CLSA FUTURES LIMITED 里昂期貨有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2004 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Alexander, Michael Lewis |
|
M |
AGR372 |
Rep |
2004-12-22 |
2005-02-01 |
| 2 |
Bahurel, Julien Yves |
|
|
AEZ956 |
Rep |
|
2004-06-17 |
| 3 |
Bird, John David (SFC:AKY461) |
|
M |
AKY461 |
Rep |
2004-07-19 |
2005-02-01 |
| 4 |
Bourmayan, Vahe Olivier |
|
M |
AJD563 |
Rep |
2003-09-16 |
2004-06-16 |
| 5 |
Chan, Chau Yuen 陳秋源 |
|
|
AFQ905 |
Rep |
|
2006-11-10 |
| 6 |
Chan, Ka Wai (SFC:AGF175) 陳嘉慧 |
|
|
AGF175 |
Rep |
2003-09-09 |
2003-11-06 |
| 7 |
Chan, Yat Hang 陳日恆 |
|
|
ADI947 |
Rep |
|
2006-05-30 |
| 8 |
Chau, Raymond Kai Chung 周啟聰 |
|
M |
ACE470 |
Rep |
|
2005-04-11 |
| 9 |
Chen, Alan Bing |
|
M |
AEH768 |
Rep |
|
2009-09-10 |
| 10 |
Chow, Jimmy Ka Ching 周家正 |
|
M |
ADZ442 |
Rep |
|
2006-08-07 |
| 11 |
Chui, Kit Man 崔結文 |
|
|
AFI537 |
Rep |
|
2004-06-17 |
| 12 |
Coull, Gary William John 顧家利 |
50 |
M |
AAB495 |
RO |
|
2006-10-16 |
| 13 |
Dadabhoy, Imran Sooleman |
|
|
AJH414 |
Rep |
2003-12-09 |
2005-03-09 |
| 14 |
Howie, Fraser John Thomas (SFC:ADW025) |
|
M |
ADW025 |
Rep |
2003-08-08 |
2012-11-01 |
| 15 |
Hue, Hideki Ying Fai 許英輝 |
|
|
ADO740 |
Rep |
|
2004-03-10 |
| 16 |
Hugh, Chuen Loong 丘俊隆 |
|
|
ACZ289 |
Rep |
|
2006-01-31 |
| 17 |
Hui, Ho Ming (SFC:ACQ676) 許浩明 |
|
|
ACQ676 |
Rep |
|
2005-07-27 |
| 18 |
Kam, Alice Pui Lee 金蓓莉 |
|
F |
AAB624 |
Rep |
|
2004-03-23 |
| 19 |
Kwok, Ana 郭安妮 |
|
|
AAB158 |
Rep |
|
2004-03-09 |
| 20 |
Lam, Don Ting 林挺 |
|
|
ABN490 |
Rep |
|
2014-07-10 |
| 21 |
Lam, Monica Ze Wa 林詩華 |
|
F |
AEY447 |
Rep |
2004-12-07 |
2006-09-01 |
| 22 |
Lau, Shirley Suet Sum 劉雪心 |
|
F |
AGK066 |
Rep |
|
2004-06-17 |
| 23 |
Law, Lucia Yuk Ha 羅玉霞 |
|
F |
AAD560 |
Rep |
|
2016-02-15 |
| 24 |
Lee, Sheldon (SFC:ACO981) 李超倫 |
|
|
ACO981 |
Rep |
|
2005-10-05 |
| 25 |
Lo, Chi Keung (SFC:AFT940) 盧志強 |
|
|
AFT940 |
Rep |
|
2006-02-03 |
| 26 |
Lo, Chiu Wai (SFC:AFT576) 羅昭維 |
|
|
AFT576 |
Rep |
2003-06-16 |
2004-03-16 |
| 27 |
Machayekhi, Emmanuel Dana |
|
|
AJF241 |
Rep |
2003-10-20 |
2004-06-04 |
| 28 |
Macqueen, Edward Charles |
|
M |
AIU750 |
Rep |
2003-08-25 |
2006-06-02 |
| 29 |
McCoy, Michael Andrew |
|
M |
AAF167 |
RO |
|
2003-10-03 |
| 30 |
McNamara, Mary Elizabeth |
|
F |
ACS807 |
Rep |
2003-12-29 |
2010-05-14 |
| 31 |
Morrison, Robert William Bentley |
43 |
M |
AGQ547 |
RO |
|
2009-06-30 |
| 32 |
Ng, Raymond Chun To 吳鎮濤 |
36 |
M |
ADA209 |
Rep |
|
2004-12-20 |
| 33 |
Ong, Polly So Po 王素寶 |
|
F |
ABH437 |
Rep |
|
2016-02-15 |
| 34 |
Roche, Thomas Damian (SFC:ACU450) |
|
M |
ACU450 |
Rep |
|
2003-07-25 |
|
|
|
RO |
2003-07-25 |
2004-12-13 |
| 35 |
Ruber, Matthew Albert |
|
M |
ACT589 |
Rep |
|
2008-09-26 |
| 36 |
Sachanandani, Bharat Kumar 邵巴特 |
|
M |
AJD185 |
Rep |
2003-08-13 |
2004-06-17 |
| 37 |
Skinner, Donald William Lennox |
42 |
M |
AAI493 |
RO |
|
2012-07-05 |
| 38 |
Stiles, Andrew Guy |
|
M |
ABE303 |
Rep |
2003-12-09 |
2008-02-13 |
| 39 |
Thomas, Howel Gruffudd Rhys |
29 |
M |
ADS535 |
Rep |
|
2005-01-12 |
| 40 |
Yu, Kai Kai 余皆佳 |
|
|
AHR083 |
Rep |
|
2004-05-26 |
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