HSBC STRUCTURED FUNDS (ASIA) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2007 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au Yeung, Tat H 歐陽達顯 |
|
|
AFZ713 |
RO |
|
2003-09-05 |
| 2 |
Chan, Mark Kar Yue 陳嘉裕 |
|
M |
ABB625 |
Rep |
|
2006-04-01 |
| 3 |
Cheung, Bruce Heung Wing 張向榮 |
|
M |
ANU065 |
Rep |
2006-08-10 |
2007-07-19 |
| 4 |
Heng, Franklin Ching Kuen 幸正權 |
42 |
M |
ACY056 |
RO |
|
2006-04-14 |
| 5 |
Ho, Connie Chi Yun 何志恩 |
|
F |
AOA083 |
Rep |
2006-09-25 |
2012-02-16 |
| 6 |
Hoosang, Ann Gabriel 何頌恩 |
|
F |
ANX449 |
Rep |
2006-09-07 |
2006-10-14 |
| 7 |
Lam, Sum Sum 林森森 |
|
|
AFY780 |
Rep |
|
2005-06-30 |
| 8 |
Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 |
|
|
ADJ622 |
Rep |
|
2003-07-10 |
| 9 |
Lui, Moses Yu Mo 雷裕武 |
|
M |
AGL154 |
Rep |
2006-08-15 |
2007-06-09 |
| 10 |
Shek, Simon Ming Hon 石明翰 |
|
M |
AFS192 |
Rep |
2006-08-03 |
2014-12-31 |
| 11 |
Sue, Kenneth (SFC:AEL989) 蘇其暉 |
|
M |
AEL989 |
RO |
2007-03-15 |
2011-08-31 |
| 12 |
Teo, Kim Guan 張金源 |
|
|
ANX459 |
Rep |
2006-09-07 |
2008-08-08 |
| 13 |
Tso, Wai Sing (SFC:AHG861) 蔡偉成 |
|
|
AHG861 |
Rep |
2005-07-15 |
2005-10-31 |
|
|
|
RO |
2005-10-31 |
2015-07-22 |
| 14 |
Turley, Francis Bernard |
|
M |
AIL649 |
RO |
2004-02-09 |
2007-04-16 |
| 15 |
Wallace, Lee Peter |
|
M |
ADM554 |
RO |
2007-03-23 |
2007-08-01 |
| 16 |
Wong, Michael Sheh Chung 王錫聰 |
|
M |
AFY781 |
Rep |
|
2003-12-16 |
| 17 |
Wong, Siu Leung 黃紹良 |
|
|
ANK932 |
Rep |
2006-08-15 |
2009-03-28 |
| 18 |
Yau, Shu Shan 游樹珊 |
|
|
AFU206 |
Rep |
2006-11-10 |
2012-02-16 |
| 19 |
Yu, Anthony Sai Yin 余世賢 |
|
M |
ACM394 |
Rep |
|
2003-12-09 |
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