Raking muck, Part 3
We now connect Joseph Lau to Executive Talent, and focus on a series of dubious transactions by Hycomm and the bubble in its stock while it did the coal mine hokey cokey, from which bubble Joseph Lau has profited hugely. We also look at the creation of Inno-Tech and the youngest infant mortality on GEM, Codebank. (5-Mar-2012)
The SFC and prospectus liability
The SFC complained yesterday about deteriorating standards of sponsors' work in listing applications. Some of the blame lies with the SFC for abandoning in 2006 proposals to reform the law on prospectus liability. Until investors can effectively sue for a fraudulent prospectus, creating a stronger deterrent, the situation is unlikely to improve. (27-Jul-2010)
China Railway Games
In part 2 of a series, we look at how HK$16bn of market cap evaporated when bubbles around China Railway Logistics, PME and Forefront burst. Each dealt with the same purported arm of the Ministry of Railways for joint ventures in wagon-leasing, media and online ticketing, each of which failed to get started. A miriad of BVI shells with shadowy owners are involved, but at least one has exposed himself in a court case. (11-Jun-2009)
GEM Listing Committee takes action against Deloitte & Touche Corporate Finance Ltd
SEHK, 27-Jun-2006
Deloitte & Touche Corporate Finance Ltd voluntarily refrains from acting as Sponsors for GEM and Main Board Listings and Lawrence Chia Kee Loong, voluntarily refrains from acting as Supervisor to sponsorship mandates
SFC, 27-Jun-2006
SFC suspends Mr Lawrence Lok Yuen Ming for failure to provide accurate information to the SFC
SFC, 20-Apr-2006
Mr So Chi Ming v SFC
SFAT, 17-Nov-2005
SFAT upholds SFC decision to suspend Mr So Chi Ming
SFC, 27-Oct-2005
Cancellation of Listing
Company announcement, 26-Jan-2005
SFC reprimands GC Capital (Asia) over Codebank; Derrick Lau Wang Yip takes a month off
SFC, 15-Nov-2004
Resignation of auditor
Company announcement, 2-Jul-2003
Formation of special investigation committee
Company announcement, 29-Aug-2002
PwC revises 2001 audit report
Company announcement, 2-Aug-2002
Resignation of Sponsor
Company announcement, 19-Jun-2002
Some IPO proceeds not received
Company announcement, 28-May-2002
Allotment results & concentration warning
Company announcement, 19-Dec-2001

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