KCG SECURITIES ASIA LIMITED 寶通證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Chan, Eric Shun Kuen 陳舜權 45 M ACV410 RO 2004-03-01 2006-06-07
2 Chan, Kwok Chiu (SFC:AOY089) 陳國超 36 M AOY089 Rep 2007-07-17 2009-03-27
3 Kuang, Peter Yam Lung 鄺任能 M AFL702 RO 2005-12-19 2006-06-19
4 Kwan, Wai Sheung 關惠嫦 AAX022 Rep 2017-08-31
5 Kwok, Tim Shun Tim 郭純恬 33 M AJG509 Rep 2004-05-04 2004-12-15
6 Lam, James Wai Kit 林惠傑 M ACQ914 Rep 2008-10-29
7 Lee, Ka Ki (SFC:AEH405) 李家驥 AEH405 Rep 2007-03-06
Rep 2007-04-30 2012-05-31
8 Lei, Yonglang 雷永朗 53 M ACU960 RO 2007-04-17 2008-10-24
9 Louie, Janet Yuen Ki 呂婉琪 29 F AGW270 Rep 2004-08-06 2005-04-15
10 Luk, Wai Kit 陸偉傑 AJL679 Rep 2006-08-28 2007-09-12
11 Mui, Samuel Chok Wah 梅作華 49 M ABX544 Rep 2004-05-12
12 Pang, Keng Chan 彭鏡塵 M ADH991 RO
13 Sung, Hilda 宋玲鋆 42 F ABN455 Rep 2004-12-16 2005-05-11
14 Wong, Hong Sing 黃康鋮 ABX116 Rep 2005-09-12
15 Wong, Lok Yi (SFC:APP041) 黃樂怡 APP041 Rep 2007-12-21 2012-07-12
16 Xiong, Xiangdong (SFC:ANI717) 熊向東 ANI717 Rep 2006-06-23 2010-03-11
17 Yeung, Mario Bercasio 楊青山 45 M AKS601 Rep 2004-08-06 2005-07-05
18 Yu, Zhi (SFC:AIB283) 于志 AIB283 Rep 2007-03-06 2012-10-18
19 Yuen, Shing Kuen 袁承權 M AAG766 RO 2013-09-01
20 Zhang, Yong (SFC:ANI719) 張勇 ANI719 Rep 2006-08-02 2008-12-31

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