SFC bans Pang Hon Pan, ex-Standard Chartered, for 21 monthsStatement of Disciplinary Action
SFC, 25-Nov-2020
The HKMA was originally going to ban him for 15 months, but then he appealed to the SFAT and then ducked a hearing by lying to them about undergoing quarantine after a business trip to the mainland - it wasn't a business trip and he wasn't in quarantine. The moral of the story is: when you are in a hole, stop digging. His offence was failing to disclose his brokerage accounts and dealings to his employer for 7 years.
Pang Hon Pan v HK Monetary Authority
SFAT, 14-May-2020
Mr Pang withdraws his appeal against disciplinary action (a suspension of 15 months for not disclosing his brokerage accounts to his then employer, Standard Chartered) and is ordered to pay HK$460k in costs to the HKMA, all of which are fees for barrister Norman Nip.
Chang Pui Yin & others v Bank of Singapore Ltd
HK Court of First Instance, 8-Aug-2016
The elderly couple win their case against the Bank (formerly ING Asia Private Bank) for accumulator losses. Damages will be assessed separately. The bank and the relationship manager, Yvetti Li Chau Kwan-siu, are heavily criticised in this judgment. In our view, the SFC should now take action against them.
GR Properties (0108) controller moves 62.24% from Bank of Singapore to HSBC
The shares are ultimately owned by Chairman We Chunxian. (12-Apr-2016)
SFC bans Ms Choi Yuet Yan forever
SFC, 25-Feb-2014
HKSAR v Choi Yuet Yan
HK District Court, 25-Jun-2012

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