIONAL MANAGEMENT INC. 3 50 53 94.34
300 JOINCAP CAPITAL LIMITED 2 1 3 33.33
301 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
302 JPMorgan Funds (Asia) Limited 8 117 125 93.60
303 JS CRESVALE CAPITAL LIMITED 5 3 8 37.50
304 JVSakk Asia Limited 5 10 15 66.67
305 K.K.M. SECURITIES LIMITED 2 5 7 71.43
306 KAISER FUTURES LIMITED 4 17 21 80.95
307 Kaiser KT Capital Limited 3 1 4 25.00
308 KAISER SECURITIES LIMITED 3 18 21 85.71
309 KAM FAI SECURITIES CO., LIMITED 3 27 30 90.00
310 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
311 Kam Wah Investments Limited 1 0 1 0.00
312 KARFORD SECURITIES LIMITED 2 0 2 0.00
313 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
314 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
315 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
316 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
317 KB Securities Hong Kong Limited 3 5 8 62.50
318 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
319 KGI ASIA LIMITED 14 747 761 98.16
320 KGI CAPITAL ASIA LIMITED 7 9 16 56.25
321 KGI FUTURES (HONG KONG) LIMITED 11 462 473 97.67
322 KGI SECURITIES (HONG KONG) LIMITED 9 35 44 79.55
323 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 49 57 85.96
324 KILMOREY SECURITIES LIMITED 2 7 9 77.78
325 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
326 KINGSTON CORPORATE FINANCE LIMITED 4 8 12 66.67
327 KINGSTON FUTURES LIMITED 2 18 20 90.00
328 KINGSTON SECURITIES LIMITED 6 55 61 90.16
329 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 1 3 33.33
330 KMT SECURITIES LIMITED 2 4 6 66.67
331 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
332 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
333 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
334 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
335 KWOK HING SECURITIES LIMITED 2 7 9 77.78
336 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
337 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
338 LAMTEX SECURITIES LIMITED 2 10 12 83.33
339 LAU & COMPANY LIMITED 2 0 2 0.00
340 LEHIN SECURITIES LIMITED 3 17 20 85.00
341 LEI SHING HONG SECURITIES LIMITED 3 14 17 82.35
342 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 81 86 94.19
343 LIM ADVISORS LIMITED 6 14 20 70.00
344 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
345 Longitude Asia Limited 2 2 4 50.00
346 LUEN FAT SECURITIES COMPANY LIMITED 5 39 44 88.64
347 LUEN HING SECURITIES LIMITED 1 0 1 0.00
348 M&F Asset Management Limited 4 2 6 33.33
349 Mackenzie Investments Asia Limited 5 4 9 44.44
350 Macquarie Corporate (Hong Kong) Limited 7 50 57 87.72
351 MALAHON SECURITIES LIMITED 3 14 17 82.35
352 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
353 MANGO FINANCIAL LIMITED 5 19 24 79.17
354 MARC FABER LIMITED 2 0 2 0.00
355 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
356 Mason Futures Limited (HK) 4 36 40 90.00
357 MASON INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
358 Mason Securities Limited 4 44 48 91.67
359 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
360 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
361 Matrix Securities Limited 2 2 4 50.00
362 MEAG Hong Kong Limited 4 4 8 50.00
363 MEGABASE SECURITIES LIMITED 2 2 4 50.00
364 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
365 Merdeka Securities Limited 3 3 6 50.00
366 Merrill Lynch (Asia Pacific) Limited 47 537 584 91.95
367 METRO CAPITAL FUTURES LIMITED 2 0 2 0.00
368 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
369 Minerva Holding Financial Securities Limited 5 8 13 61.54
370 MING HON SECURITIES LIMITED 3 1 4 25.00
371 MIS SERVICES LIMITED (d2019-06-01) 4 2 6 33.33
372 Monex Boom Securities (H.K.) Limited 4 8 12 66.67
373 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
374 MORGAN FUEL GO SECURITIES LIMITED 2 1 3 33.33
375 MORTON SECURITIES LIMITED 2 1 3 33.33
376 MTF SECURITIES LIMITED 1 0 1 0.00
377 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
378 Neutral Financial Holding Company Limited 4 9 13 69.23
379 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
380 Newedge Broker Hong Kong Limited 6 14 20 70.00
381 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
382 NOMURA INTERNATIONAL (HONG KONG) LIMITED 16 503 519 96.92
383 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
384 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
385 OCBC Futures Investment (Hong Kong) Limited 2 7 9 77.78
386 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
387 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
388 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 89.66
389 OnePlatform Securities Limited 2 19 21 90.48
390 ONSHINE SECURITIES LIMITED 3 5 8 62.50
391 ORIENT SECURITIES LIMITED 2 16 18 88.89
392 ORIENTAL PATRON ASIA LIMITED 3 8 11 72.73
393 ORIENTAL PATRON SECURITIES LIMITED 3 11 14 78.57
394 Oshidori Corporate Finance Limited 4 3 7 42.86
395 OVERLOOK INVESTMENTS LIMITED 2 6 8 75.00
396 PACIFIC GROUP LIMITED (THE) 2 2 4 50.00
397 Pacific Sun Advisors Limited 2 2 4 50.00
398 PARTNERS CAPITAL INTERNATIONAL LIMITED 3 3 6 50.00
399 PARTNERS CAPITAL SECURITIES LIMITED 3 6 9 66.67
400 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
401 PGIM (Hong Kong) Limited 2 3 5 60.00
402 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 37 39 94.87
403 PHILLIP SECURITIES (HONG KONG) LIMITED 6 530 536 98.88
404 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
405 PineBridge Investments Hong Kong Limited 4 18 22 81.82
406 Planetree Futures Limited 4 8 12 66.67
407 Planetree Securities Limited 5 13 18 72.22
408 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
409 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 13 16 81.25
410 PO LEE SECURITIES LIMITED 3 4 7 57.14
411 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 10 17 58.82
412 Prime Cdex Securities Limited 4 21 25 84.00
413 PRIME SECURITIES LIMITED (HK) 2 10 12 83.33
414 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 5 9 55.56
415 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 3 5 60.00
416 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 8 12 66.67
417 PRIVATE CAPITAL LIMITED 2 2 4 50.00
418 PRUDENTIAL BROKERAGE LIMITED 3 146 149 97.99
419 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 60 63 95.24
420 Public Financial Securities Limited 2 5 7 71.43
421 Public Securities Limited 2 9 11 81.82
422 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 66.67
423 Quam Asset Management Limited (b1983-06-28) 4 7 11 63.64
424 Quam Capital Limited (b1994-08-04) 9 18 27 66.67
425 QUEST STOCKBROKERS (HK) LIMITED 3 2 5 40.00
426 Rakuten Securities Hong Kong Limited 2 8 10 80.00
427 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
428 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 7 55 62 88.71
429 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
430 RHB CAPITAL HONG KONG LIMITED 4 11 15 73.33
431 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
432 Rich Union Securities (H.K.) Limited 5 37 42 88.10
433 Rifa Securities Limited 6 28 34 82.35
434 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
435 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
436 ROOFER SECURITIES LIMITED 3 8 11 72.73
437 ROSA SECURITIES LIMITED 3 2 5 40.00
438 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
439 SAMSUNG SECURITIES (ASIA) LIMITED 3 7 10 70.00
440 SANFULL SECURITIES LIMITED 6 66 72 91.67
441 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 80 86 93.02
442 SDHG International Securities Limited 3 6 9 66.67
443 SELINA & CO. LIMITED (HK) 2 3 5 60.00
444 SHACOM FUTURES LIMITED 2 7 9 77.78
445 Shacom Securities Limited 3 10 13 76.92
446 Shang International Finance Limited 4 7 11 63.64
447 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
448 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
449 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 19 24 79.17
450 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 164 173 94.80
451 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 91.30
452 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 227 238 95.38
453 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
454 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
455 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
456 Silk Road International Capital Limited 1 0 1 0.00
457 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
458 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 0.00
459 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
460 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
461 SINO GRADE SECURITIES LIMITED 3 11 14 78.57
462 Sinofortune Financial Capital Limited 1 2 3 66.67
463 SINOMAX SECURITIES LIMITED 3 11 14 78.57
464 SIU ON SECURITIES LIMITED 3 4 7 57.14
465 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
466 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
467 SOLID KING SECURITIES LIMITED 3 6 9 66.67
468 SOUTH CHINA CAPITAL LIMITED 2 7 9 77.78
469 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
470 SOUTH CHINA RESEARCH LIMITED 4 8 12 66.67
471 SOUTH CHINA SECURITIES LIMITED 6 96 102 94.12
472 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
473 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 8 12 66.67
474 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 16 22 72.73
475 SPS COMMODITIES LIMITED 2 6 8 75.00
476 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
477 SPS SECURITIES LIMITED 4 17 21 80.95
478 Stellar Securities Limited 2 2 4 50.00
479 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
480 STOCKWELL SECURITIES LIMITED 3 55 58 94.83
481 Success Securities Limited 4 74 78 94.87
482 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
483 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
484 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
485 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
486 Superfund Financial (Hong Kong) Limited 2 2 4 50.00
487 T. M. MANAGEMENT LIMITED 2 0 2 0.00
488 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
489 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
490 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
491 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
492 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
493 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
494 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
495 TAIFAIR FUTURES LIMITED 3 2 5 40.00
496 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
497 Taiping Securities (HK) Co Limited 6 50 56 89.29
498 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
499 TANG KEE SECURITIES LIMITED 3 3 6 50.00
500 TANG PING KONG LIMITED 3 8 11 72.73
501 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
502 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
503 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
504 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
505 Templewater Hong Kong Limited 7 20 27 74.07
506 THING ON SECURITIES LIMITED 3 5 8 62.50
507 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
508 TIAN YUAN FINANCE LIMITED 3 6 9 66.67
509 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
510 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
511 TOYO SECURITIES ASIA LIMITED 3 6 9 66.67
512 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
513 TRUTH SECURITIES LIMITED 3 4 7 57.14
514 TSE'S SECURITIES LIMITED 3 36 39 92.31
515 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
516 Tung Shing Futures (Brokers) Limited 5 82 87 94.25
517 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
518 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
519 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
520 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
521 TVC MANAGEMENT LIMITED 3 0 3 0.00
522 UBS DERIVATIVES HONG KONG LIMITED 7 79 86 91.86
523 UBS SECURITIES ASIA LIMITED 13 438 451 97.12
524 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
525 United Securities Limited (HK) 1 2 3 66.67
526 UNITED SIMSEN FOREX DEALERS LIMITED 1 0 1 0.00
527 UOB KAY HIAN (HONG KONG) LIMITED 4 254 258 98.45
528 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 154 158 97.47
529 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
530 UPBEST COMMODITIES COMPANY LIMITED 3 5 8 62.50
531 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
532 UPBEST SECURITIES COMPANY LIMITED 5 24 29 82.76
533 VALUE PARTNERS LIMITED 5 79 84 94.05
534 Value Partners Private Equity Limited 3 4 7 57.14
535 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
536 Vantum Futures Limited 2 4 6 66.67
537 VC BROKERAGE LIMITED 3 50 53 94.34
538 VC CAPITAL LIMITED 3 5 8 62.50
539 VC FUTURES LIMITED 4 29 33 87.88
540 VC International Asset Management Limited 3 0 3 0.00
541 VERCAP Financial Services Limited 2 0 2 0.00
542 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
543 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
544 Virtu ITG Hong Kong Limited 4 14 18 77.78
545 VMS Securities Limited 7 10 17 58.82
546 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
547 WAH SANG SECURITIES LIMITED 3 1 4 25.00
548 WAH THAI SECURITIES LIMITED 3 3 6 50.00
549 WAI FAT SECURITIES LIMITED 2 2 4 50.00
550 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
551 Wanhai Securities (HK) Limited 3 7 10 70.00
552 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
553 Waton Securities International Limited 2 3 5 60.00
554 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
555 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
556 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
557 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
558 WILBY SECURITIES LIMITED 2 2 4 50.00
559 Win Securities Limited 4 5 9 55.56
560 WIN WONG SECURITIES LIMITED 4 26 30 86.67
561 WINFULL SECURITIES LIMITED 3 13 16 81.25
562 WING FAT SECURITIES LIMITED 3 7 10 70.00
563 WING FUNG SECURITIES LIMITED 4 22 26 84.62
564 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 1 0 1 0.00
565 WING ON CHEONG SECURITIES COMPANY LIMITED 3 11 14 78.57
566 WING ON SECURITIES LIMITED 2 5 7 71.43
567 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
568 WINGS SECURITIES (HK) LIMITED 3 4 7 57.14
569 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
570 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
571 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
572 WINTECH SECURITIES LIMITED 4 6 10 60.00
573 Wisetrade Securities Limited 2 9 11 81.82
574 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
575 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
576 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
577 WOCOM LIMITED (HK) 4 16 20 80.00
578 WOCOM SECURITIES LIMITED 4 19 23 82.61
579 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
580 YARDLEY SECURITIES LIMITED 2 4 6 66.67
581 YF FUTURES COMPANY LIMITED 2 6 8 75.00
582 YF SECURITIES COMPANY LIMITED 2 11 13 84.62
583 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
584 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
585 YUE XIU FUTURES COMPANY LIMITED 3 35 38 92.11
586 YUEXING SECURITIES COMPANY LIMITED 3 13 16 81.25
587 Yunfeng Financial Markets Limited 11 22 33 66.67
588 Zijing Capital Limited 3 8 11 72.73 2003-05-07
589 MIRABAUD (ASIA) LIMITED 2 3 5 60.00 2003-05-13
590 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
591 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 16 20 80.00 2003-06-06
592 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
593 CARDINALASIA CONSULTING LIMITED 3 7 10 70.00 2003-06-27
594 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
595 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
596 Yuanta Asia Investment (Hong Kong) Limited 4 5 9 55.56 2003-08-13
597 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 25 34 73.53 2003-08-29
598 ORTUS CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2003-08-29
599 Wellington Management Hong Kong Limited (b2003-01-02) 9 38 47 80.85 2003-09-18
600 REALINK FINANCIAL TRADE LIMITED 4 3 7 42.86 2003-09-25
601 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 16 407 423 96.22 2003-09-30
602 SG Asset Finance (Hong Kong) Limited 6 14 20 70.00 2003-10-02
603 DBS VICKERS (HONG KONG) LIMITED 5 136 141 96.45 2003-10-14
604 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 84 93 90.32 2003-10-31
605 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
606 Evergrande Futures (Hong Kong) Limited 3 18 21 85.71 2003-11-21
607 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
608 J.P. MORGAN BROKING (HONG KONG) LIMITED 16 164 180 91.11 2003-12-02
609 PHILLIP COMMODITIES (H.K.) LIMITED 4 340 344 98.84 2003-12-09
610 BlackRock Asset Management North Asia Limited 10 177 187 94.65 2003-12-16
611 SG SECURITIES (HK) LIMITED 38 192 230 83.48 2003-12-16
612 Vision Capital Investment Management Limited 4 7 11 63.64 2003-12-17
613 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
614 CSC SECURITIES (HK) LIMITED 6 32 38 84.21 2003-12-29
615 ASIA PACIFIC CAPITAL (HK) LIMITED 3 2 5 40.00 2004-01-02
616 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
617 Interactive Brokers Hong Kong Limited 5 44 49 89.80 2004-01-07
618 DEUTSCHE SECURITIES ASIA LIMITED 28 226 254 88.98 2004-01-08
619 CTBC Asia Limited 4 14 18 77.78 2004-01-14
620 Nuada Limited 6 4 10 40.00 2004-01-15
621 ALTRUIST FINANCIAL GROUP LIMITED 2 40 42 95.24 2004-01-20
622 NEW GALA SECURITIES COMPANY LIMITED 3 3 6 50.00 2004-02-02
623 WINTONE SECURITIES LIMITED 2 8 10 80.00 2004-02-16
624 OP INVESTMENT MANAGEMENT LIMITED 4 10 14 71.43 2004-02-18
625 BOCI SECURITIES LIMITED 21 420 441 95.24 2004-03-01
626 ONE CHINA SECURITIES LIMITED 2 29 31 93.55 2004-03-01
627 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
628 CENTALINE WEALTH MANAGEMENT LIMITED 4 69 73 94.52 2004-04-02
629 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
630 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
631 SPARX Asia Investment Advisors Limited 4 5 9 55.56 2004-04-20
632 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
633 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
634 SAIL ADVISORS LIMITED 3 8 11 72.73 2004-05-17
635 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
636 CCB INTERNATIONAL CAPITAL LIMITED 12 79 91 86.81 2004-05-27
637 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 13 46 59 77.97 2004-05-31
638 TT INTERNATIONAL (HONG KONG) LIMITED 7 9 16 56.25 2004-06-04
639 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
640 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
641 CVP Securities Limited 3 27 30 90.00 2004-07-09
642 BREVAN HOWARD (HONG KONG) LIMITED 3 16 19 84.21 2004-07-12
643 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 20 23 86.96 2004-07-15
644 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
645 SYZ Asset Management (Asia) Limited 2 1 3 33.33 2004-07-27
646 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
647 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
648 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2004-08-13
649 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
650 GAINWELL SECURITIES COMPANY LIMITED 4 0 4 0.00 2004-08-21
651 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
652 Tensant Securities Limited 2 1 3 33.33 2004-08-25
653 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
654 ALBOURNE PARTNERS (ASIA) LIMITED 3 7 10 70.00 2004-09-07
655 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
656 Oasis Management (Hong Kong) 2 7 9 77.78 2004-09-14
657 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
658 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
659 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 6 8 75.00 2004-09-22
660 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 60 67 89.55 2004-10-14
661 Quam Securities Limited 14 201 215 93.49 2004-10-15
662 GCAM Limited 2 1 3 33.33 2004-10-19
663 NATIXIS ASIA LIMITED 4 70 74 94.59 2004-10-19
664 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
665 Huarong International Securities Limited 9 41 50 82.00 2004-10-25
666 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2004-10-26
667 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
668 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
669 AIF Securities Limited 6 6 12 50.00 2004-11-02
670 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
671 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
672 KCG SECURITIES ASIA LIMITED 4 3 7 42.86 2004-11-25
673 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 14 17 82.35 2004-11-29
674 Nerico Brothers Limited (HK) 11 95 106 89.62 2004-11-30
675 orientiert XYZ Securities Limited 8 62 70 88.57 2004-12-03
676 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 10 13 76.92 2004-12-16
677 China Finance KAB Limited 3 13 16 81.25 2004-12-23
678 LEE'S SECURITIES COMPANY LIMITED 3 8 11 72.73 2005-01-03
679 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
680 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
681 BARCLAYS CAPITAL ASIA LIMITED 19 268 287 93.38 2005-01-12
682 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
683 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
684 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 22 190 212 89.62 2005-02-15
685 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 18 20 90.00 2005-02-16
686 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
687 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
688 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
689 SJS Markets Limited 2 0 2 0.00 2005-03-02
690 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
691 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
692 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
693 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
694 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
695 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
696 Penjing Asset Management (HK) Limited 1 0 1 0.00 2005-03-24
697 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
698 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
699 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
700 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
701 CASH ASSET MANAGEMENT LIMITED 3 17 20 85.00 2005-03-30
702 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
703 RaffAello Securities (HK) Limited 3 7 10 70.00 2005-03-30
704 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
705 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
706 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
707 REDFORD SECURITIES LIMITED 4 9 13 69.23 2005-03-31
708 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
709 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
710 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
711 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
712 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
713 Deltroit (Hong Kong) Limited 2 9 11 81.82 2005-04-11
714 Turiya Advisors Asia Limited 2 11 13 84.62 2005-04-26
715 Rothschild & Co Hong Kong Limited 5 23 28 82.14 2005-04-27
716 CHINA EVERBRIGHT CAPITAL LIMITED 5 22 27 81.48 2005-05-09
717 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 71.43 2005-05-09
718 ZhongHua Finance Capital Co., Limited 1 0 1 0.00 2005-05-26
719 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
720 AISANCE ASSET MANAGEMENT LIMITED 3 7 10 70.00 2005-06-16
721 Sensible Asset Management Limited 3 2 5 40.00 2005-06-18
722 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 40.00 2005-06-20
723 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
724 AM Squared Limited 2 6 8 75.00 2005-06-30
725 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 24 31 77.42 2005-07-05
726 CHINA SYSTEM SECURITIES LIMITED 4 11 15 73.33 2005-07-07
727 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 13 16 81.25 2005-07-07
728 Astrum Capital Management Limited (HK) 7 10 17 58.82 2005-07-08
729 I-ACCESS INVESTORS LIMITED 5 29 34 85.29 2005-07-13
730 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
731 AXA Investment Managers Asia Limited 5 17 22 77.27 2005-07-21
732 Macquarie Asia Securities Limited 2 22 24 91.67 2005-07-26
733 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
734 MAN INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-28
735 COHEN & STEERS ASIA LIMITED 5 5 10 50.00 2005-07-29
736 MERCER INVESTMENTS (HK) LIMITED 3 15 18 83.33 2005-08-04
737 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
738 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
739 CCB INTERNATIONAL SECURITIES LIMITED 20 54 74 72.97 2005-08-19
740 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
741 OLD PEAK LIMITED (HK) 3 4 7 57.14 2005-08-26
742 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
743 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
744 Sheng Yuan Sino Asset Management Limited 3 0 3 0.00 2005-09-09
745 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
746 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
747 CAPITAL GLOBAL MANAGEMENT LIMITED 3 32 35 91.43 2005-09-17
748 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
749 RHB FUTURES HONG KONG LIMITED 4 50 54 92.59 2005-09-28
750 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
751 ICAP Securities Hong Kong Limited 3 15 18 83.33 2005-10-06
752 Citadel Asia Limited 3 10 13 76.92 2005-10-21
753 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
754 Alpha Financial Group Limited 3 10 13 76.92 2005-10-31
755 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
756 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
757 Greenfield Asset Management Limited 3 1 4 25.00 2005-11-11
758 Well Link Securities Limited 2 16 18 88.89 2005-11-11
759 ABCI Securities Company Limited 11 50 61 81.97 2005-11-15
760 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 24 27 88.89 2005-11-15
761 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
762 HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2005-11-21
763 CHEONG LEE SECURITIES LIMITED 3 10 13 76.92 2005-11-24
764 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 18 62 80 77.50 2005-11-29
765 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
766 FULBRIGHT FUTURES LIMITED 4 82 86 95.35 2005-12-05
767 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
768 Success Futures and Foreign Exchange Limited 4 51 55 92.73 2005-12-06
769 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
770 ALTUS INVESTMENTS LIMITED (HK) 4 10 14 71.43 2005-12-14
771 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
772 T G SECURITIES LIMITED 3 2 5 40.00 2005-12-19
773 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
774 VEDA CAPITAL LIMITED (HK) 2 6 8 75.00 2005-12-28
775 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
776 ASSET MANAGEMENT GROUP LIMITED 3 27 30 90.00 2006-01-17
777 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
778 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
779 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 19 23 82.61 2006-01-25
780 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
781 GENERALI INVESTMENTS ASIA LIMITED 4 8 12 66.67 2006-02-08
782 INTERNATIONAL COMMERCE CORPORATION 3 4 7 57.14 2006-02-13
783 JPMorgan Asset Management (Asia Pacific) Limited 11 119 130 91.54 2006-02-16
784 M SECURITIES LIMITED (HK) 1 1 2 50.00 2006-02-23
785 PYRMONT WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2006-02-24
786 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
787 EnTrustPermal (Hong Kong) Limited 3 1 4 25.00 2006-03-09
788 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
789 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
790 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2006-03-24
791 HSBC Global Asset Management (Hong Kong) Limited 7 119 126 94.44 2006-03-29
792 Morgan Stanley Asia Limited 37 951 988 96.26 2006-04-07
793 First Fidelity Capital (International) Limited 2 5 7 71.43 2006-04-19
794 CC Finance Limited 2 11 13 84.62 2006-04-20
795 CHIEF SECURITIES LIMITED 8 158 166 95.18 2006-04-20
796 WING FUNG FUTURES LIMITED 3 25 28 89.29 2006-04-21
797 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
798 CHIEF COMMODITIES LIMITED 4 88 92 95.65 2006-05-17
799 PIMCO Asia Limited 3 14 17 82.35 2006-05-17
800 CAIIS Limited 4 24 28 85.71 2006-05-23
801 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
802 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
803 TREE LINE ADVISORS (HONG KONG) LIMITED 2 7 9 77.78 2006-06-30
804 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 18 22 81.82 2006-07-03
805 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
806 Yuanta Securities (Hong Kong) Company Limited 15 126 141 89.36 2006-07-08
807 Oaktree Capital (Hong Kong) Limited 5 11 16 68.75 2006-07-12
808 MFG Limited (HK) 4 8 12 66.67 2006-07-17
809 CC SIF Advisory Limited 3 5 8 62.50 2006-07-25
810 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
811 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
812 NUOXIN CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2006-08-24
813 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
814 FLAG Squadron Asia Limited 2 0 2 0.00 2006-10-24
815 Pictet Asset Management (Hong Kong) Limited 7 14 21 66.67 2006-10-26
816 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
817 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
818 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
819 Eton Park Asia Limited 4 7 11 63.64 2006-11-13
820 Point72 Hong Kong Limited 7 35 42 83.33 2006-11-14
821 VISION FINANCE ASSET MANAGEMENT LIMITED 4 3 7 42.86 2006-11-14
822 RHB SECURITIES HONG KONG LIMITED 8 107 115 93.04 2006-11-17
823 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
824 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 14 17 82.35 2006-11-28
825 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
826 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 5 22 27 81.48 2006-12-08
827 IPP Financial Advisers Limited 2 26 28 92.86 2006-12-21
828 Tiger Securities Asset Management Company Limited 2 5 7 71.43 2006-12-29
829 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
830 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 38 41 92.68 2007-01-09
831 Mirae Asset Securities (HK) Limited 5 1 6 16.67 2007-01-11
832 UBP ASSET MANAGEMENT ASIA LIMITED 4 20 24 83.33 2007-01-11
833 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
834 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 72 76 94.74 2007-01-30
835 GF Capital (Hong Kong) Limited 5 29 34 85.29 2007-01-31
836 GF Securities (Hong Kong) Brokerage Limited 10 127 137 92.70 2007-01-31
837 WEALTH MANAGEMENT GROUP LIMITED 2 2 4 50.00 2007-02-02
838 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
839 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
840 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 5 7 71.43 2007-02-16
841 Double Haven Capital (Hong Kong) Limited 3 8 11 72.73 2007-02-16
842 GF FUTURES (HONG KONG) CO., LIMITED 3 37 40 92.50 2007-02-16
843 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
844 VICTORY SECURITIES COMPANY LIMITED 3 44 47 93.62 2007-02-16
845 MIZUHO SECURITIES ASIA LIMITED 13 137 150 91.33 2007-02-26
846 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 13 17 76.47 2007-03-01
847 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
848 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 5 11 16 68.75 2007-03-08
849 PUREHEART CAPITAL ASIA LIMITED 2 5 7 71.43 2007-03-08
850 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 32 35 91.43 2007-03-09
851 IMC Asia Pacific Limited 2 0 2 0.00 2007-03-12
852 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
853 LAZARD ASIA (HONG KONG) LIMITED 4 7 11 63.64 2007-03-20
854 IVORY CAPITAL PRIVATE LIMITED 3 3 6 50.00 2007-03-21
855 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
856 iFAST Financial (HK) Limited 5 12 17 70.59 2007-03-30
857 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
858 Partners Asset Management (HK) Limited 4 5 9 55.56 2007-04-03
859 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
860 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 16 83 99 83.84 2007-04-04
861 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
862 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
863 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 9 14 64.29 2007-04-20
864 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 37 43 86.05 2007-04-26
865 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
866 KCG FUND MANAGEMENT LIMITED 2 1 3 33.33 2007-05-04
867 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
868 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
869 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
870 VISION FINANCE (SECURITIES) LIMITED 4 6 10 60.00 2007-05-08
871 Towers Watson Investment Services Hong Kong Limited 3 13 16 81.25 2007-05-14
872 GCIS LIMITED 2 0 2 0.00 2007-05-16
873 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
874 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 8 11 72.73 2007-05-18
875 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
876 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
877 Eclipse Options (HK) Limited 5 23 28 82.14 2007-05-31
878 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
879 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
880 SANSTON FINANCIAL GROUP LIMITED 2 0 2 0.00 2007-06-12
881 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
882 LaSalle Investment Management Hong Kong Limited 4 5 9 55.56 2007-06-14
883 GFI (HK) SECURITIES L.L.C. 2 17 19 89.47 2007-06-18
884 PRESIDENT SECURITIES (HONG KONG) LIMITED 11 20 31 64.52 2007-06-20
885 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
886 HGNH International Futures Co., Limited 5 34 39 87.18 2007-06-26
887 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
888 ROCIM Limited 2 0 2 0.00 2007-06-29
889 Capital International, Inc. 4 40 44 90.91 2007-07-03
890 China Everbright Investment Management Limited 2 2 4 50.00 2007-07-03
891 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 106 114 92.98 2007-07-04
892 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
893 OnePlatform Asset Management Limited 21 993 1014 97.93 2007-07-04
894 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
895 Cephei Capital Management (Hong Kong) Limited 2 6 8 75.00 2007-07-19
896 JINRUI FUTURES (HONG KONG) LIMITED 3 10 13 76.92 2007-07-27
897 CSI Corporate Finance (HK) Limited 6 24 30 80.00 2007-08-01
898 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
899 IAM LEGACY LIMITED 4 8 12 66.67 2007-08-21
900 Evo Capital Management Asia Limited 3 7 10 70.00 2007-08-22
901 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 6 14 20 70.00 2007-08-23
902 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
903 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 3 6 50.00 2007-08-24
904 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
905 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
906 Chinese Strategic Asset Management Limited 2 2 4 50.00 2007-09-07
907 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
908 BOCOM International Securities Limited 13 234 247 94.74 2007-09-10
909 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
910 BOCOM International Asset Management Limited 5 19 24 79.17 2007-09-13
911 LBN Advisers Limited 2 5 7 71.43 2007-09-13
912 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
913 BOCOM International (Asia) Limited 9 41 50 82.00 2007-09-21
914 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 5 5 10 50.00 2007-09-21
915 Everbright Capital Management Limited 3 2 5 40.00 2007-09-24
916 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
917 Daiwa Capital Markets Hong Kong Limited 13 118 131 90.08 2007-10-05
918 Redwood Peak Limited 2 3 5 60.00 2007-10-05
919 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
920 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 3 7 42.86 2007-10-10
921 Shinhan Investment Asia Limited 3 3 6 50.00 2007-10-15
922 Proton Capital Limited 3 2 5 40.00 2007-10-16
923 SBI China Capital Asset Management Limited 2 3 5 60.00 2007-10-17
924 Telecom King Securities Limited 3 15 18 83.33 2007-10-17
925 Optima Capital Limited 4 13 17 76.47 2007-10-25
926 R.J. O'Brien & Associates HK Limited 2 7 9 77.78 2007-10-29
927 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
928 GF Asset Management (Hong Kong) Limited 3 11 14 78.57 2007-11-08
929 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
930 LUMINARY CAPITAL LIMITED 3 0 3 0.00 2007-11-14
931 VisionGain Capital Limited 2 2 4 50.00 2007-11-14
932 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
933 VALUE PARTNERS HONG KONG LIMITED 5 79 84 94.05 2007-11-19
934 Segantii Capital Management Limited 3 20 23 86.96 2007-11-22
935 CATHAY SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2007-11-27
936 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67 2007-11-28
937 GUOYUAN FUTURES (HONG KONG) LIMITED 3 40 43 93.02 2007-11-29
938 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
939 OPTIVER TRADING HONG KONG LIMITED 2 3 5 60.00 2007-12-03
940 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 24 29 82.76 2007-12-07
941 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
942 Robeco Hong Kong Limited 3 35 38 92.11 2007-12-18
943 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
944 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 71.43 2007-12-21
945 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
946 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
947 RICHE BRIGHT SECURITIES LIMITED 2 4 6 66.67 2008-01-04
948 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
949 Arta Global Markets Limited 4 6 10 60.00 2008-01-08
950 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
951 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
952 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
953 MAP CAPITAL LIMITED (HK) 1 0 1 0.00 2008-01-16
954 CMBC SECURITIES COMPANY LIMITED 7 26 33 78.79 2008-01-24
955 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-01-28
956 CHARTWELL CAPITAL LIMITED (HK) 2 6 8 75.00 2008-02-05
957 iFAST Global Markets (HK) Limited 4 8 12 66.67 2008-02-12
958 Grace Financial Limited (HK) 3 2 5 40.00 2008-02-13
959 MIDLAND WEALTH MANAGEMENT LIMITED 2 20 22 90.91 2008-02-18
960 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
961 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 15 30 45 66.67 2008-02-21
962 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 6 9 66.67 2008-02-26
963 Balyasny Asset Management (Hong Kong) Limited 2 15 17 88.24 2008-03-03
964 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
965 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
966 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 11 15 73.33 2008-03-12
967 Sigma Capital Management Limited 5 8 13 61.54 2008-03-12
968 Neuberger Berman Asia Limited 4 34 38 89.47 2008-03-13
969 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
970 CES Capital International (Hong Kong) Co., Limited 8 10 18 55.56 2008-03-20
971 HEAD & SHOULDERS SECURITIES LIMITED 4 6 10 60.00 2008-03-27
972 Citigroup Global Markets Asia Limited 23 580 603 96.19 2008-03-31
973 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
974 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
975 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 17 20 85.00 2008-04-11
976 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
977 BTIG Hong Kong Limited 3 19 22 86.36 2008-04-15
978 iBest Consultants Limited 5 30 35 85.71 2008-04-15
979 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
980 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
981 CHINA HANYA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-04-22
982 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2008-04-22
983 Samsung Asset Management (Hong Kong) Limited 3 25 28 89.29 2008-04-23
984 ATHENA WEALTH MANAGEMENT LIMITED 4 49 53 92.45 2008-04-25
985 Wells Fargo Securities Asia Limited 8 26 34 76.47 2008-04-25
986 RHB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2008-05-08
987 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
988 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 1 5 20.00 2008-05-21
989 ICBC INTERNATIONAL CAPITAL LIMITED 7 57 64 89.06 2008-05-27
990 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 5 8 62.50 2008-05-29
991 Aletheia Analyst Network Limited 2 7 9 77.78 2008-06-03
992 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
993 BNY Mellon Investment Management Hong Kong Limited 7 17 24 70.83 2008-06-06
994 EFG Asset Management (HK) Limited 4 5 9 55.56 2008-06-06
995 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
996 EXS Capital Asia Limited 3 8 11 72.73 2008-06-12
997 CLC SECURITIES LIMITED 4 14 18 77.78 2008-06-16
998 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
999 Fosun International Securities Limited 7 23 30 76.67 2008-06-23
1000 BGC SECURITIES (HONG KONG) LLC 2 32 34 94.12 2008-06-25
1001 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 20 23 86.96 2008-06-30
1002 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 2 5 40.00 2008-07-02
1003 KVB Kunlun Securities (HK) Limited 3 9 12 75.00 2008-07-02
1004 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 20 23 86.96 2008-07-03
1005 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1006 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1007 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1008 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1009 Arta Asset Management Limited 2 2 4 50.00 2008-07-10
1010 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
1011 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
1012 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 2 2 4 50.00 2008-07-24
1013 Religare Capital Markets (Hong Kong) Limited 4 6 10 60.00 2008-07-24
1014 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1015 CITIC Securities Asset Management (HK) Limited 5 22 27 81.48 2008-08-01
1016 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1017 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 24 30 80.00 2008-08-07
1018 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 11 14 78.57 2008-08-08
1019 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1020 Celera Markets Limited 3 1 4 25.00 2008-08-12
1021 KINGSWAY CAPITAL LIMITED 5 11 16 68.75 2008-08-14
1022 F.T.M.F. DISTRIBUTION LIMITED 6 4 10 40.00 2008-08-15
1023 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1024 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 369 399 92.48 2008-08-20
1025 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1026 JVSakk Asset Management Limited 4 24 28 85.71 2008-08-28
1027 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 4 18 22 81.82 2008-09-02
1028 Horizon Asset International (HK) Limited 3 9 12 75.00 2008-09-03
1029 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1030 Fidelity Management & Research (Hong Kong) Limited 9 49 58 84.48 2008-09-04
1031 ORIENTAL WEALTH SECURITIES LIMITED 1 0 1 0.00 2008-09-05
1032 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
1033 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
1034 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1035 CSOP Asset Management Limited 4 28 32 87.50 2008-09-29
1036 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1037 Vantage Capital Markets HK Limited 5 31 36 86.11 2008-10-02
1038 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1039 Houlihan Lokey (China) Limited 2 11 13 84.62 2008-10-09
1040 Lion Global Financial Limited 4 21 25 84.00 2008-10-10
1041 BLACKSTONE GROUP (HK) LIMITED (THE) 6 47 53 88.68 2008-10-14
1042 M3 Capital Partners (HK) Limited 2 12 14 85.71 2008-10-17
1043 STI Asset Management Limited 4 7 11 63.64 2008-10-22
1044 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1045 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
1046 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
1047 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1048 Credit Suisse (Hong Kong) Limited 36 454 490 92.65 2008-11-04
1049 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1050 Beijing Securities Limited 4 8 12 66.67 2008-11-07
1051 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1052 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 8 12 66.67 2008-11-07
1053 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
1054 ICBC INTERNATIONAL SECURITIES LIMITED 17 49 66 74.24 2008-11-14
1055 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
1056 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
1057 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
1058 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2008-11-20
1059 Daishin Securities Asia Limited 3 1 4 25.00 2008-11-24
1060 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
1061 Rifa Futures Limited 3 11 14 78.57 2008-12-01
1062 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 0 1 1 100.00 2008-12-02
1063 Imperium International Asset Management Limited 3 1 4 25.00 2008-12-02
1064 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1065 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
1066 TR Advisors Limited 3 3 6 50.00 2008-12-02
1067 JIMEI SECURITIES LIMITED 3 18 21 85.71 2008-12-09
1068 China Asset Management (Hong Kong) Limited 5 24 29 82.76 2008-12-10
1069 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 24 26 92.31 2008-12-17
1070 Goldin Equities Limited 2 4 6 66.67 2008-12-17
1071 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
1072 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
1073 ICAP Equities Asia Limited 3 14 17 82.35 2008-12-22
1074 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 8 26 34 76.47 2009-01-02
1075 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
1076 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1077 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
1078 SynerWealth Financial Limited 4 21 25 84.00 2009-02-04
1079 HARVEST GLOBAL INVESTMENTS LIMITED 3 35 38 92.11 2009-02-16
1080 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
1081 ARCH Capital Management Co. Limited 2 4 6 66.67 2009-02-19
1082 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
1083 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
1084 Wolver Hill Asset Management Asia Limited 3 2 5 40.00 2009-03-10
1085 FORTUNE FINANCIAL CAPITAL LIMITED 0 4 4 100.00 2009-03-12
1086 PacBridge Capital Partners (HK) Limited 3 0 3 0.00 2009-03-17
1087 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1088 GUODU SECURITIES (HONG KONG) LIMITED 4 8 12 66.67 2009-03-20
1089 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
1090 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
1091 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1092 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 12 16 75.00 2009-03-31
1093 PineBridge Investments Asia Limited 5 34 39 87.18 2009-04-02
1094 T.F.S. Derivatives HK Limited 7 32 39 82.05 2009-04-03
1095 Citadel Securities (Hong Kong) Limited 2 6 8 75.00 2009-04-09
1096 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 2 6 33.33 2009-04-09
1097 Qantex Capital Markets Limited 4 10 14 71.43 2009-04-14
1098 VL ASSET MANAGEMENT LIMITED 4 3 7 42.86 2009-04-15
1099 VBG Capital Limited 4 6 10 60.00 2009-04-20
1100 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
1101 Sucden Financial (HK) Limited 4 4 8 50.00 2009-04-28
1102 ICBC INTERNATIONAL FUTURES LIMITED 3 19 22 86.36 2009-05-06
1103 Barings Investment Advisers (Hong Kong) Limited 5 5 10 50.00 2009-05-08
1104 Ares Management Asia (Hong Kong) Limited 3 9 12 75.00 2009-05-25
1105 Goldin Financial Limited 2 4 6 66.67 2009-06-01
1106 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 35 40 87.50 2009-06-02
1107 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1108 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1109 Prudence Investment Management (Hong Kong) Limited 4 5 9 55.56 2009-06-08
1110 Emperor Wealth Management Limited 3 22 25 88.00 2009-06-09
1111 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1112 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1113 ORIENTAL WEALTH FUTURES LIMITED 1 0 1 0.00 2009-06-18
1114 TFI Asset Management Limited 3 7 10 70.00 2009-06-18
1115 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
1116 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1117 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1118 Fortune Origin Securities Limited 4 4 8 50.00 2009-07-09
1119 ICBC INTERNATIONAL RESEARCH LIMITED 4 13 17 76.47 2009-07-10
1120 North Beta International Securities Limited 2 8 10 80.00 2009-07-17
1121 Gain Capital - Forex.com Hong Kong Limited 2 18 20 90.00 2009-07-22
1122 QH CAPITAL LIMITED 3 0 3 0.00 2009-07-22
1123 QMIS Securities Limited 1 1 2 50.00 2009-07-24
1124 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
1125 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 32 39 82.05 2009-07-30
1126 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
1127 FIRST SECURITIES (HK) LIMITED 6 31 37 83.78 2009-08-03
1128 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 70.00 2009-08-06
1129 BTG Pactual Asia Limited 2 8 10 80.00 2009-08-13
1130 QMIS Asset Management Limited 0 2 2 100.00 2009-08-13
1131 Oracle Capital Limited 1 0 1 0.00 2009-08-17
1132 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
1133 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 3 7 42.86 2009-08-28
1134 Samena Capital Hong Kong Limited 2 2 4 50.00 2009-09-01
1135 Lighthorse Asset Management (HK) Limited 2 9 11 81.82 2009-09-04
1136 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1137 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1138 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1139 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1140 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 150 153 98.04 2009-10-05
1141 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
1142 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1143 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
1144 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 10 15 66.67 2009-10-14
1145 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
1146 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
1147 KKR CAPITAL MARKETS ASIA LIMITED 1 5 6 83.33 2009-10-22
1148 Liquid Capital Markets Hong Kong Limited 3 9 12 75.00 2009-10-29
1149 Odysseus Capital Asia Limited 2 2 4 50.00 2009-10-29
1150 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1151 Emperor Asset Management Limited 4 1 5 20.00 2009-11-03
1152 JANCHOR PARTNERS LIMITED 2 10 12 83.33 2009-11-06
1153 CVC Asia Pacific Limited 6 14 20 70.00 2009-11-16
1154 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1155 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 34 38 89.47 2009-11-16
1156 BLUE POOL CAPITAL LIMITED 3 3 6 50.00 2009-11-17
1157 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
1158 INV Partners Limited 3 2 5 40.00 2009-11-24
1159 China Silver Asset Management (Hong Kong) Limited 2 1 3 33.33 2009-12-02
1160 Hafoo Securities Limited 3 6 9 66.67 2009-12-09
1161 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1162 Sunrise Brokers (Hong Kong) Limited 2 27 29 93.10 2009-12-09
1163 MOELIS & COMPANY ASIA LIMITED 2 15 17 88.24 2009-12-11
1164 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 14 17 82.35 2009-12-14
1165 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1166 CNI Securities Group Limited 4 21 25 84.00 2009-12-15
1167 Fortune Asset Management Limited 1 6 7 85.71 2009-12-16
1168 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
1169 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1170 Jefferies Hong Kong Limited 11 120 131 91.60 2010-01-04
1171 Kriya Capital Limited 3 2 5 40.00 2010-01-08
1172 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1173 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1174 Channel 8 Wealth Management Limited 3 12 15 80.00 2010-01-27
1175 Vegasoul Capital Management (Asia) Limited 3 4 7 57.14 2010-01-29
1176 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
1177 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
1178 Oppenheimer Investments Asia Limited 4 9 13 69.23 2010-02-12
1179 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1180 China Universal Asset Management (Hong Kong) Company Limited 6 11 17 64.71 2010-02-19
1181 CHN International Group Limited 2 1 3 33.33 2010-02-22
1182 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 46 54 85.19 2010-02-23
1183 WILSON SECURITIES LIMITED 2 2 4 50.00 2010-02-25
1184 Guosen Securities (HK) Brokerage Company, Limited 4 50 54 92.59 2010-02-26
1185 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1186 Blossomhill Investment Limited 3 0 3 0.00 2010-03-04
1187 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
1188 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
1189 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1190 Capstone Financial (HK) Limited 6 6 12 50.00 2010-03-12
1191 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
1192 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
1193 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
1194 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
1195 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
1196 Future Growth Financial Services Limited 3 7 10 70.00 2010-04-08
1197 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1198 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1199 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1200 Seres Asset Management Limited 4 1 5 20.00 2010-04-14
1201 313 Capital Management Limited 4 15 19 78.95 2010-04-19
1202 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 22 26 84.62 2010-04-27
1203 Safari Asia Limited 2 1 3 33.33 2010-04-30
1204 Davidson Kempner Asia Limited 2 11 13 84.62 2010-05-04
1205 Future Growth Asset Management Limited 2 3 5 60.00 2010-05-11
1206 Nine Masts Capital Limited 3 15 18 83.33 2010-05-11
1207 Golden Hen Securities and Futures Limited 2 3 5 60.00 2010-05-13
1208 Essence International Securities (Hong Kong) Limited 8 77 85 90.59 2010-05-18
1209 FULBRIGHT SECURITIES LIMITED 5 240 245 97.96 2010-05-18
1210 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
1211 Sinofortune Asset Management Limited 1 1 2 50.00 2010-05-20
1212 Guo Tong Capital Management Company Limited 2 0 2 0.00 2010-05-24
1213 CMB International Asset Management Limited 5 7 12 58.33 2010-05-26
1214 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1215 China Alpha Fund Management (HK) Limited 5 3 8 37.50 2010-05-31
1216 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
1217 Swiss-Asia Asset Management (HK) Limited 3 6 9 66.67 2010-06-02
1218 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1219 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1220 CMB International Securities Limited 4 34 38 89.47 2010-06-15
1221 South China Forex Limited 2 17 19 89.47 2010-06-21
1222 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1223 Diamond Dragon Advisors Limited 2 3 5 60.00 2010-06-22
1224 VC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-06-25
1225 CCTIC International Limited 2 1 3 33.33 2010-06-28
1226 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 8 10 80.00 2010-06-29
1227 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 35 39 89.74 2010-06-29
1228 Austen Capital Management Limited 2 0 2 0.00 2010-06-30
1229 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
1230 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 3 12 15 80.00 2010-06-30
1231 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1232 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1233 Hamilton Lane (Hong Kong) Limited 2 7 9 77.78 2010-07-05
1234 Sumo Asset Management Limited 2 4 6 66.67 2010-07-07
1235 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1236 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1237 PICO ZEMAN SECURITIES (HK) LIMITED 2 5 7 71.43 2010-07-12
1238 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1239 VALUABLE CAPITAL LIMITED 4 5 9 55.56 2010-07-14
1240 Open Securities Limited 6 8 14 57.14 2010-07-16
1241 DigitalBridge Management Asia Limited 4 10 14 71.43 2010-07-20
1242 ORIENT SECURITIES (HONG KONG) LIMITED 5 47 52 90.38 2010-07-21
1243 CINDA INTERNATIONAL RESEARCH LIMITED 2 4 6 66.67 2010-07-26
1244 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1245 De Riva Asia Limited 3 10 13 76.92 2010-07-29
1246 ALETHEIA TECHNOLOGIES LIMITED 2 3 5 60.00 2010-07-30
1247 LCA Solutions Limited 2 6 8 75.00 2010-07-30
1248 ZHONGRONG PT SECURITIES LIMITED 5 43 48 89.58 2010-07-30
1249 BASIC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2010-08-04
1250 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
1251 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1252 TC Capital International Limited 3 13 16 81.25 2010-08-11
1253 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1254 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1255 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2010-08-18
1256 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
1257 Essence Asset Management (Hong Kong) Limited 3 7 10 70.00 2010-08-19
1258 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 14 19 73.68 2010-08-20
1259 Merrill Lynch Far East Limited 45 456 501 91.02 2010-08-20
1260 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
1261 FTFT International Securities and Futures Limited 2 2 4 50.00 2010-08-23
1262 LEGENDS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-08-23
1263 OTCex Hong Kong Limited 3 7 10 70.00 2010-08-23
1264 Areion Asset Management Company Limited 2 1 3 33.33 2010-08-24
1265 Parry International Trading Limited 2 2 4 50.00 2010-08-26
1266 TULLETT PREBON (HONG KONG) LIMITED 3 21 24 87.50 2010-08-26
1267 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1268 Essence Corporate Finance (Hong Kong) Limited 4 6 10 60.00 2010-09-01
1269 CMB International Capital Limited 7 19 26 73.08 2010-09-07
1270 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1271 Shangding International Asset Management Company Limited 3 6 9 66.67 2010-09-08
1272 BMI FUNDS MANAGEMENT LIMITED 4 14 18 77.78 2010-09-10
1273 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1274 Cambridge Strategy (Asset Management) Asia Limited (The) 3 4 7 57.14 2010-09-13
1275 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1276 Apollo Asset Management Limited (HK) 4 3 7 42.86 2010-09-16
1277 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1278 Viking Global Hong Kong Limited 2 3 5 60.00 2010-09-17
1279 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1280 Standard & Poor's Investment Advisory Services (HK) Limited 2 3 5 60.00 2010-09-21
1281 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1282 CBH Asia Limited 4 16 20 80.00 2010-09-24
1283 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1284 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1285 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 11 16 68.75 2010-09-29
1286 True Partner Advisor Hong Kong Limited 2 4 6 66.67 2010-09-30
1287 East Park Investment Management Co Limited 2 3 5 60.00 2010-10-04
1288 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 3 5 60.00 2010-10-06
1289 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 81 85 95.29 2010-10-06
1290 JT CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2010-10-13
1291 CHINA DEMETER SECURITIES LIMITED 2 6 8 75.00 2010-10-18
1292 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
1293 Essence Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
1294 Pinpoint Asset Management Limited 2 6 8 75.00 2010-10-25
1295 Japaninvest (Hong Kong) Limited 4 1 5 20.00 2010-10-26
1296 CNCB (Hong Kong) Capital Limited 6 5 11 45.45 2010-10-27
1297 HFT INVESTMENT MANAGEMENT (HK) LIMITED 2 7 9 77.78 2010-10-27
1298 SHENG YUAN SECURITIES LIMITED 4 11 15 73.33 2010-10-27
1299 SFM HK Management Limited 2 7 9 77.78 2010-11-01
1300 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
1301 MIZUHO CAPITAL MARKETS (HK) LIMITED 4 6 10 60.00 2010-11-03
1302 Bosera Asset Management (International) Co., Limited 3 22 25 88.00 2010-11-05
1303 Koi Investment Partners International Limited 2 1 3 33.33 2010-11-05
1304 GAYANG SECURITIES LIMITED 2 1 3 33.33 2010-11-09
1305 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
1306 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1307 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
1308 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
1309 BCT Financial Limited 2 60 62 96.77 2010-11-24
1310 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
1311 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 71 74 95.95 2010-11-26
1312 GLG Partners Hong Kong Limited 2 5 7 71.43 2010-11-30
1313 Morgan Stanley Hong Kong Securities Limited 16 351 367 95.64 2010-11-30
1314 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
1315 Affiliated Managers Group (Hong Kong) Limited 2 1 3 33.33 2010-12-07
1316 Ping An of China Capital (Hong Kong) Company Limited 3 6 9 66.67 2010-12-07
1317 Gong Ping Securities Limited 3 26 29 89.66 2010-12-08
1318 BOCHK Asset Management Limited 3 18 21 85.71 2010-12-15
1319 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1320 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1321 T. Rowe Price Hong Kong Limited 5 42 47 89.36 2010-12-21
1322 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1323 MUFG Securities Asia Limited 9 48 57 84.21 2010-12-31
1324 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 0 2 0.00 2011-01-04
1325 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 12 17 70.59 2011-01-04
1326 Ruisen Port Securities Limited 2 6 8 75.00 2011-01-05
1327 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1328 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
1329 CASH Wealth Management Limited 8 27 35 77.14 2011-01-17
1330 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2011-01-18
1331 TIANDA SECURITIES LIMITED 2 5 7 71.43 2011-01-18
1332 Saxo Capital Markets HK Limited 5 3 8 37.50 2011-01-19
1333 JS SECURITIES LIMITED (HK) 2 0 2 0.00 2011-01-20
1334 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
1335 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1336 Hillhouse Investment Management Limited 2 5 7 71.43 2011-01-24
1337 FWD Financial Planning Limited (HK) 2 116 118 98.31 2011-01-25
1338 Rockhampton Management Limited 4 9 13 69.23 2011-01-26
1339 China Enterprise Securities Company Limited 2 0 2 0.00 2011-01-27
1340 Shinhan Asset Management (Hong Kong) Limited 3 4 7 57.14 2011-01-27
1341 Marex Hong Kong Limited 3 7 10 70.00 2011-01-28
1342 PEGASUS FUND MANAGERS LIMITED 3 10 13 76.92 2011-01-28
1343 REDFORD CORPORATE FINANCE LIMITED 2 1 3 33.33 2011-02-07
1344 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 118 122 96.72 2011-02-15
1345 Azentus Capital Management Limited 4 2 6 33.33 2011-02-21
1346 CHINA TIMES SECURITIES LIMITED 2 8 10 80.00 2011-02-21
1347 Paulson Asia Limited 3 1 4 25.00 2011-02-21
1348 PLATINUM BROKING COMPANY LIMITED 2 4 6 66.67 2011-02-21
1349 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1350 ORIENT FUTURES (HONG KONG) LIMITED 5 25 30 83.33 2011-02-28
1351 SILVERHORN INVESTMENT ADVISORS LIMITED 2 15 17 88.24 2011-02-28
1352 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1353 Evercore Asia Limited 5 13 18 72.22 2011-03-04
1354 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 74 78 94.87 2011-03-04
1355 Open Asset Management Limited 3 0 3 0.00 2011-03-08
1356 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1357 BMI Securities Limited 2 9 11 81.82 2011-03-14
1358 Huarong International Asset Management Limited 2 7 9 77.78 2011-03-14
1359 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
1360 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
1361 ABCI CAPITAL LIMITED 6 26 32 81.25 2011-03-17
1362 GSI FINANCE GROUP LIMITED 1 1 2 50.00 2011-03-18
1363 Kima Capital Management Limited 2 1 3 33.33 2011-03-24
1364 MIB FUTURES (HONG KONG) LIMITED 5 53 58 91.38 2011-03-25
1365 LT Securities Limited 3 6 9 66.67 2011-04-01
1366 SUN SECURITIES LIMITED 5 9 14 64.29 2011-04-01
1367 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1368 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
1369 YUE XIU ASSET MANAGEMENT LIMITED 4 5 9 55.56 2011-04-12
1370 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 3 6 9 66.67 2011-04-14
1371 Springs Capital (Hong Kong) Limited 2 3 5 60.00 2011-04-14
1372 EQT Partners Asia Limited 4 6 10 60.00 2011-04-15
1373 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 33 37 89.19 2011-04-26
1374 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
1375 Canaccord Genuity (Hong Kong) Limited 5 1 6 16.67 2011-05-04
1376 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1377 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
1378 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
1379 Owl Creek Hong Kong Limited 3 2 5 40.00 2011-05-20
1380 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1381 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1382 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
1383 Complus Asset Management Limited 3 6 9 66.67 2011-05-25
1384 A.M. BEST ASIA-PACIFIC LIMITED 3 4 7 57.14 2011-06-01
1385 FITCH (HONG KONG) LIMITED 5 83 88 94.32 2011-06-01
1386 Ginger Capital Advisory Limited 5 1 6 16.67 2011-06-01
1387 Moody's Investors Service Hong Kong Limited 4 107 111 96.40 2011-06-01
1388 Octal Capital Limited 5 6 11 54.55 2011-06-01
1389 S&P Global Ratings Hong Kong Limited 3 59 62 95.16 2011-06-01
1390 SHENG YUAN ASSET MANAGEMENT LIMITED 2 4 6 66.67 2011-06-14
1391 NEW SPRING CAPITAL LIMITED 2 2 4 50.00 2011-06-17
1392 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
1393 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1394 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1395 VTB Capital Hong Kong Limited 5 3 8 37.50 2011-06-30
1396 UBS SECURITIES HONG KONG LIMITED 19 327 346 94.51 2011-07-06
1397 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1398 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
1399 Oreana Financial Services Limited 2 5 7 71.43 2011-07-12
1400 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
1401 CIFM Asset Management (Hong Kong) Limited 3 9 12 75.00 2011-07-20
1402 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1403 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1404 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
1405 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1406 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1407 Cornucopiae Asset Management Limited 3 3 6 50.00 2011-08-02
1408 Enhanced Securities Limited 2 2 4 50.00 2011-08-02
1409 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
1410 Partners Capital Asia Limited 3 1 4 25.00 2011-08-04
1411 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
1412 Principal Investment & Retirement Services Limited 2 49 51 96.08 2011-08-17
1413 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1414 Dymon Asia Capital (HK) Limited 4 11 15 73.33 2011-08-31
1415 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 6 8 75.00 2011-09-02
1416 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1417 Northern Trust Company of Hong Kong Limited (The) 8 23 31 74.19 2011-09-05
1418 BNP PARIBAS SECURITIES (ASIA) LIMITED 12 250 262 95.42 2011-09-06
1419 Sylebra Capital Limited 2 7 9 77.78 2011-09-06
1420 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
1421 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
1422 GF International Investment Management Limited 4 10 14 71.43 2011-09-08
1423 China Galaxy International Securities (Hong Kong) Co., Limited 13 154 167 92.22 2011-09-12
1424 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
1425 Select Investment Services Limited (HK) 2 0 2 0.00 2011-09-16
1426 PRIME COURAGE SECURITIES COMPANY LIMITED 2 6 8 75.00 2011-09-19
1427 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1428 Sanford C. Bernstein (Hong Kong) Limited 7 46 53 86.79 2011-09-28
1429 CENTALINE SECURITIES LIMITED 3 50 53 94.34 2011-10-07
1430 Otkcab Limited 3 3 6 50.00 2011-10-07
1431 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
1432 MAGIC COMPASS SECURITIES LIMITED 3 6 9 66.67 2011-10-12
1433 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1434 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
1435 JNL Investments Limited (HK) 2 0 2 0.00 2011-10-21
1436 China Angel Fund Management (HK) Company Limited 3 1 4 25.00 2011-10-24
1437 HGNH International Asset Management Co., Limited 2 8 10 80.00 2011-10-24
1438 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
1439 Azurewing Limited (HK) 2 2 4 50.00 2011-10-25
1440 Emerald Hill Capital Partners Limited 1 0 1 0.00 2011-10-26
1441 KTF CAPITAL MANAGEMENT LIMITED 2 6 8 75.00 2011-10-31
1442 CHARLESWIN BULLION LIMITED 3 0 3 0.00 2011-11-07
1443 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-11-07
1444 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1445 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 8 11 72.73 2011-11-15
1446 STJ Advisors (Asia) Limited 3 2 5 40.00 2011-11-17
1447 ICBC Credit Suisse Asset Management (International) Company Limited 3 9 12 75.00 2011-11-18
1448 Gong Ping Futures Limited 3 26 29 89.66 2011-11-22
1449 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1450 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1451 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
1452 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
1453 LUK FOOK FUTURES (HK) LIMITED 5 45 50 90.00 2011-12-05
1454 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2011-12-05
1455 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
1456 BlueBay Hong Kong Limited 2 2 4 50.00 2011-12-13
1457 Changjiang Securities Brokerage (HK) Limited 5 28 33 84.85 2011-12-13
1458 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1459 China Galaxy International Futures (Hong Kong) Co., Limited 4 90 94 95.74 2011-12-14
1460 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
1461 JW Capital Limited (HK) 4 4 8 50.00 2011-12-19
1462 SoFi Securities (Hong Kong) Limited 3 4 7 57.14 2011-12-22
1463 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1464 DELTA ASIA SECURITIES LIMITED 3 13 16 81.25 2011-12-23
1465 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1466 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1467 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
1468 NOAH HOLDINGS (HONG KONG) LIMITED 3 35 38 92.11 2012-01-04
1469 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 9 90 99 90.91 2012-01-06
1470 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
1471 Bauhinia Capital Partners Limited 3 3 6 50.00 2012-01-09
1472 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1473 Soochow Securities International Brokerage Limited 6 98 104 94.23 2012-01-12
1474 LONGRUN FINANCIAL GROUP LIMITED 2 6 8 75.00 2012-01-17
1475 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1476 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1477 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
1478 Sinofortune Securities Limited 6 5 11 45.45 2012-02-03
1479 Vanguard Investments Hong Kong Limited 6 19 25 76.00 2012-02-07
1480 EIG Global Energy (Asia) Limited 2 2 4 50.00 2012-02-08
1481 Changjiang Futures (HK) Limited 3 18 21 85.71 2012-02-13
1482 St. James's Place (Hong Kong) Limited 4 32 36 88.89 2012-02-14
1483 DAEWOO SECURITIES (HONG KONG) LIMITED 6 24 30 80.00 2012-02-17
1484 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
1485 Grey Investment Limited 2 4 6 66.67 2012-02-21
1486 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-02-22
1487 Zhongrong International Futures Co., Limited 3 7 10 70.00 2012-02-22
1488 Conning Asia Pacific Limited 2 15 17 88.24 2012-02-24
1489 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
1490 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1491 J Capital Research Limited 2 0 2 0.00 2012-03-01
1492 Goldstream Capital Management Limited 3 1 4 25.00 2012-03-02
1493 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
1494 SINO WEALTH SECURITIES LIMITED 2 5 7 71.43 2012-03-05
1495 TPG Capital, Limited 2 7 9 77.78 2012-03-07
1496 Hongkong Bay Asset Management Limited 5 4 9 44.44 2012-03-08
1497 NewQuest Capital Advisors (HK) Limited 2 10 12 83.33 2012-03-08
1498 HSBC Corporate Finance (Hong Kong) Limited 10 116 126 92.06 2012-03-09
1499 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1500 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1501 Tung Shing Securities (Brokers) Limited 9 190 199 95.48 2012-03-15
1502 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
1503 KARST PEAK CAPITAL LIMITED 3 3 6 50.00 2012-03-16
1504 Athos Capital Limited 2 3 5 60.00 2012-03-20
1505 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
1506 FULBRIGHT ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-03-22
1507 PO SANG SECURITIES LIMITED 4 13 17 76.47 2012-03-23
1508 SEEKERS ADVISORS H.K. LIMITED 2 5 7 71.43 2012-03-23
1509 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1510 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1511 MVision Private Equity Advisers Asia Limited 2 6 8 75.00 2012-03-29
1512 BFAM Partners (Hong Kong) Limited 3 9 12 75.00 2012-03-30
1513 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 3 7 42.86 2012-03-30
1514 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1515 Rui Da International Finance Holding Limited 2 5 7 71.43 2012-03-30
1516 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2012-03-30
1517 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1518 TENGARD FUND MANAGEMENT LIMITED 3 6 9 66.67 2012-04-03
1519 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
1520 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
1521 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-04-11
1522 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1523 China Vered Asset Management (Hong Kong) Limited 2 2 4 50.00 2012-04-17
1524 DST Investment Management Limited 2 4 6 66.67 2012-04-23
1525 SINOPAC SECURITIES (ASIA) LIMITED 9 74 83 89.16 2012-04-23
1526 Golden Jade Asset Management Limited 3 2 5 40.00 2012-04-26
1527 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-04-27
1528 Aegon Asset Management (Asia) Limited 3 6 9 66.67 2012-04-30
1529 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 0 3 0.00 2012-04-30
1530 Grand China Securities Limited 3 12 15 80.00 2012-05-03
1531 UCF Asset Management (HK) Limited 1 2 3 66.67 2012-05-04
1532 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
1533 Anbang Asset Management (Hong Kong) Co. Limited 4 1 5 20.00 2012-05-15
1534 China Orient International Asset Management Limited 6 15 21 71.43 2012-05-15
1535 FUBON SECURITIES (HONG KONG) LIMITED 3 3 6 50.00 2012-05-18
1536 Genting Securities Limited 3 0 3 0.00 2012-05-18
1537 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-05-21
1538 MIB SECURITIES (HONG KONG) LIMITED 12 93 105 88.57 2012-05-21
1539 Xinhu International Futures (Hong Kong) Co., Limited 2 2 4 50.00 2012-05-22
1540 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1541 AVALOK CAPITAL LIMITED 5 1 6 16.67 2012-05-31
1542 Mesirow Financial Hong Kong, Limited 3 1 4 25.00 2012-06-05
1543 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
1544 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
1545 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-06-22
1546 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
1547 BOCOM MPF & Financial Services Company Limited 4 21 25 84.00 2012-06-25
1548 LUK FOOK SECURITIES (HK) LIMITED 6 102 108 94.44 2012-06-25
1549 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
1550 Changjiang Corporate Finance (HK) Limited 3 12 15 80.00 2012-06-29
1551 Holly International Financial Holdings Limited 2 5 7 71.43 2012-06-29
1552 RaffAello Capital Limited 5 5 10 50.00 2012-07-05
1553 Asiya Investments Hong Kong Limited 5 17 22 77.27 2012-07-06
1554 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1555 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2012-07-12
1556 Amasse Capital Limited 2 7 9 77.78 2012-07-13
1557 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 45 51 88.24 2012-07-13
1558 LMR Partners Limited 2 2 4 50.00 2012-07-17
1559 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
1560 SMBC Nikko Securities (Hong Kong) Limited 10 26 36 72.22 2012-07-20
1561 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1562 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
1563 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1564 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 25 30 83.33 2012-08-01
1565 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
1566 F.E. Corporate Finance Advisory Limited 2 3 5 60.00 2012-08-03
1567 PARAMETRICA MANAGEMENT LIMITED 3 3 6 50.00 2012-08-03
1568 Vantage New Generation Securities Limited 2 2 4 50.00 2012-08-03
1569 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1570 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
1571 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
1572 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1573 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
1574 CSPI Credit Ratings Company Limited 2 1 3 33.33 2012-08-10
1575 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
1576 RED CLIFF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2012-08-15
1577 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
1578 CONVOY CAPITAL HONG KONG LIMITED 3 5 8 62.50 2012-08-23
1579 Soochow Securities International Futures Limited 5 57 62 91.94 2012-08-27
1580 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-08-31
1581 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
1582 DL SECURITIES (HK) LIMITED 3 2 5 40.00 2012-09-04
1583 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1584 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
1585 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
1586 UBS Asset Management (Hong Kong) Limited 10 61 71 85.92 2012-09-12
1587 PINESTONE SECURITIES LIMITED 4 0 4 0.00 2012-09-13
1588 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1589 BCCF SECURITIES CO., LIMITED 1 0 1 0.00 2012-09-17
1590 Glory Sun Securities Limited 7 29 36 80.56 2012-09-18
1591 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1592 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 10 14 71.43 2012-09-24
1593 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
1594 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1595 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
1596 Polen Capital HK Limited 3 10 13 76.92 2012-09-28
1597 Futu Securities International (HONG KONG) Limited 3 11 14 78.57 2012-10-04
1598 Well Link International Securities Limited 3 7 10 70.00 2012-10-04
1599 PSI Capital Asia Limited 2 3 5 60.00 2012-10-12
1600 Topaz Financial Group Limited 3 11 14 78.57 2012-10-12
1601 CITY CREDIT CAPITAL (HK) LIMITED 3 6 9 66.67 2012-10-16
1602 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1603 Isola Capital Asset Management Limited 2 3 5 60.00 2012-10-17
1604 ABCI ASSET MANAGEMENT LIMITED 3 6 9 66.67 2012-10-18
1605 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
1606 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
1607 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1608 China Renaissance Securities (Hong Kong) Limited 10 23 33 69.70 2012-10-24
1609 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1610 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1611 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1612 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
1613 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 81 86 94.19 2012-11-13
1614 Austin Asia Securities Limited 2 1 3 33.33 2012-11-14
1615 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
1616 3W Fund Management Limited 3 1 4 25.00 2012-11-16
1617 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1618 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 5 0 5 0.00 2012-11-20
1619 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
1620 Mirae Asset Capital (China) Limited 3 7 10 70.00 2012-11-29
1621 GUODU FUTURES (HONG KONG) LIMITED 2 7 9 77.78 2012-12-04
1622 Heitman HK Limited 2 2 4 50.00 2012-12-05
1623 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
1624 LFM Global Investment (Hong Kong) Company, Limited 2 2 4 50.00 2012-12-06
1625 Prive Financial Limited 3 0 3 0.00 2012-12-06
1626 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1627 CLC International Limited 4 9 13 69.23 2012-12-07
1628 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 47 52 90.38 2012-12-07
1629 LT Finance Management Limited 2 4 6 66.67 2012-12-10
1630 MESSIS CAPITAL LIMITED 4 15 19 78.95 2012-12-11
1631 T & F Equities Limited 2 1 3 33.33 2012-12-11
1632 Tor Investment Management (Hong Kong) Limited 4 5 9 55.56 2012-12-12
1633 BIN YUAN CAPITAL LIMITED 3 1 4 25.00 2012-12-17
1634 Standard Chartered Securities (Hong Kong) Limited 9 40 49 81.63 2012-12-17
1635 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1636 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1637 KOG FOREX LIMITED 2 4 6 66.67 2013-01-08
1638 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14 2013-01-09
1639 Vontobel Wealth Management (Hong Kong) Limited 4 6 10 60.00 2013-01-14
1640 Ord Minnett Hong Kong Limited 3 8 11 72.73 2013-01-15
1641 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1642 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
1643 Keptain Securities and Asset Management Limited 2 8 10 80.00 2013-01-24
1644 HALCYON SECURITIES LIMITED 3 9 12 75.00 2013-01-28
1645 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
1646 GLENWORTH CAPITAL LIMITED 2 0 2 0.00 2013-01-29
1647 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
1648 COFCO Asset Management (International) Company Limited 4 2 6 33.33 2013-02-05
1649 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
1650 Asset Management One Hong Kong Limited 3 2 5 40.00 2013-02-21
1651 Leading Securities Company Limited 2 1 3 33.33 2013-02-21
1652 China Securities (International) Asset Management Company Limited 3 11 14 78.57 2013-02-22
1653 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 6 8 75.00 2013-02-25
1654 Swissquote Asia Limited 6 3 9 33.33 2013-02-25
1655 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 3 7 42.86 2013-02-28
1656 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
1657 Crosby Securities Limited 11 18 29 62.07 2013-03-06
1658 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1659 BRIGHT SMART FOREX LIMITED 2 7 9 77.78 2013-03-11
1660 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
1661 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
1662 TRANSASIA PRIVATE CAPITAL LIMITED 3 4 7 57.14 2013-03-19
1663 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1664 MCM Asia Limited 5 8 13 61.54 2013-03-28
1665 SPQ Asia Capital Limited 3 1 4 25.00 2013-04-02
1666 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
1667 China Securities (International) Corporate Finance Company Limited 7 42 49 85.71 2013-04-08
1668 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
1669 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
1670 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1671 YF ASSET MANAGEMENT LIMITED 3 3 6 50.00 2013-04-16
1672 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1673 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1674 State Street Securities Hong Kong Limited 5 17 22 77.27 2013-04-22
1675 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
1676 China Securities (International) Brokerage Company Limited 7 71 78 91.03 2013-04-24
1677 TIANDA ASSET MANAGEMENT LIMITED 1 0 1 0.00 2013-04-24
1678 GEO Securities Limited 2 63 65 96.92 2013-05-03
1679 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 4 6 66.67 2013-05-03
1680 LW Asset Management Advisors Limited 2 0 2 0.00 2013-05-08
1681 Zhongrong International Investment Consulting Company Limited 2 0 2 0.00 2013-05-08
1682 TFI Securities and Futures Limited 3 4 7 57.14 2013-05-14
1683 Caitong International Asset Management Co., Limited 4 13 17 76.47 2013-05-20
1684 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
1685 Ontario Teachers' Pension Plan (Asia) Limited 6 7 13 53.85 2013-05-20
1686 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
1687 Xin Tian Fund Management Company Limited 2 5 7 71.43 2013-05-30
1688 KGI Asset Management Limited 4 17 21 80.95 2013-05-31
1689 RRJ Management (HK) Limited 3 13 16 81.25 2013-05-31
1690 Bach Option Limited 2 1 3 33.33 2013-06-10
1691 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1692 Direxion Asia Limited 2 2 4 50.00 2013-06-13
1693 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
1694 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1695 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1696 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
1697 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
1698 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2013-07-03
1699 Hywin Asset Management (Hong Kong) Limited 4 3 7 42.86 2013-07-05
1700 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
1701 CHINA GLORY SECURITIES COMPANY LIMITED 3 3 6 50.00 2013-07-09
1702 CLSA LIMITED 20 279 299 93.31 2013-07-09
1703 MACQUARIE CAPITAL LIMITED 18 221 239 92.47 2013-07-09
1704 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 102 115 88.70 2013-07-11
1705 Soochow Securities International Capital Limited 4 5 9 55.56 2013-07-19
1706 Legal & General Investment Management Asia Limited 3 1 4 25.00 2013-07-22
1707 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
1708 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
1709 ICBC (Asia) Futures Company Limited 2 0 2 0.00 2013-07-23
1710 JANE STREET HONG KONG LIMITED 3 19 22 86.36 2013-07-26
1711 Credit Suisse Securities (Hong Kong) Limited 9 126 135 93.33 2013-07-30
1712 ORFI CAPITAL LIMITED 2 1 3 33.33 2013-07-31
1713 Artephius Partners Limited 2 2 4 50.00 2013-08-01
1714 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
1715 Sectoral Asset Management Limited 2 2 4 50.00 2013-08-08
1716 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1717 SEEKERS MARKETS LIMITED 5 13 18 72.22 2013-08-09
1718 ZHONGCAI ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-13
1719 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
1720 Sinostar Asset Management Limited 3 7 10 70.00 2013-08-16
1721 Seazen Resources Futures Limited 4 3 7 42.86 2013-08-21
1722 Marex HK Asia Limited 2 8 10 80.00 2013-08-23
1723 Yunfeng Securities Limited 5 4 9 44.44 2013-08-27
1724 Gold Mountains Asset Management Limited 2 1 3 33.33 2013-08-28
1725 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1726 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
1727 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 4 4 8 50.00 2013-09-06
1728 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1729 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
1730 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
1731 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
1732 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1733 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 8 11 72.73 2013-09-17
1734 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1735 Big Bay Asset Management (HK) Limited 1 0 1 0.00 2013-09-19
1736 About Capital Management (HK) Co., Limited 2 5 7 71.43 2013-09-24
1737 CN FIRST INTERNATIONAL FUTURES LIMITED 2 2 4 50.00 2013-09-25
1738 CBRE Capital Advisors Asia Pacific Limited 2 2 4 50.00 2013-09-27
1739 Somerley Capital Limited 9 15 24 62.50 2013-10-02
1740 Akron Corporate Finance Limited 3 2 5 40.00 2013-10-03
1741 Ayers Alliance Securities (HK) Limited 2 10 12 83.33 2013-10-07
1742 Rencent International Asset Management Company Limited 2 8 10 80.00 2013-10-10
1743 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
1744 IL&FS Global Financial Services (HK) Limited 3 1 4 25.00 2013-10-11
1745 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1746 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1747 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1748 Central Universe Futures Limited 2 4 6 66.67 2013-10-28
1749 SIFT CAPITAL PARTNERS LIMITED 1 1 2 50.00 2013-10-28
1750 Atlantic Asset Management Limited 4 3 7 42.86 2013-11-06
1751 CreditEase Wealth Management (HK) Limited 3 6 9 66.67 2013-11-06
1752 New China Asset Management (Hong Kong) Limited 3 10 13 76.92 2013-11-06
1753 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1754 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
1755 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
1756 ALPS ADVISORY (HK) LIMITED 3 7 10 70.00 2013-11-20
1757 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1758 Xingtai Capital Management Limited 2 1 3 33.33 2013-11-21
1759 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2013-11-22
1760 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 1 3 33.33 2013-11-26
1761 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1762 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 4 7 57.14 2013-11-29
1763 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1764 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
1765 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1766 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 3 5 60.00 2013-12-02
1767 HWA Asset Management Limited 2 0 2 0.00 2013-12-02
1768 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 1 3 33.33 2013-12-02
1769 YUE XIU SECURITIES COMPANY LIMITED 6 52 58 89.66 2013-12-02
1770 China Vered Securities Limited 2 0 2 0.00 2013-12-03
1771 City Financial Investment Company (Hong Kong) Limited 3 3 6 50.00 2013-12-03
1772 Anbang Capital (Hong Kong) Co. Limited 3 16 19 84.21 2013-12-06
1773 Calibration Partners (Hong Kong) Limited 3 5 8 62.50 2013-12-09
1774 G. H. Financials (Hong Kong) Limited 2 1 3 33.33 2013-12-09
1775 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1776 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2013-12-11
1777 LY CAPITAL LIMITED 3 4 7 57.14 2013-12-11
1778 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1779 Swiss International Asset Management Limited 3 1 4 25.00 2013-12-16
1780 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1781 Evergain Funds Limited 2 2 4 50.00 2013-12-17
1782 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1783 POLYMATHY CAPITAL LIMITED 1 1 2 50.00 2013-12-17
1784 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 66.67 2013-12-19
1785 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
1786 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1787 RONGTONG GLOBAL INVESTMENT LIMITED 2 7 9 77.78 2013-12-30
1788 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1789 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 2 4 50.00 2014-01-07
1790 Sumitomo Mitsui Trust (Hong Kong) Limited 7 11 18 61.11 2014-01-07
1791 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 9 11 81.82 2014-01-07
1792 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1793 HGNH International Securities Co., Limited 3 24 27 88.89 2014-01-08
1794 Alliance Capital Partners Limited (HK) 2 7 9 77.78 2014-01-24
1795 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
1796 Profound Capital Limited 2 0 2 0.00 2014-01-24
1797 Harmony Advisors Limited 3 3 6 50.00 2014-01-28
1798 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1799 Pine Star Asset Management Limited 2 1 3 33.33 2014-01-30
1800 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
1801 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-02-07
1802 TOPAZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-02-11
1803 EIP Alpha Limited 3 4 7 57.14 2014-02-12
1804 Heitman International HK Limited 2 1 3 33.33 2014-02-18
1805 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1806 BFIN Private Advisors (Hong Kong) Limited 4 4 8 50.00 2014-02-21
1807 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
1808 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
1809 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
1810 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1811 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
1812 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
1813 Gram Capital Limited 3 4 7 57.14 2014-03-12
1814 Growth Track Asset Management Limited 2 1 3 33.33 2014-03-18
1815 MC Asset Management Asia Limited 2 1 3 33.33 2014-03-18
1816 TC Investment Management (Asia) Limited 4 12 16 75.00 2014-03-18
1817 Brilliance Asset Management Limited 2 1 3 33.33 2014-03-19
1818 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1819 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
1820 HGNH International Forex Co., Limited 2 23 25 92.00 2014-04-04
1821 Kylin International (HK) Co., Limited 2 0 2 0.00 2014-04-04
1822 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1823 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1824 Ninety One Hong Kong Limited 3 9 12 75.00 2014-04-09
1825 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 6 9 66.67 2014-04-11
1826 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1827 Neo-Criterion Capital Limited 2 2 4 50.00 2014-04-14
1828 Impression Investment Limited 3 0 3 0.00 2014-04-30
1829 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
1830 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1831 Morningstar Investment Management Asia Limited 6 17 23 73.91 2014-05-08
1832 Great Wall Pan Asia Asset Management Limited 4 7 11 63.64 2014-05-13
1833 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1834 Sun Life Asset Management (HK) Limited 3 3 6 50.00 2014-05-23
1835 BG Asset Management Limited 2 2 4 50.00 2014-05-27
1836 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
1837 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1838 Pedder Street Investment Management Limited 3 3 6 50.00 2014-06-03
1839 Zentrum Capital Advisors Limited 2 1 3 33.33 2014-06-03
1840 Matrix Asset Management Limited 2 1 3 33.33 2014-06-05
1841 eFusion Capital Limited 2 3 5 60.00 2014-06-06
1842 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
1843 MAX GIANT LIMITED 3 1 4 25.00 2014-06-09
1844 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
1845 FORMAX ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-06-10
1846 PC SECURITIES LIMITED 3 12 15 80.00 2014-06-11
1847 Pleiad Investment Advisors Limited 3 6 9 66.67 2014-06-13
1848 Insight Capital Management (Hong Kong) Limited 2 1 3 33.33 2014-06-16
1849 Forwin Capital Management Limited 3 2 5 40.00 2014-06-17
1850 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
1851 Belvest Investment Services Limited 3 3 6 50.00 2014-06-23
1852 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
1853 DIGNARI CAPITAL PARTNERS (HK) LIMITED 3 1 4 25.00 2014-06-30
1854 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1855 QH Asset Management Company Limited 2 1 3 33.33 2014-07-03
1856 StoneX Financial (HK) Limited 3 0 3 0.00 2014-07-03
1857 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
1858 Guard Capital Management Limited 2 3 5 60.00 2014-07-07
1859 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1860 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
1861 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
1862 China Innovation Capital Limited 2 4 6 66.67 2014-07-17
1863 W. Falcon Asset Management (Asia) Limited 4 3 7 42.86 2014-07-17
1864 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
1865 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
1866 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1867 LST CAPITAL PARTNERS LIMITED 3 1 4 25.00 2014-07-25
1868 Trilogy Partners Limited 2 1 3 33.33 2014-07-25
1869 QUAD CAPITAL MANAGEMENT LIMITED 3 5 8 62.50 2014-08-04
1870 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
1871 ARISTO SECURITIES LIMITED 3 5 8 62.50 2014-08-06
1872 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
1873 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
1874 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1875 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1876 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
1877 Sinostar Securities Limited 1 0 1 0.00 2014-08-18
1878 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
1879 Tiro Capital Limited 1 1 2 50.00 2014-08-27
1880 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
1881 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1882 RED CAPITAL GROUP LIMITED 4 7 11 63.64 2014-09-03
1883 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
1884 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1885 Light & Salt Capital Management Limited 2 5 7 71.43 2014-09-10
1886 FORMAX SECURITIES LIMITED 2 9 11 81.82 2014-09-12
1887 BlueCrest Capital Management (Hong Kong) Limited 3 12 15 80.00 2014-09-16
1888 IDS FOREX HK LIMITED 2 2 4 50.00 2014-09-17
1889 ORIENT CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2014-09-18
1890 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
1891 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1892 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
1893 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1894 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1895 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1896 QL Asset Management Company Limited 4 3 7 42.86 2014-10-06
1897 FIG HK (Hong Kong) Limited 2 2 4 50.00 2014-10-08
1898 China Sunrise Asset Management Limited 2 1 3 33.33 2014-10-09
1899 GMT RESEARCH LIMITED (HK) 3 0 3 0.00 2014-10-10
1900 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
1901 SUPREME CHINA SECURITIES LIMITED 3 7 10 70.00 2014-10-10
1902 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
1903 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1904 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
1905 CVP Capital Limited (HK) 3 1 4 25.00 2014-10-22
1906 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2014-10-24
1907 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
1908 CHI SHUN LIMITED 2 1 3 33.33 2014-10-29
1909 CLC FUTURES LIMITED 3 5 8 62.50 2014-10-29
1910 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
1911 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
1912 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
1913 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
1914 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
1915 COMGEST FAR EAST LIMITED 4 3 7 42.86 2014-11-03
1916 Pinxin (Hong Kong) Asset Management Co. Limited 2 0 2 0.00 2014-11-13
1917 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
1918 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
1919 OIA Asia Limited 2 0 2 0.00 2014-11-20
1920 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1921 Forebright Capital Management Limited 3 2 5 40.00 2014-11-25
1922 Fubon Fund Management (Hong Kong) Limited 4 0 4 0.00 2014-11-25
1923 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
1924 Ever-Long Capital Management Limited (b2014-01-15) 2 2 4 50.00 2014-11-27
1925 Boyu Capital Investment Management Co., Limited 2 1 3 33.33 2014-11-28
1926 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
1927 Standard Advisory Asia Limited 3 7 10 70.00 2014-12-01
1928 SM Investment Advisors Limited 3 0 3 0.00 2014-12-03
1929 Sprout Asset Management (Asia) Limited 2 3 5 60.00 2014-12-08
1930 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
1931 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
1932 Jupiter Asset Management (Asia Pacific) Limited 5 12 17 70.59 2014-12-12
1933 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
1934 FOUNDER SECURITIES (HONG KONG) LIMITED 3 13 16 81.25 2014-12-19
1935 Zhongcai Securities Limited 3 3 6 50.00 2014-12-19
1936 Alliance Asset Management Limited (HK) 2 1 3 33.33 2014-12-23
1937 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1938 Tandem Investors Limited 3 2 5 40.00 2014-12-24
1939 Seazen Resources Asset Management Limited 3 3 6 50.00 2014-12-29
1940 Ocean Blue Economic Asset Management Company Limited 3 1 4 25.00 2014-12-30
1941 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 1 0 1 0.00 2015-01-05
1942 LMAX Hong Kong Limited 3 3 6 50.00 2015-01-06
1943 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
1944 BOSC International Company Limited 4 8 12 66.67 2015-01-09
1945 Elpis Capital Limited 2 0 2 0.00 2015-01-09
1946 GROW Asset Management (HK) Limited 2 1 3 33.33 2015-01-09
1947 CACHET ASSET MANAGEMENT LIMITED 3 5 8 62.50 2015-01-13
1948 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
1949 MizMaa Ventures Limited 2 1 3 33.33 2015-01-15
1950 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 0 2 0.00 2015-01-15
1951 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1952 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2015-01-16
1953 HSBC BROKING SECURITIES (ASIA) LIMITED 9 114 123 92.68 2015-01-19
1954 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
1955 CTI Capital Hong Kong Limited 3 5 8 62.50 2015-01-26
1956 IRIDIUM CAPITAL LIMITED (HK) 2 3 5 60.00 2015-01-29
1957 D&R International Capital Management (Hong Kong) Limited 2 1 3 33.33 2015-01-30
1958 Forthright Capital Management Limited 2 0 2 0.00 2015-02-02
1959 Global Value Chain Investment Corporation Limited 2 3 5 60.00 2015-02-02
1960 ROC Partners (HK) Limited 2 3 5 60.00 2015-02-03
1961 Lee Kee Store Company Limited 2 4 6 66.67 2015-02-04
1962 JOYFUL CAPITAL HK LIMITED 2 0 2 0.00 2015-02-05
1963 Neo Risk Investment Advisors Limited 3 1 4 25.00 2015-02-05
1964 Acion Partners Limited 2 6 8 75.00 2015-02-09
1965 Waypointe Limited 3 0 3 0.00 2015-02-11
1966 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
1967 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
1968 INNOVAX CAPITAL LIMITED 4 6 10 60.00 2015-02-25
1969 DES Asset Management Limited 3 1 4 25.00 2015-03-03
1970 Asia Cornerstone Asset Management Company Limited 2 0 2 0.00 2015-03-05
1971 Boman Capital (Hong Kong) Limited 3 0 3 0.00 2015-03-05
1972 CloudAlpha Capital Management Limited 2 0 2 0.00 2015-03-05
1973 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 4 6 66.67 2015-03-06
1974 CSC FUTURES (HK) LIMITED 4 22 26 84.62 2015-03-09
1975 Hutchin Hill Capital HK Limited 4 6 10 60.00 2015-03-09
1976 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
1977 Manulife Investment Management (Hong Kong) Limited 21 277 298 92.95 2015-03-17
1978 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
1979 First Shanghai Investment Management (HK) Limited 3 0 3 0.00 2015-03-18
1980 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
1981 Wealth Management Cube Limited 2 1 3 33.33 2015-03-19
1982 HZ CAPITAL LIMITED (HK) 2 0 2 0.00 2015-03-26
1983 UNION GAMING SECURITIES ASIA LIMITED 3 0 3 0.00 2015-03-26
1984 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
1985 Opus Capital Management Limited 3 3 6 50.00 2015-03-31
1986 Carlyle Global Credit (Asia) Limited 3 4 7 57.14 2015-04-02
1987 COMPRADOR LIMITED (HK) 3 5 8 62.50 2015-04-08
1988 ALPHATECH CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2015-04-10
1989 Solaris Capital Advisors (HK) Limited 2 1 3 33.33 2015-04-14
1990 PICC Asset Management (Hong Kong) Company Limited 2 3 5 60.00 2015-04-16
1991 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
1992 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
1993 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
1994 BLUESTONE SECURITIES (HK) CO., LIMITED 3 3 6 50.00 2015-04-24
1995 High Nine Asset Management Limited 2 0 2 0.00 2015-04-24
1996 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
1997 EUTO CAPITAL PARTNERS LIMITED 2 6 8 75.00 2015-04-28
1998 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
1999 Silver Grant International Capital Management Limited 2 0 2 0.00 2015-04-30
2000 PANOPTIC EUROPE LIMITED 3 1 4 25.00 2015-05-04
2001 Hao Advisors Management Limited 2 1 3 33.33 2015-05-12
2002 Hedgestone Capital Group (H.K.) Co., Limited 2 2 4 50.00 2015-05-12
2003 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
2004 China Re Asset Management (Hong Kong) Company Limited 3 8 11 72.73 2015-05-14
2005 Deepwater Capital Limited 2 4 6 66.67 2015-05-19
2006 Forwin Securities Group Limited 2 3 5 60.00 2015-05-19
2007 Oshidori Securities Limited 6 9 15 60.00 2015-05-19
2008 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
2009 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
2010 Zhongrong International Capital Management Limited 2 0 2 0.00 2015-05-22
2011 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
2012 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 8 71 79 89.87 2015-06-01
2013 CNI Global Assets Management Limited (HK) 2 2 4 50.00 2015-06-02
2014 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
2015 ORCHID TREE CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2015-06-02
2016 Oxbow Capital Management (HK) Limited 2 6 8 75.00 2015-06-02
2017 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
2018 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
2019 SHANXI SECURITIES INTERNATIONAL LIMITED 2 8 10 80.00 2015-06-10
2020 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 1 3 33.33 2015-06-11
2021 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
2022 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2015-06-12
2023 Quintus Partners Limited 4 1 5 20.00 2015-06-12
2024 Superactive Financial Group Company Limited 3 2 5 40.00 2015-06-12
2025 Rosefinch Global Asset Management (HK) Limited 2 0 2 0.00 2015-06-15
2026 Willis Towers Watson Securities (Hong Kong) Limited 1 0 1 0.00 2015-06-17
2027 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2015-06-19
2028 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
2029 PLATFORM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-06-26
2030 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
2031 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 32 36 88.89 2015-07-02
2032 ALLY BRIDGE GROUP (HK) LIMITED 2 12 14 85.71 2015-07-09
2033 Central China International Securities Co., Limited 3 5 8 62.50 2015-07-13
2034 BOB International Asset Management Company Limited 3 1 4 25.00 2015-07-14
2035 Tongfang Securities Limited 2 1 3 33.33 2015-07-17
2036 DL Family Office (HK) Limited 2 0 2 0.00 2015-07-23
2037 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
2038 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
2039 AP Capital Management (Hong Kong) Limited 2 3 5 60.00 2015-08-04
2040 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 0 2 0.00 2015-08-05
2041 Global Prime Partners (Asia) Limited 3 1 4 25.00 2015-08-05
2042 Zhongrong International Securities Company Limited 2 7 9 77.78 2015-08-12
2043 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
2044 HUAJIN FUTURES (INTERNATIONAL) LIMITED 2 3 5 60.00 2015-08-17
2045 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 2 7 9 77.78 2015-08-17
2046 Kaisa Asset Management Limited 3 0 3 0.00 2015-08-18
2047 GUOTAI GLOBAL INVESTMENTS LIMITED 3 0 3 0.00 2015-08-19
2048 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
2049 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
2050 GL Advisors Hong Kong Limited 3 1 4 25.00 2015-08-24
2051 Patrol Capital Management Limited 2 1 3 33.33 2015-08-24
2052 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
2053 Avenue Asset Management Limited (HK) 2 2 4 50.00 2015-08-27
2054 Gulf Line Capital Advisors Limited 2 0 2 0.00 2015-08-27
2055 Racing Capital Management (HK) Limited 3 0 3 0.00 2015-08-27
2056 BTL ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2015-08-28
2057 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
2058 CITIC Futures International Company Limited 2 3 5 60.00 2015-08-31
2059 CG Partners Asset Management Co., Limited 3 3 6 50.00 2015-09-01
2060 Bain Capital Public Equity (Asia) Limited 2 0 2 0.00 2015-09-07
2061 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
2062 KOALA SECURITIES LIMITED 2 13 15 86.67 2015-09-09
2063 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
2064 Modus Asset Management Limited 2 3 5 60.00 2015-09-10
2065 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
2066 Tenbagger Investment Management (Hong Kong) Limited 2 1 3 33.33 2015-09-11
2067 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
2068 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
2069 PRESTIGE SECURITIES LIMITED (HK) 2 1 3 33.33 2015-09-15
2070 Pulun International Capital Limited 2 3 5 60.00 2015-09-16
2071 Equities First Holdings Hong Kong Limited 2 0 2 0.00 2015-09-17
2072 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 2 0 2 0.00 2015-09-17
2073 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
2074 D'Asie Asset Management Limited 1 0 1 0.00 2015-09-24
2075 NINE RIVERS CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-09-25
2076 China-Hong Kong Link Securities Company Limited 2 0 2 0.00 2015-09-30
2077 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
2078 PJT Partners (HK) Limited 2 6 8 75.00 2015-10-06
2079 Blue Lotus Capital Advisors Limited 2 2 4 50.00 2015-10-12
2080 Fountainhead Partners Company Limited 4 3 7 42.86 2015-10-12
2081 BANDS Financial Limited 3 2 5 40.00 2015-10-13
2082 SPDB International Capital Limited 2 4 6 66.67 2015-10-13
2083 SPDB International Investment Management Limited 3 2 5 40.00 2015-10-13
2084 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
2085 NFH Asset Management Limited 2 0 2 0.00 2015-10-16
2086 Goldhorse Securities Limited 3 0 3 0.00 2015-10-19
2087 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2015-10-19
2088 Solitude Limited (HK) 2 0 2 0.00 2015-10-20
2089 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
2090 Widus Investment Limited 2 0 2 0.00 2015-10-22
2091 Kiu Hung Capital Company Limited 3 0 3 0.00 2015-10-23
2092 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
2093 Sunfund Capital Limited 2 2 4 50.00 2015-10-27
2094 HF Securities and Futures Limited 2 1 3 33.33 2015-10-28
2095 Win Harvest Asset Management Limited 2 0 2 0.00 2015-10-28
2096 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
2097 MLB Asset Management Limited 2 1 3 33.33 2015-10-30
2098 YICKO SECURITIES LIMITED 5 16 21 76.19 2015-10-30
2099 Pinyin Capital Management Hong Kong Limited 2 2 4 50.00 2015-11-02
2100 BC Global Asset Management Limited 3 0 3 0.00 2015-11-03
2101 Bonus Eventus Securities Limited 2 0 2 0.00 2015-11-03
2102 EFM ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-11-04
2103 Yi Shun Da Capital Limited 2 4 6 66.67 2015-11-04
2104 CSI Partners HK Limited 2 1 3 33.33 2015-11-06
2105 987654 Limited 3 0 3 0.00 2015-11-09
2106 Anli Securities Limited 3 6 9 66.67 2015-11-09
2107 Constellar Capital Partners Hong Kong Limited 2 2 4 50.00 2015-11-09
2108 CLC ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-11-10
2109 Frontpage Capital Limited 2 3 5 60.00 2015-11-10
2110 Huaxin Futures Limited 2 0 2 0.00 2015-11-10
2111 DATANG FINANCIAL HOLDING CO., LIMITED 2 0 2 0.00 2015-11-11
2112 THREE STONES CAPITAL LIMITED 2 2 4 50.00 2015-11-11
2113 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
2114 NFH Corporate Finance Limited 2 1 3 33.33 2015-11-17
2115 DSG Asset Management (HK) Company Limited 2 0 2 0.00 2015-11-18
2116 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
2117 Carnegie Hill Capital Partners Limited 3 0 3 0.00 2015-11-25
2118 Advantage Partners LC Limited 3 0 3 0.00 2015-11-27
2119 China Sunrise Securities (International) Limited 2 2 4 50.00 2015-11-27
2120 Sapiens Technologies Limited 2 0 2 0.00 2015-11-30
2121 JK Capital Management Limited 4 6 10 60.00 2015-12-01
2122 Gary Cheng Securities Limited 2 1 3 33.33 2015-12-02
2123 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
2124 CMBC ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2015-12-11
2125 HD Capital Limited 2 1 3 33.33 2015-12-14
2126 GPB Financial Services Hong Kong Limited 2 0 2 0.00 2015-12-15
2127 Baillie Gifford Asia (Hong Kong) Limited 2 2 4 50.00 2015-12-16
2128 Zaaba Capital Limited 2 3 5 60.00 2015-12-16
2129 Finet Securities Limited 4 0 4 0.00 2015-12-17
2130 Ion Pacific Limited 4 0 4 0.00 2015-12-17
2131 Venture Smart Asia Limited 2 0 2 0.00 2015-12-18
2132 Yuet Sheung International Securities Limited 2 0 2 0.00 2015-12-18
2133 IP Investment Management (HK) Limited 2 4 6 66.67 2015-12-21
2134 CEB International Capital Corporation Limited 2 0 2 0.00 2015-12-22
2135 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-12-22
2136 Grand Moore Capital Limited 2 0 2 0.00 2015-12-22
2137 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
2137 Average 3.40 18.03 21.44 84.12

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