CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in 2003 |
⚥ |
Role |
From |
Until |
1 |
Bahurel, Julien Yves |
|
|
Rep |
|
2004-06-17 |
2 |
Bradley, Edmund Hugh |
|
M |
RO |
|
2019-04-16 |
3 |
Buckle, Karen Jane |
|
F |
Rep |
|
2014-01-24 |
4 |
Chan, Chau Yuen 陳秋源 |
|
|
Rep |
|
2006-11-10 |
5 |
Chan, Wa Ming 陳華明 |
|
|
Rep |
|
2005-09-27 |
6 |
Chan, Yat Hang 陳日恆 |
|
|
Rep |
|
2006-05-30 |
7 |
Chau, Raymond Kai Chung 周啟聰 |
|
M |
Rep |
|
2005-04-11 |
8 |
Chen, Alan Bing |
|
M |
Rep |
|
2009-09-10 |
9 |
Cheuk, Alexander Siu Bun 卓兆斌 |
|
M |
Rep |
|
2014-07-30 |
10 |
Cho, Ji Hyun 趙智賢 |
|
|
Rep |
|
2003-07-02 |
11 |
Choi, Sheung Ngai 蔡尚毅 |
|
|
Rep |
|
2006-12-01 |
12 |
Chow, Jimmy Ka Ching 周家正 |
|
M |
Rep |
|
2006-08-07 |
13 |
Chow, Wing Hong (SFC:ACI634) 周永康 |
|
|
Rep |
|
2006-09-28 |
14 |
Chu, Patrick Pak Ning 朱柏寧 |
|
M |
Rep |
|
2005-04-20 |
15 |
Chui, Kit Man 崔結文 |
|
|
Rep |
|
2004-06-17 |
16 |
Clark, Bettina Gay |
|
F |
Rep |
|
2008-01-31 |
17 |
Coull, Gary William John 顧家利 |
49 |
M |
RO |
|
2006-10-16 |
18 |
Fishwick, Eric James |
|
M |
Rep |
|
|
19 |
Gatehouse, Nicholas Robert |
|
M |
Rep |
|
2003-06-23 |
20 |
Hue, Hideki Ying Fai 許英輝 |
|
|
Rep |
|
2004-03-10 |
21 |
Hugh, Chuen Loong 丘俊隆 |
|
|
Rep |
|
2006-01-31 |
22 |
Hui, Ho Ming (SFC:ACQ676) 許浩明 |
|
|
Rep |
|
2005-07-27 |
23 |
Ismail, Akbar |
|
M |
Rep |
|
2004-12-28 |
24 |
Kam, Alice Pui Lee 金蓓莉 |
|
F |
Rep |
|
2004-03-23 |
25 |
Kam, Yiu Man 甘耀文 |
|
|
Rep |
|
2005-09-27 |
26 |
Kestel, Damian Paul |
|
M |
Rep |
|
2010-12-10 |
27 |
Kim, Ki Soo |
|
|
Rep |
|
2004-05-10 |
28 |
Kinnear-Nock, Scott William |
35 |
M |
Rep |
|
2008-04-15 |
29 |
Ko, Raymond 高力文 |
|
M |
Rep |
|
2009-09-18 |
30 |
Kwok, Ana 郭安妮 |
|
|
Rep |
|
2004-03-09 |
31 |
Lam, Pung 林芃 |
|
|
Rep |
|
2004-01-07 |
32 |
Lam, Wai Shing (SFC:AHX164) 林偉成 |
|
|
Rep |
|
2005-09-27 |
33 |
Lau, Shirley Suet Sum 劉雪心 |
|
F |
Rep |
|
2004-06-17 |
34 |
Law, Lucia Yuk Ha 羅玉霞 |
|
F |
Rep |
|
2017-11-15 |
35 |
Lee, Sheldon (SFC:ACO981) 李超倫 |
|
|
Rep |
|
2005-10-05 |
36 |
Li, Chun Sheng (SFC:ABP733) 李俊盛 |
|
|
Rep |
|
2004-12-09 |
37 |
Li, Kwok Yau |
|
|
Rep |
|
2003-11-11 |
38 |
McCoy, Michael Andrew |
|
M |
RO |
|
2003-10-03 |
39 |
McKenzie, Paul Conor |
|
M |
Rep |
|
2003-07-22 |
40 |
Mohideen, Khaleelur Rahman |
|
|
Rep |
|
2003-06-23 |
41 |
Moss, Adam Alexander Guy |
|
M |
Rep |
|
2010-09-20 |
42 |
Ng, Raymond Chun To 吳鎮濤 |
35 |
M |
Rep |
|
2004-12-20 |
43 |
Ong, Polly So Po 王素寶 |
|
F |
Rep |
|
|
44 |
Paterson, James Willock |
|
M |
Rep |
|
2005-09-29 |
45 |
Riddick, Andrew William |
|
M |
RO |
|
2013-12-12 |
46 |
Roberts, Christopher Fenton 羅弼時 |
|
M |
Rep |
|
2003-07-22 |
47 |
Roche, Thomas Damian (SFC:ACU450) |
|
M |
Rep |
|
2003-07-25 |
48 |
Rothman, Andrew Charles |
|
M |
Rep |
|
2014-03-01 |
49 |
Ruber, Matthew Albert |
|
M |
Rep |
|
2008-09-26 |
50 |
Saunders, John Russell |
|
M |
Rep |
|
2003-05-02 |
51 |
Shiu, Wing Sun 蕭榮申 |
|
|
Rep |
|
2019-12-11 |
52 |
Skinner, Donald William Lennox |
41 |
M |
RO |
|
2012-07-05 |
53 |
So, Ka Man (SFC:AHX165) 蘇家文 |
|
|
Rep |
|
2008-11-24 |
54 |
Stone, Richard Neil |
|
M |
Rep |
|
2005-03-29 |
55 |
Sutton, Peter Thomas |
|
M |
Rep |
|
2009-03-30 |
56 |
Tam, Shing Hei 譚成希 |
|
|
Rep |
|
2003-08-27 |
57 |
Thomas, Howel Gruffudd Rhys |
28 |
M |
Rep |
|
2005-01-12 |
58 |
Tse, Kin Kwok (SFC:AHA212) 謝建國 |
|
|
Rep |
|
2005-01-19 |
59 |
Tsoi, Ting Sze 蔡婷思 |
|
|
Rep |
|
2003-07-22 |
60 |
Ulrich, Jing |
|
|
Rep |
|
2003-04-30 |
61 |
Um, Austin Joon |
|
|
Rep |
|
2003-05-02 |
62 |
Wai, Helena Suk Chong 衛淑莊 |
56 |
F |
RO |
|
2019-05-01 |
63 |
Walker, James Russell (SFC:AAB473) |
|
M |
RO |
|
2004-02-24 |
64 |
White, Christopher James (SFC:ACS947) |
|
M |
Rep |
|
2003-05-16 |
65 |
Wilkinson, Anthony John Cooper |
|
M |
Rep |
|
2011-05-27 |
66 |
Witts, Richard Arthur |
60 |
M |
Rep |
|
2008-08-08 |
67 |
Wong, Ming Shing 黃明勝 |
|
|
Rep |
|
2005-07-19 |
68 |
Wynniatt-Husey, Tania Ione |
|
|
Rep |
|
2003-10-31 |
69 |
Yu, Kai Kai 余皆佳 |
|
|
Rep |
|
2004-05-26 |
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