Nip, Norman S P 聶心平
Court orders boiler room fraudsters to compensate investors
| Judgment
SFC, 3-Jun-2021
The case began in 2014. The HK corporate bank accounts will be used to partially compensate 75 victims with about HK$4.3m.
SFC, 3-Jun-2021
The case began in 2014. The HK corporate bank accounts will be used to partially compensate 75 victims with about HK$4.3m.
SFC bans Fabian Shin Yick, ex-CEO of Yi Shun Da Capital, for 20 months over IPO sponsor failures
| SFAT Ruling
SFC, 16-Sep-2020
The IPO company is unnamed, but we can tell you it is Imperial Sierra Group Holdings Ltd, as mentioned in a procedural ruling from the SFAT, where YSD is appealing the SFC's decision to fine it HK$4.5m and ban it. Also, barrister Norman Nip's briefing fee is HK$50k. The IPO did not proceed, following a report by "Blazing Research" alleging fraud. He remains an NED or INED of 4 HK-listed companies.
SFC, 16-Sep-2020
The IPO company is unnamed, but we can tell you it is Imperial Sierra Group Holdings Ltd, as mentioned in a procedural ruling from the SFAT, where YSD is appealing the SFC's decision to fine it HK$4.5m and ban it. Also, barrister Norman Nip's briefing fee is HK$50k. The IPO did not proceed, following a report by "Blazing Research" alleging fraud. He remains an NED or INED of 4 HK-listed companies.
Pang Hon Pan v HK Monetary Authority
SFAT, 14-May-2020
Mr Pang withdraws his appeal against disciplinary action (a suspension of 15 months for not disclosing his brokerage accounts to his then employer, Standard Chartered) and is ordered to pay HK$460k in costs to the HKMA, all of which are fees for barrister Norman Nip.
SFAT, 14-May-2020
Mr Pang withdraws his appeal against disciplinary action (a suspension of 15 months for not disclosing his brokerage accounts to his then employer, Standard Chartered) and is ordered to pay HK$460k in costs to the HKMA, all of which are fees for barrister Norman Nip.
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