Kingston Financial Group Limited 金利豐金融集團有限公司

SFC suspends Tai Nga Chun, ex Kingston Corporate Finance, for operating secret account
SFC, 13-Jul-2015
The suspension is for 8 months. She went on to work for Pan Asia Corporate Finance Ltd and then Ping An of China Capital (HK) Co Ltd where she ceased to be registered on 12-Jun-2015.
SFC fines Kingston HK$500k
SFC, 5-May-2015
This story is a leftover from a vote-rigging scheme in the attempted privatisation of PCCW in 2009. The 22 clients in Macau were among 175 Kingston clients who bought 1-3 board lots of PCCW shares, withdrew them from the clearing system, registered them in their own names and then voted in favour of the privatisation to boost the headcount.
Ngan In Leng & others v Pollyanna Chu Li Yuet Wah & others
HK Court of First Instance, 10-Jan-2013
Ngan In Leng & others v Pollyanna Chu Li Yuet Wah & others
HK Court of First Instance, 7-Dec-2012
In this hearing on discovery, the judge refers to the Company Secretary Mr Lai Yick Fung (para 50) and says "Lai's version is simply not capable of belief". She also refers to Mrs Chu and says (para 52) "Chu has previously been held by the court to be an incredible witness who had contrived a plot..." in relation to the PCCW vote-rigging scandal.
SEC v Moore Stephens Wurth Frazer & Torbet LLP & another
US SEC, 20-Dec-2010
Webb-site warned investors about potential problems at CESV on 8-May-2005.
SEC v Jason M Genet - settlement
US SEC, 6-Aug-2010
SEC v Jason M Genet - Complaint
US SEC, 30-Sep-2009
SEC v CESV, Chiu Wing Chiu, Stella Sim Lai Fun, Sun Li & others
US Court: Eastern District of New York, 6-Jul-2009
China Railway Games
In part 2 of a series, we look at how HK$16bn of market cap evaporated when bubbles around China Railway Logistics, PME and Forefront burst. Each dealt with the same purported arm of the Ministry of Railways for joint ventures in wagon-leasing, media and online ticketing, each of which failed to get started. A miriad of BVI shells with shadowy owners are involved, but at least one has exposed himself in a court case. (11-Jun-2009)
The paid advert opposing the blackout rule
With links to the signatories in Webb-site Who's Who. (29-Dec-2008)
Next Champion Ltd v Ngan In Leng & others
HK Court of Appeal, 21-Oct-2008
The plaintiff is owned by Golden Resorts (1031).
Next Champion Ltd v Ngan In Leng & others
HK Court of First Instance, 14-Feb-2008
Market manipulator Mr Wong Kai Wing given suspended jail sentence and fined HK$200k
SFC, 4-Jul-2007
SEC files fraud charges against China Energy Savings Technology, Inc. & others
US SEC, 4-Dec-2006
Golden Resorts (1031): agreement to sell 35% of Starway Management Ltd, 10-Jan-2005
Company filing, 22-Aug-2006
Golden Resorts (1031): Casa Real Hotel acquisition agreement, 19-Feb-2005
Company filing, 22-Aug-2006
SFC prosecutes Kingston Finance Ltd for disclosure failure
SFC, 11-May-2006
Golden Resorts and CESV
M-chip Golden Resorts (1031) is seeking shareholders' approval on 17-May-05 to sell a stake in an associate to a BVI company for HK$52m, or a P/E of 0.63. Meanwhile across the ocean, Nasdaq-traded China Energy Savings Technology (CESV) says that on 1-Feb-05 it completed the purchase of the same stake, in exchange for shares worth HK$731m, from the same BVI company. Who's telling the truth, and why is Golden Resorts selling for so little? (8-May-2005)
Criticism of Company
SEHK, 9-Feb-2004
SFC takes action against Mrs Pollyanna Chu Yuet Wah and Mr Chu Yuk Yui of Kingston Securities Ltd
SFC, 3-Apr-2003
Insider Dealing Tribunal makes order on Stime Watch Case
HK Government, 28-Feb-2003
Report & order
IDT, 14-Feb-2003
SFC suspends Mr Lau Siu Keung of Kingston Securities/Futures for 1 month for misconduct in handling clients' orders
SFC, 14-Feb-2003
Summary of insider Dealing Tribunal report on Stime Watch Case
HK Government, 13-Dec-2002
Breach of Listing Agreement
Company announcement, 2-Oct-2002
Members appointed to Insider Dealing Tribunal
HK Government, 19-Apr-2002
SFC prosecutes Mr Tsang King Hung under the Securities (Disclosure of Interests) Ordinance
SFC, 3-Oct-2000
SFC prosecutes Mrs Pollyanna Chu Yuet Wah for unregistered dealing
SFC, 14-Aug-1997

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