Wardell, James 詹華達

HKICPA fines Ying Tze Yeuk and her firm HK$70k
HKICPA, 28-Aug-2018
HKICPA fines Michael Choi Man Chau and Chan Kin Wai HK$12k each, Pan-China (HK) CPA Ltd HK$50k
HKICPA, 14-Jan-2016
Comment: the fines do not serve as a deterrent given that the firm earned $1.09m in fees from the listed company, China Daye Non-Ferrous (0661) in that year. Mr Choi is also an INED of Oriental Watch (0398).
MMT submits reports on dealings in ABC Communications (Holdings) Ltd shares
HK Government, 23-Dec-2011
MMT report on ABC Communications, Part 2Appendix 11
Market Misconduct Tribunal, 2-Nov-2011
MMT report on ABC Communications, Part 1Appendices 1-10
Market Misconduct Tribunal, 20-Oct-2011
Insider Dealing Tribunal submits reports
HK Government, 16-Dec-2009
Insider Dealing Tribunal rulingAddendum
IDT, 10-Nov-2008
Members appointed to Insider Dealing Tribunal
HK Government, 25-May-2007
Insider Dealing Tribunal makes order
HK Government, 11-Jan-2006
Report & order
IDT, 15-Dec-2005
Insider Dealing Tribunal submits report
HK Government, 31-May-2005
Members appointed to Insider Dealing Tribunal
HK Government, 18-Jan-2002
Note: at some point, James Wardell was replaced by Malcolm Antony Barnett
Temporary members appointed to Insider Dealing Tribunal
HK Government, 3-Feb-2001
Lay members appointed to Insider Dealing Tribunal
HK Government, 31-Aug-2000

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