SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Lai Yin (SFC:ACC427) 陳麗賢 | ACC427 | Rep | 2006-03-20 | 2009-04-01 | ||
| 2 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2016-04-30 | |||
| 3 | Chow, Yin Shan 周燕珊 | F | ABV666 | Rep | 2003-10-17 | 2013-07-01 | |
| 4 | Chung, Sandy Lai Sze 鍾麗詩 | AFM502 | Rep | 2006-08-14 | |||
| 5 | Kam, Dickson Chun Wah 甘鎮華 | M | ABW698 | Rep | 2006-03-20 | 2007-01-08 | |
| 6 | Kwok, Ka Yiu (SFC:AFG950) 郭家耀 | AFG950 | Rep | 2005-04-18 | 2009-08-03 | ||
| 7 | Lam, Mandy Choi Ying 林賽盈 | F | AFE592 | Rep | 2004-04-30 | 2009-02-01 | |
| 8 | Lee, Wai Yip (SFC:AGJ482) 李偉業 | AGJ482 | Rep | 2006-06-09 | 2007-01-30 | ||
| 9 | Ma, Cho Hong 馬祖匡 | ANF302 | Rep | 2006-03-27 | 2007-02-09 | ||
| 10 | Mok, Kit Ling 莫潔玲 | ALW599 | Rep | 2005-04-13 | 2006-08-07 | ||
| 11 | Pun, Tit Shan 潘鐵珊 | 46 | M | ABR234 | RO | 2004-09-21 | 2008-01-01 |
| 12 | Yeung, Ching (SFC:ALW845) 楊靜 | ALW845 | Rep | 2005-04-21 | 2011-12-30 | ||
| 13 | Ying, Chien Huang 英建煌 | ABZ553 | Rep | 2006-03-24 | 2008-03-06 |
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