UBS Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bhagwat, Niraj Dilip | AHU701 | Rep | 2005-10-24 | |||
| 2 | Bustnes, Brynjar Eirik | ALJ914 | Rep | 2004-11-01 | 2006-12-31 | ||
| 3 | Chan, Chee Seng (SFC:AJO200) | AJO200 | Rep | 2004-03-17 | |||
| 4 | Chan, Elsie Oi Sze 陳愛詩 | F | AJG217 | Rep | 2006-07-28 | 2012-09-12 | |
| 5 | Chan, Patrick Hin Wai 陳獻為 | M | AAZ195 | Rep | 2004-06-16 | ||
| RO | 2004-06-16 | 2004-12-23 | |||||
| Rep | 2004-12-23 | 2008-05-24 | |||||
| 6 | Chen, Helen Yan Heung 陳仁香 | F | AMN662 | Rep | 2005-09-28 | 2011-07-08 | |
| 7 | Chenaux-Repond, Lorenz Michael | M | AES431 | Rep | 2006-06-16 | 2016-02-16 | |
| 8 | Cheng, Shu Yuen 鄭樹源 | AIS494 | Rep | 2006-07-17 | 2008-07-12 | ||
| 9 | Cheung, Billy Wing Ho 張永豪 | ACJ034 | Rep | 2006-08-01 | 2014-09-01 | ||
| 10 | Cheung, Catherine Ka Man 張嘉敏 | F | AMN773 | Rep | 2005-10-06 | 2010-07-17 | |
| 11 | Ching, Kerry Kim Wai 程劍慧 | F | AFF128 | Rep | 2006-09-15 | 2008-04-12 | |
| 12 | Chu, Lawrence Sheng Yu 諸承譽 | 28 | M | AMY277 | Rep | 2006-01-20 | 2007-07-31 |
| 13 | Eichacker, Markus Karl Eugen | 39 | M | AGP574 | Rep | 2003-11-13 | |
| RO | 2003-11-13 | 2008-09-13 | |||||
| 14 | Fu, Teh-Hsiu 傅德修 | ADL952 | RO | 2003-12-05 | |||
| 15 | Fung, Karena Pui San 馮珮珊 | AFN682 | Rep | 2006-09-13 | 2012-01-18 | ||
| 16 | Gao, Hui (SFC:AKW845) 高卉 | AKW845 | Rep | 2004-07-06 | 2008-10-13 | ||
| 17 | Guan, Shao Ping 關少平 | AGB944 | Rep | 2006-05-22 | 2007-10-24 | ||
| 18 | Halek, David Neil | M | ACJ179 | Rep | 2003-08-29 | ||
| RO | 2003-08-29 | 2013-06-03 | |||||
| 19 | Hong, James Shu Kin (SFC:AAK376) 洪樹堅 | M | AAK376 | RO | 2009-10-31 | ||
| 20 | Kohler, David Hermann | M | AMC977 | Rep | 2005-06-21 | 2009-07-01 | |
| 21 | Lam, Franklin Fan Keung 林奮強 | 47 | M | ABG110 | Rep | 2005-12-01 | 2006-01-18 |
| RO | 2006-01-18 | 2011-07-11 | |||||
| 22 | Lee, Teong Gee 李忠義 | ACU300 | Rep | 2005-05-26 | 2006-10-18 | ||
| 23 | Leung, Ho Wa (SFC:AAV118) 梁可華 | AAV118 | Rep | 2003-10-11 | |||
| 24 | Miller, Steven Michael (SFC:AHF976) | M | AHF976 | Rep | 2007-03-08 | 2012-05-02 | |
| 25 | Mondovits, Andreas Georg | M | ALO012 | RO | 2005-07-20 | 2010-04-26 | |
| 26 | Nagpal, Shantanu | AOV057 | Rep | 2007-04-20 | 2007-10-26 | ||
| 27 | Pang, Jason Yat Sing 彭逸升 | M | ANT922 | Rep | 2006-08-10 | 2013-05-17 | |
| 28 | Piper, Stuart William Arnold | 54 | M | ANP304 | Rep | 2006-06-28 | 2008-07-04 |
| 29 | Schlaepfer, Bruno | M | ANK105 | Rep | 2006-05-16 | 2006-12-22 | |
| 30 | Shi, Bin 施斌 | AMX414 | Rep | 2006-01-12 | 2010-08-11 | ||
| 31 | Shum, Yuk Yee 岑玉如 | AEJ175 | Rep | 2005-10-19 | 2006-04-13 | ||
| 32 | Tan, Siew Ming 陳秀敏 | ALO563 | Rep | 2004-12-29 | 2008-09-26 | ||
| 33 | Wong, Johnny Yat Hong 黃日康 | M | ABV900 | Rep | 2005-09-26 | 2011-09-26 | |
| 34 | Yan, Cleo Sheung Ngar 甄尚雅 | F | AKW688 | Rep | 2006-07-28 | 2009-08-21 | |
| 35 | Yeo, Keng Swee 楊慶瑞 | ALW483 | Rep | 2005-04-11 | 2008-07-14 | ||
| 36 | Yu, Cheng-yung 游正雍 | AOY614 | Rep | 2007-05-23 | 2010-05-26 | ||
| 37 | Yuen, Ben Cheuk Bun 阮卓斌 | M | ACH723 | Rep | 2006-04-24 | 2006-05-29 | |
| RO | 2006-05-29 | 2013-12-20 | |||||
| 38 | Yuen, Siu Fung 袁兆豐 | AFO695 | Rep | 2006-03-27 | 2007-07-21 | ||
| 39 | Yung, Yu Ming 翁耀明 | AMU880 | Rep | 2005-12-09 | 2006-01-18 | ||
| RO | 2006-01-18 | 2012-04-03 | |||||
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